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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q3 2025 vs. Q2 2025

How the institutions holding Caterpillar Inc changed between Q2 2025 and Q3 2025.

All holders in Q3 2025All holders in Q2 2025

13F holders of CAT: Q2 2025 compared with Q3 2025
MeasureQ2 2025Of which not filed for Q3 2025Q3 2025Change
Holders3,023533,150+180
Shares330.2M6.04M333.3M+9.20M (+2.8%)
Value$128.0B$2.34B$159.0B+$33.4B (+26.6%)

53 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so the changes leave them out.

New holders (299)

Institutions that held Caterpillar Inc at the end of Q3 2025 but not at the end of Q2 2025.

Showing the largest 100 of 299 by value.

Institutions new to CAT in Q3 2025
InstitutionSharesValue% of portfolio
1832 Asset Management L.P.253,660$121.0M0.20%
Credit Agricole S A173,599$82.8M0.27%
AXA Investment Managers S.A.126,175$60.2M0.16%
Natixis122,331$58.4M0.31%
Fred Alger Management, LLC100,181$47.8M0.19%
J. Goldman & Co LP85,665$40.9M1.55%
Yaupon Capital Management LP82,253$39.2M2.02%
Rheos Capital Works Inc.70,000$33.4M1.87%
CIBC Bancorp USA Inc.64,699$30.9M0.19%
Nippon Life Global Investors Americas, Inc.42,460$20.3M0.85%
Albar Capital Partners LLP34,363$16.4M3.74%
Connors Investor Services Inc27,697$13.2M1.13%
Winton Group Ltd26,613$12.7M0.48%
Waratah Capital Advisors Ltd.25,584$12.2M0.83%
Capitolis Liquid Global Markets LLC20,000$9.54M0.08%
Tribune Investment Group LP18,000$8.59M4.16%
CAPROCK Group, Inc.18,638$7.81M0.19%
Castleark Management LLC16,230$7.74M0.22%
Mercuria Capital Strategies, LLC14,490$6.91M9.11%
Barometer Capital Management Inc.12,400$5.90M1.35%
Munich Reinsurance Co Stock Corp in Munich11,795$5.63M0.14%
Eventide Asset Management, LLC11,147$5.27M0.09%
Gallo Partners, LP10,826$5.17M3.88%
Schnieders Capital Management, LLC.9,458$4.51M0.81%
Marvin & Palmer Associates Inc7,033$4.06M3.02%
Morningstar Investment Management LLC8,306$3.96M0.15%
Tradewinds, LLC.7,742$3.69M0.90%
CMT Capital Markets Trading GmbH7,157$3.42M1.42%
Sandler Capital Management5,835$2.78M1.02%
SIR Capital Management, L.P.5,600$2.67M0.24%
Permanent Capital Management, LP5,369$2.56M0.48%
Caisse des Depots Et Consignations5,348$2.55M0.11%
First Horizon Corp5,241$2.50M0.12%
Polymer Capital Management (US) LLC4,500$2.15M0.29%
Krilogy Financial LLC3,544$2.02M0.08%
Symmetry Investments LP4,200$2.00M0.16%
Gibson Capital, LLC4,118$1.96M0.36%
Nearwater Capital Markets, Ltd4,000$1.91M0.03%
BOCHK Asset Management Ltd4,000$1.91M0.50%
Portus Wealth Advisors, LLC3,729$1.78M1.77%
Montecito Bank & Trust3,345$1.60M0.25%
Providence Financial Advisors, LLC3,272$1.56M1.49%
Portfolio Design Labs, LLC3,163$1.51M0.26%
Group One Trading, L.P.2,986$1.42M0.04%
SPX Equities Gestao de Recursos Ltda2,800$1.34M0.11%
von Borstel & Associates, Inc.2,284$1.30M0.20%
Myriad Asset Management US LP2,647$1.26M0.69%
O'Brien Wealth Partners LLC2,535$1.21M0.16%
Legacy Private Trust Co.2,246$1.07M0.06%
Financial Consulate, Inc2,191$1.05M0.15%
GTS Securities LLC2,166$1.03M0.04%
Quantitative Investment Management, LLC2,161$1.03M0.14%
Atom Investors LP2,146$1.02M0.08%
Jump Financial, LLC2,066$985.8K0.01%
Connective Portfolio Management, LLC2,000$943.2K1.67%
Siligmueller & Norvid Wealth Advisors LLC1,932$921.9K0.41%
Boston Partners1,922$917.3K0.00%
Legacy Trust1,873$893.7K0.18%
Inceptionr LLC1,801$859.3K0.21%
Clare Market Investments LLC1,773$846.0K0.17%
NJ State Employees Deferred Compensation Plan1,710$815.9K0.09%
Crewe Advisors LLC1,595$761.1K0.07%
Regent Peak Wealth Advisors LLC1,558$743.4K0.15%
Infrastructure Capital Advisors, LLC1,277$737.2K0.09%
Orser Capital Management, LLC1,444$689.0K0.38%
McCollum Christoferson Group LLC1,400$668.0K0.19%
Clark Asset Management, LLC1,398$667.1K0.08%
WJ Financial Advisors LLC1,387$661.8K0.64%
Ellevest, Inc.1,385$660.9K0.09%
Masso Torrence Wealth Management Inc.1,375$656.1K0.27%
National Wealth Management Group, LLC1,321$630.1K0.24%
Neo Ivy Capital Management1,266$604.1K0.15%
Vestmark Advisory Solutions, Inc.1,260$601.1K0.01%
Buckhead Capital Management LLC1,240$591.7K0.22%
J. Team Financial, Inc.1,225$584.4K0.59%
China Universal Asset Management Co., Ltd.1,200$572.6K0.05%
Silver Grove Financial Group, Inc.1,194$569.8K0.54%
Tennessee Valley Asset Management Partners1,182$564.1K0.08%
Centiva Capital, LP1,180$563.0K0.05%
Meadowbrook Wealth Management, LLC1,170$558.3K0.58%
Sonoma Allocations LLC1,030$557.2K0.20%
Rakuten Investment Management, Inc.12,109$547.9K0.00%
Ade, LLC1,090$520.1K0.26%
AdvisorShares Investments LLC1,050$501.0K0.08%
Touchstone Capital, Inc.1,038$495.1K0.25%
Alpha Wealth Funds, LLC1,000$477.1K0.39%
Stanley-Laman Group, Ltd.960$458.1K0.07%
Legacy Advisors, LLC953$454.9K0.06%
Concorde Asset Management, LLC917$446.8K0.19%
Griffith & Werner, Inc.750$428.0K0.22%
Banyan Capital Management, Inc.895$427.0K0.19%
Investment Research Partners LLC716$418.9K0.19%
a16z Perennial Management, L.P.822$392.2K0.03%
Stillwater Wealth Management Group820$391.0K0.27%
Quarry LP812$387.4K0.09%
Townsend & Associates, Inc700$368.8K0.03%
Q3 Asset Management762$367.0K0.13%
Fiscal Wisdom Wealth Management, LLC703$361.3K0.34%
RWM Asset Management, LLC754$359.8K0.04%
SIH Partners, LLLP710$338.8K0.03%

Sold out (119)

Institutions that held Caterpillar Inc at the end of Q2 2025 and filed for Q3 2025 without it.

Showing the largest 100 of 119 by value.

Institutions that sold out of CAT in Q3 2025
InstitutionShares, Q2 2025Value, Q2 2025
Brandywine Global Investment Management, LLC624,360$242.4M
Storebrand Asset Management AS272,787$105.9M
Qube Research & Technologies Ltd226,553$88.0M
Freestone Grove Partners LP225,967$87.7M
Alyeska Investment Group, L.P.218,946$85.0M
Arrowstreet Capital, Limited Partnership187,373$72.7M
HRT Financial LP114,625$44.5M
Jain Global LLC96,502$37.5M
Point72 Asset Management, L.P.81,351$31.6M
Bornite Capital Management LP60,000$23.3M
Worldquant Millennium Advisors LLC53,949$20.9M
Zimmer Partners, LP44,000$17.1M
Engineers Gate Manager LP41,040$15.9M
Graham Capital Management, L.P.40,582$15.8M
IMC-Chicago, LLC32,442$12.6M
Moore Capital Management, LP27,893$10.8M
Nan Shan Life Insurance Co., Ltd.27,093$10.5M
APG Asset Management N.V.27,293$9.03M
Concentric Capital Strategies, LP23,183$9.00M
Twinbeech Capital LP14,303$5.55M
Financial Advocates Investment Management13,193$5.12M
Point72 Asia (Singapore) Pte. Ltd.9,690$3.76M
V-Square Quantitative Management LLC9,250$3.59M
Point72 (DIFC) Ltd8,401$3.26M
L & S Advisors Inc8,029$3.12M
Delta Global Management LP7,280$2.83M
Econ Financial Services Corp5,349$2.08M
Littlejohn Financial Services, Inc.5,225$2.03M
Lighthouse Investment Partners, LLC5,000$1.94M
Isthmus Partners, LLC4,858$1.89M
Sawyer & Company, Inc1,692$1.80M
UBS Oconnor LLC4,200$1.63M
TCG Advisory Services, LLC4,046$1.57M
Maven Securities LTD3,928$1.52M
Redwood Investment Management, LLC3,741$1.45M
Eqis Capital Management, Inc.3,675$1.43M
Laurion Capital Management LP3,364$1.31M
Ted Buchan & Co3,139$1.22M
EntryPoint Capital, LLC2,952$1.15M
Cadent Capital Advisors, LLC2,870$1.11M
Vienna Powszechne Towarzystwo Emerytalne S.A. Vienna Insurance Group2,796$1.09M
Elevate Wealth Advisory, Inc2,737$1.06M
Audent Global Asset Management, LLC2,735$1.06M
ISAM Funds (UK) Ltd2,619$1.02M
Tudor Investment Corp Et Al2,322$901.4K
Jackson Hole Capital Partners, LLC1,983$769.7K
AlphaStar Capital Management, LLC1,880$729.7K
Smith Chas P & Associates Pa Cpas1,868$725.2K
CTC Alternative Strategies, Ltd.1,810$702.7K
ICONIQ Capital, LLC1,740$675.5K
Integrated Quantitative Investments LLC1,700$660.0K
Whitaker-Myers Wealth Managers, LTD.1,649$640.1K
Challenger Wealth Management1,607$623.9K
United Super Pty Ltd in its capacity as Trustee for the Construction & Building Unions Superannuation Fund1,600$621.1K
Readystate Asset Management LP1,564$607.2K
Axq Capital, LP1,560$605.6K
XTX Topco Ltd1,500$582.3K
Blueshift Asset Management, LLC1,476$573.0K
United Bank1,342$521.0K
Leo Wealth, LLC1,299$504.1K
Thurston, Springer, Miller, Herd & Titak, Inc.1,216$472.2K
Ergawealth Advisors, Inc.1,171$454.6K
Summit X, LLC1,131$440.9K
Soundwatch Capital LLC429,033$436.1K
TrueMark Investments, LLC1,109$430.5K
Agp Franklin, LLC1,090$423.1K
Intact Investment Management Inc.1,000$388.2K
Carmel Capital Partners, LLC917$356.0K
HTG Investment Advisors, Inc.900$349.5K
Requisite Capital Management, LLC880$341.7K
denkapparat Operations GmbH844$327.6K
Rede Wealth, LLC795$308.5K
Two Sigma Securities, LLC784$304.4K
Swan Global Investments, LLC770$298.9K
MBB Public Markets I LLC760$295.0K
Gardner Lewis Asset Management L P752$291.9K
Berry Wealth Group, LP752$291.8K
Bravias Capital Group, LLC710$275.6K
Knollwood Investment Advisory, LLC700$271.7K
Kiker Wealth Management, LLC696$270.2K
Ables, Iannone, Moore & Associates, Inc.692$268.6K
Houlihan Financial Resource Group, Ltd.629$264.0K
Gibson Wealth Advisors LLC670$260.2K
CCG Wealth Management, LLC667$258.9K
Hibernia Wealth Partners, LLC661$256.4K
Optimize Financial Inc644$250.0K
Carter Financial Group, INC.637$247.3K
Sharper & Granite LLC600$239.1K
Private Wealth Advisors611$237.3K
BCO Wealth Management LLC592$229.8K
Nova R Wealth, Inc.583$226.2K
Collective Family Office LLC555$215.5K
RDA Financial Network555$215.3K
Von Berge Wealth Management Group, LLC500$208.6K
SC&H Financial Advisors, Inc.536$208.0K
Swisher Financial Concepts, Inc.528$205.0K
Park Square Financial Group, LLC520$201.9K
Amplius Wealth Advisors, LLC516$200.3K
Elequin Capital LP487$189.1K
Briaud Financial Planning, Inc446$173.0K

Not filed for Q3 2025 yet (53)

Institutions that held Caterpillar Inc at the end of Q2 2025 and haven't filed a 13F for Q3 2025. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q2 2025 that haven't filed for Q3 2025
InstitutionShares, Q2 2025Value, Q2 2025
Norges Bank5,579,193$2.17B
CIBC World Markets Corp102,512$39.8M
Congress Wealth Management LLC73,224$28.4M
Grassi Investment Management66,904$26.0M
Avantax Advisory Services, Inc.50,185$19.5M
Financial Partners Group, LLC22,978$8.92M
EP Wealth Advisors, LLC19,208$7.46M
Atria Wealth Solutions, Inc.14,695$5.74M
Stonebridge Capital Management Inc11,872$4.61M
Schnieders Capital Management LLC9,147$3.55M
Graypoint LLC8,918$3.46M
First Horizon Advisors, Inc.6,694$2.60M
Good Life Advisors, LLC6,323$2.45M
Greenberg Financial Group2,290$2.44M
Keudell/Morrison Wealth Management5,978$2.32M
Wealth Group, Ltd.5,814$2.26M
Vega Investment Solutions3,495$1.36M
Savoie Capital LLC3,465$1.35M
Scott Marsh Financial, LLC3,290$1.28M
J. W. Coons Advisors, LLC2,880$1.12M
Forte Capital LLC2,867$1.11M
Talon Private Wealth, LLC2,529$981.8K
Bordeaux Wealth Advisors LLC2,456$953.4K
Tyler-Stone Wealth Management2,178$845.6K
Smith Anglin Financial, LLC2,142$831.6K
Copperwynd Financial, LLC1,849$717.8K
Benchmark Wealth Management, LLC1,788$693.9K
TFG Advisers LLC1,785$693.0K
Union Savings Bank1,566$685.9K
Acas, LLC1,389$574.5K
E Fund Management Co., Ltd.1,183$459.3K
Exchange Capital Management, Inc.1,011$392.5K
Bingham Private Wealth, LLC907$352.1K
Hamilton Capital, LLC882$342.4K
Omnitrust Wealth Management, Inc284$302.4K
MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH763$296.2K
Waypoint Wealth Partners Inc.750$291.2K
Safe Harbor Fiduciary, LLC747$290.0K
Belmont Capital, LLC720$279.5K
Northeast Financial Consultants Inc712$276.4K
Breed's Hill Capital LLC671$260.6K
Prairie Sky Financial Group LLC585$227.1K
North Dallas Bank & Trust Co519$201.5K
Centricity Wealth Management, LLC484$187.9K
PrairieView Partners, LLC442$171.0K
Iron Horse Wealth Management, LLC247$95.9K
Moser Wealth Advisors, LLC220$85.4K
Oliver Lagore Vanvalin Investment Group211$69.6K
Total Wealth Planning & Management, Inc.10,200$37.9K
Legacy Investment Solutions, LLC59$22.9K
Atlas Capital Advisors LLC43$16.7K
Parkworth Wealth Management, Inc.24$9.47K
Financial Gravity Companies, Inc.2$776