Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,714
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,085 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 47,866,367 | $17.5B | 0.35% | −487,003−1.0% | Reduced |
| State Street Corp | 37,392,747 | $13.7B | 0.61% | −330,137−0.9% | Reduced |
| BlackRock Inc. | 33,534,129 | $12.3B | 0.29% | +23,664+0.1% | Added |
| Capital World Investors | 28,172,698 | $10.3B | 1.71% | −857,255−3.0% | Reduced |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $6.51B | 5.86% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 10,219,712 | $3.74B | 0.35% | +346,730+3.5% | Added |
| Fisher Asset Management, LLC | 8,341,641 | $3.06B | 1.43% | +202,601+2.5% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $2.69B | 5.88% | 00.0% | Unchanged |
| Morgan Stanley | 7,199,684 | $2.64B | 0.21% | +700.0% | Added |
| Northern Trust Corp | 6,418,773 | $2.35B | 0.41% | −234,600−3.5% | Reduced |
| FMR LLC | 5,950,009 | $2.18B | 0.15% | +431,882+7.8% | Added |
| Norges Bank | 5,942,737 | $2.18B | 0.34% | +326,477+5.8% | Added |
| Bank of America Corp | 4,650,332 | $1.70B | 0.17% | −45,848−1.0% | Reduced |
| Bank of New York Mellon Corp | 3,614,141 | $1.32B | 0.25% | −166,969−4.4% | Reduced |
| Charles Schwab Investment Management Inc | 3,291,247 | $1.18B | 0.27% | +26,612+0.8% | Added |
| Goldman Sachs Group Inc | 3,142,765 | $1.15B | 0.24% | +32,259+1.0% | Added |
| Legal & General Group Plc | 3,043,928 | $1.12B | 0.32% | −29,054−0.9% | Reduced |
| Dimensional Fund Advisors LP | 2,904,482 | $1.06B | 0.29% | +70,801+2.5% | Added |
| Invesco Ltd. | 2,714,943 | $994.8M | 0.21% | −329,597−10.8% | Reduced |
| UBS Asset Management Americas Inc | 2,570,087 | $941.8M | 0.33% | +211,160+9.0% | Added |
| Nuveen Asset Management, LLC | 2,490,078 | $912.4M | 0.27% | −232,196−8.5% | Reduced |
| Amundi | 2,440,654 | $873.7M | 0.38% | −762,937−23.8% | Reduced |
| Barclays PLC | 2,309,109 | $846.1M | 0.38% | +887,581+62.4% | Added |
| JPMorgan Chase & Co | 2,145,772 | $786.3M | 0.07% | +138,752+6.9% | Added |
| Capital Research Global Investors | 2,020,100 | $740.2M | 0.17% | +119,326+6.3% | Added |
| Ameriprise Financial Inc | 1,910,694 | $700.2M | 0.19% | −52,910−2.7% | Reduced |
| UBS Group AG | 1,847,030 | $676.8M | 0.22% | +85,639+4.9% | Added |
| Wells Fargo & Company | 1,827,530 | $669.7M | 0.18% | −9,134−0.5% | Reduced |
| Royal Bank of Canada | 1,735,979 | $636.1M | 0.16% | −499,078−22.3% | Reduced |
| Primecap Management Co | 1,730,972 | $634.3M | 0.47% | −73,508−4.1% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,545,258 | $566.2M | 0.39% | −7,524−0.5% | Reduced |
| Swiss National Bank | 1,524,600 | $558.7M | 0.39% | −70,600−4.4% | Reduced |
| Deutsche Bank AG | 1,406,554 | $515.4M | 0.24% | −40,147−2.8% | Reduced |
| Diamond Hill Capital Management Inc | 1,306,020 | $478.6M | 1.95% | −230,606−15.0% | Reduced |
| Capital Wealth Planning, LLC | 1,297,882 | $475.6M | 5.08% | +115,429+9.8% | Added |
| HSBC Holdings PLC | 1,249,720 | $457.8M | 0.33% | −137,162−9.9% | Reduced |
| Price T Rowe Associates Inc | 1,070,860 | $392.4M | 0.05% | −54,060−4.8% | Reduced |
| Lazard Asset Management LLC | 1,068,019 | $391.4M | 0.48% | −41,562−3.7% | Reduced |
| Nordea Investment Management AB | 1,067,960 | $389.9M | 0.46% | +51,496+5.1% | Added |
| Credit Suisse AG | 1,010,934 | $370.4M | 0.36% | −107,134−9.6% | Reduced |
| California Public Employees Retirement System | 932,223 | $341.6M | 0.24% | −276,593−22.9% | Reduced |
| Rhumbline Advisers | 917,006 | $336.0M | 0.32% | −8,149−0.9% | Reduced |
| National Pension Service | 901,804 | $330.4M | 0.40% | −2,002−0.2% | Reduced |
| Bank of Montreal | 884,539 | $322.7M | 0.17% | −236,291−21.1% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 863,117 | $316.3M | 0.44% | +95,909+12.5% | Added |
| California State Teachers Retirement System | 822,324 | $301.3M | 0.38% | +2,962+0.4% | Added |
| LPL Financial LLC | 776,220 | $284.4M | 0.15% | −9,526−1.2% | Reduced |
| Citigroup Inc | 753,871 | $276.2M | 0.30% | +43,640+6.1% | Added |
| Principal Financial Group Inc | 752,651 | $275.8M | 0.16% | +24,798+3.4% | Added |
| ProShare Advisors LLC | 747,697 | $274.0M | 0.73% | −88,022−10.5% | Reduced |
| CI Private Wealth, LLC | 727,454 | $266.6M | 0.47% | −16,178−2.2% | Reduced |
| Los Angeles Capital Management LLC | 712,689 | $261.2M | 0.89% | −43,546−5.8% | Reduced |
| New York State Common Retirement Fund | 688,365 | $252.2M | 0.33% | −18,390−2.6% | Reduced |
| Stifel Financial Corp | 642,874 | $235.6M | 0.27% | −19,885−3.0% | Reduced |
| BNP Paribas Arbitrage, SA | 632,517 | $231.8M | 0.29% | +286,986+83.1% | Added |
| US Bancorp | 619,629 | $227.1M | 0.32% | −21,865−3.4% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 611,898 | $223.7M | 0.86% | +11,164+1.9% | Added |
| Raymond James & Associates | 604,691 | $221.6M | 0.15% | −36,919−5.8% | Reduced |
| Envestnet Asset Management Inc | 597,303 | $218.9M | 0.08% | −82,771−12.2% | Reduced |
| Victory Capital Management Inc | 581,782 | $213.2M | 0.21% | +79,515+15.8% | Added |
| Alliancebernstein L.P. | 559,266 | $204.9M | 0.07% | −43,073−7.2% | Reduced |
| Neuberger Berman Group LLC | 555,272 | $203.5M | 0.17% | +5,574+1.0% | Added |
| Voya Investment Management LLC | 529,467 | $194.0M | 0.19% | −247,508−31.9% | Reduced |
| New York State Teachers Retirement System | 524,824 | $192.3M | 0.40% | −15,843−2.9% | Reduced |
| Bank of Nova Scotia | 524,320 | $192.1M | 0.39% | +284,221+118.4% | Added |
| Zacks Investment Management | 521,038 | $190.9M | 2.04% | +20,148+4.0% | Added |
| Fifth Third Bancorp | 502,108 | $184.0M | 0.72% | +16,239+3.3% | Added |
| Thrivent Financial for Lutherans | 494,674 | $181.3M | 0.36% | +95,554+23.9% | Added |
| Capital International Investors | 488,660 | $179.1M | 0.04% | +244,253+99.9% | Added |
| American Century Companies Inc | 477,810 | $175.1M | 0.11% | +62,305+15.0% | Added |
| Manufacturers Life Insurance Company, The | 472,156 | $173.0M | 0.16% | −57,728−10.9% | Reduced |
| HighTower Advisors, LLC | 468,514 | $171.6M | 0.28% | −36,266−7.2% | Reduced |
| Commonwealth Equity Services, LLC | 442,913 | $162.3M | 0.27% | +5,211+1.2% | Added |
| Canada Pension Plan Investment Board | 407,677 | $149.4M | 0.16% | +307,479+306.9% | Added |
| APG Asset Management N.V. | 433,828 | $147.2M | 0.26% | +25,873+6.3% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 400,496 | $146.5M | 0.34% | +56,079+16.3% | Added |
| Baird Financial Group, Inc. | 397,511 | $145.7M | 0.31% | −36,241−8.4% | Reduced |
| Prudential Financial Inc | 373,009 | $136.7M | 0.19% | −35,527−8.7% | Reduced |
| DekaBank Deutsche Girozentrale | 372,828 | $136.5M | 0.25% | −219,884−37.1% | Reduced |
| Standard Life Aberdeen plc | 371,821 | $136.2M | 0.27% | +3,430+0.9% | Added |
| Franklin Resources Inc | 370,744 | $135.9M | 0.04% | −21,021−5.4% | Reduced |
| State Board of Administration of Florida Retirement System | 593,608 | $135.8M | 0.32% | +44,317+8.1% | Added |
| Schroder Investment Management Group | 368,371 | $135.0M | 0.16% | +15,559+4.4% | Added |
| Toronto Dominion Bank | 357,277 | $130.9M | 0.21% | −4,126−1.1% | Reduced |
| The PNC Financial Services Group, Inc. | 356,953 | $130.8M | 0.09% | −7,042−1.9% | Reduced |
| Penserra Capital Management LLC | 332,200 | $121.7M | 1.53% | −69,595−17.3% | Reduced |
| SG Americas Securities, LLC | 321,800 | $117.9M | 0.60% | −29,264−8.3% | Reduced |
| Asset Management One Co.,Ltd. | 320,515 | $117.4M | 0.45% | −5,876−1.8% | Reduced |
| Great Lakes Advisors, LLC | 320,471 | $117.4M | 1.00% | −24,714−7.2% | Reduced |
| Danske Bank A/S | 314,613 | $115.3M | 0.36% | +314,613 | New |
| Raymond James Financial Services Advisors, Inc. | 309,113 | $113.3M | 0.17% | −16,877−5.2% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 307,600 | $112.7M | 1.11% | +4,500+1.5% | Added |
| First Trust Advisors LP | 297,327 | $108.9M | 0.11% | −94,787−24.2% | Reduced |
| State of New Jersey Common Pension Fund D | 293,188 | $107.4M | 0.32% | 00.0% | Unchanged |
| Rockefeller Capital Management L.P. | 291,938 | $107.0M | 0.31% | −32,743−10.1% | Reduced |
| Korea Investment CORP | 290,105 | $106.3M | 0.27% | −142,931−33.0% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 288,674 | $105.8M | 0.35% | −3,079−1.1% | Reduced |
| Panagora Asset Management Inc | 285,700 | $104.7M | 0.55% | −137,347−32.5% | Reduced |
| Advisor Group Holdings, Inc. | 284,071 | $104.2M | 0.23% | −53,925−16.0% | Reduced |
| State of Wisconsin Investment Board | 280,518 | $102.8M | 0.27% | +6,684+2.4% | Added |