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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q1 2024 vs. Q4 2023

How the institutions holding Caterpillar Inc changed between Q4 2023 and Q1 2024.

All holders in Q1 2024All holders in Q4 2023

13F holders of CAT: Q4 2023 compared with Q1 2024
MeasureQ4 2023Of which not filed for Q1 2024Q1 2024Change
Holders2,582412,713+172
Shares354.5M314.0K349.0M−5.16M (−1.5%)
Value$104.6B$116.4M$127.6B+$23.1B (+22.2%)

41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so the changes leave them out.

New holders (263)

Institutions that held Caterpillar Inc at the end of Q1 2024 but not at the end of Q4 2023.

Showing the largest 100 of 263 by value.

Institutions new to CAT in Q1 2024
InstitutionSharesValue% of portfolio
Danske Bank A/S314,613$115.3M0.36%
Resona Asset Management Co.,Ltd.174,893$64.1M0.38%
Weiss Asset Management LP101,979$37.4M1.75%
Capitolis Liquid Global Markets LLC95,000$34.8M0.56%
Mediolanum International Funds Ltd79,613$29.0M0.47%
Capital Fund Management S.A.78,952$28.9M0.35%
Allianz SE52,647$19.3M0.61%
M&G Plc41,009$15.0M0.09%
Andra AP-fonden35,000$12.8M0.23%
Vantage Investment Partners, LLC34,937$12.8M1.14%
Hamilton Capital Partners Inc.31,080$11.4M1.38%
SpiderRock Advisors, LLC29,097$10.2M0.33%
Zimmer Partners, LP26,720$9.79M0.21%
Quadrature Capital Ltd25,563$9.37M0.16%
L & S Advisors Inc24,409$8.94M1.01%
Spears Abacus Advisors LLC23,490$8.61M0.18%
Simplicity Wealth,LLC19,827$7.27M0.17%
Trajan Wealth LLC13,425$4.92M0.33%
Marvin & Palmer Associates Inc11,234$4.12M4.08%
Harbor Capital Advisors, Inc.10,509$3.85M0.50%
Focus Financial Network, Inc.10,599$3.79M0.18%
Seizert Capital Partners, LLC9,467$3.47M0.16%
Bryn Mawr Trust Co8,859$3.25M0.12%
Family Management Corp7,989$2.93M0.54%
Bayesian Capital Management, LP7,486$2.74M0.26%
Umpqua Bank7,446$2.73M1.12%
Walleye Capital LLC7,005$2.57M0.03%
Worth Asset Management, LLC6,843$2.51M1.54%
Simplex Trading, LLC6,779$2.48M0.07%
Advanced Portfolio Management, LLC6,367$2.33M4.41%
Zurich Insurance Group Ltd6,200$2.27M0.02%
Gen-Wealth Partners Inc6,188$2.27M1.12%
Insight Wealth Strategies, LLC5,823$2.13M0.31%
Wealth Group, Ltd.5,292$1.94M1.46%
BNP Paribas5,276$1.93M0.09%
Del-Sette Capital Management, LLC5,045$1.85M1.52%
PFG Investments, LLC4,958$1.82M0.11%
Emprise Bank4,920$1.80M1.21%
Counterweight Ventures, LLC4,739$1.74M1.40%
Linden Thomas Advisory Services, LLC4,674$1.71M0.28%
Genus Capital Management Inc.4,639$1.70M0.22%
Mittelman Wealth Management4,443$1.63M1.10%
Paloma Partners Management Co4,416$1.62M0.23%
Vinland Capital Management Gestora de Recursos LTDA.4,277$1.57M1.30%
BBR Partners, LLC4,132$1.51M0.12%
Connor, Clark & Lunn Investment Management Ltd.3,966$1.45M0.01%
Grey Street Capital, LLC3,966$1.45M0.20%
C2P Capital Advisory Group, LLC d.b.a. Prosperity Capital Advisors3,941$1.44M0.17%
Winton Group Ltd3,707$1.36M0.10%
Bullock Wealth Management Group3,663$1.33M0.89%
Itau Unibanco Holding S.A.3,504$1.28M0.06%
Savoie Capital LLC3,465$1.27M0.18%
Keynote Financial Services LLC3,449$1.26M1.06%
Maverick Capital LtdSuperinvestorMaverick Capital3,425$1.26M0.02%
Alexander Labrunerie & Co., Inc.3,393$1.24M0.69%
AA Financial Advisors, LLC3,333$1.22M0.49%
CORDA Investment Management, LLC.3,243$1.19M0.09%
Wilkins Investment Counsel Inc3,035$1.11M0.16%
WBI Investments3,029$1.11M0.23%
Sentinus, LLC2,796$1.02M0.36%
Hilltop National Bank2,605$954.5K0.32%
BTG Pactual Global Asset Management Ltd2,592$949.8K0.30%
Diversify Advisory Services, LLC2,547$926.4K0.05%
Polymer Capital Management (HK) LTD2,450$897.8K0.23%
Stableford Capital II LLC2,445$895.9K0.36%
Atlanta Consulting Group Advisors, LLC2,308$845.7K0.29%
Maxi Investments CY Ltd2,272$833.0K0.22%
Gries Financial LLC2,238$820.1K0.14%
Northwest & Ethical Investments L.P.2,220$813.5K0.02%
Bright Futures Wealth Management, LLC.2,189$716.7K0.39%
Park Edge Advisors, LLC1,909$699.5K0.20%
BCJ Capital Management, LLC1,868$684.5K0.05%
LRI Investments, LLC1,851$678.2K0.17%
Norden Group LLC1,833$671.7K0.14%
Sassicaia Capital Advisers LLC1,800$659.6K2.80%
Sanders Morris Harris LLC1,775$650.4K0.12%
Hamilton Wealth, LLC1,686$617.8K0.19%
Crewe Advisors LLC1,655$606.4K0.07%
Virtu Financial LLC1,648$604.0K0.05%
Steward Partners Investment Solutions, LLC1,609$589.6K0.10%
Arvest Trust Co N A1,589$582.3K0.03%
MBB Public Markets I LLC1,541$564.7K0.04%
McCarthy & Cox1,429$523.8K0.20%
Ransom Advisory, Ltd1,425$522.2K0.28%
Watts Gwilliam & Co., LLC1,445$517.6K0.16%
Sweeney & Michel, LLC1,431$512.4K0.23%
Idaho Trust Bank1,388$508.5K0.49%
BayBridge Capital Group, LLC1,414$505.7K0.44%
Orrstown Financial Services Inc1,360$498.3K0.28%
Formidable Asset Management, LLC1,320$483.6K0.08%
Evoke Wealth, LLC1,301$476.8K0.01%
Gratus Capital LLC1,277$468.1K0.02%
Contravisory Investment Management, Inc.1,245$456.2K0.10%
Gsa Capital Partners LLP1,181$433.0K0.03%
Oversea-Chinese Banking CORP Ltd1,177$431.3K0.01%
Gibbs Wealth Management1,133$415.2K0.24%
Sutton Place Investors LLC1,109$406.4K0.20%
Flow Traders U.S. LLC1,106$405.0K0.02%
Strategic Wealth Partners, Ltd.1,104$404.5K0.04%
Youngs Advisory Group, Inc.1,054$386.2K0.17%

Sold out (91)

Institutions that held Caterpillar Inc at the end of Q4 2023 and filed for Q1 2024 without it.

Institutions that sold out of CAT in Q1 2024
InstitutionShares, Q4 2023Value, Q4 2023
Citadel Advisors LLC430,286$127.2M
Meitav Dash Investments Ltd127,520$37.7M
DnB Asset Management AS121,593$36.0M
Cetera Advisor Networks LLC118,416$35.0M
ING Groep NV83,665$24.7M
Cetera Advisors LLC55,930$16.5M
Eisler Capital (UK) Ltd.41,221$12.2M
Sandler Capital Management35,000$10.3M
Kerrisdale Advisers, LLC18,323$5.42M
Granite Bay Wealth Management, LLC20,300$5.28M
Longbow Finance SA16,500$4.88M
River & Mercantile Asset Management LLP16,000$4.73M
FJ Investments, LLC13,300$3.93M
Beck Capital Management, LLC10,185$3.01M
Scopus Asset Management, L.P.10,000$2.96M
Point72 Europe (London) LLP9,962$2.95M
Arete Wealth Advisors, LLC8,747$2.59M
Stoneridge Investment Partners LLC7,476$2.21M
Truepoint, Inc.7,420$2.19M
Marshall Wace, LLP7,292$2.16M
Bridgewater Associates, LP5,997$1.77M
Lecap Asset Management Ltd4,322$1.28M
JW Asset Management, LLC4,024$1.19M
Caxton Associates LP3,976$1.18M
Qsemble Capital Management, LP3,836$1.13M
Quantitative Investment Management, LLC3,458$1.02M
Menora Mivtachim Holdings Ltd.3,382$1.00M
Curated Wealth Partners LLC3,320$981.6K
CCG Wealth Management, LLC3,113$920.4K
Sciencast Management LP2,906$859.2K
DCM Advisors, LLC2,739$809.8K
OmniStar Financial Group, Inc.2,644$782.0K
IFG Advisory, LLC2,551$754.4K
JGP Wealth Management, LLC2,419$715.2K
BlueCrest Capital Management Ltd2,386$705.5K
Advisor Resource Council2,337$691.0K
Scholtz & Company, LLC2,150$636.0K
Machina Capital S.A.S.2,010$594.3K
Winthrop Capital Management, LLC1,989$588.1K
Oak Hill Wealth Advisors, LLC1,934$572.0K
Glassman Wealth Services1,878$555.3K
AdvisorShares Investments LLC1,680$496.7K
CapWealth Advisors, LLC1,542$455.9K
Longfellow Investment Management Co LLC1,490$440.5K
Signet Investment Advisory Group, Inc.1,430$422.8K
Eaton Financial Holdings Company, LLC1,420$419.9K
FDx Advisors, Inc.1,363$403.0K
Arlington Financial Advisors, LLC1,336$395.0K
Acorn Financial Advisory Services Inc1,296$382.3K
Waterloo Capital, L.P.1,202$355.3K
Infrastructure Capital Advisors, LLC1,168$345.3K
Laidlaw Wealth Management LLC1,164$344.2K
Copperwynd Financial, LLC1,161$343.3K
Kure Advisory, LLC1,124$332.3K
CenterStar Asset Management, LLC1,050$310.3K
Raub Brock Capital Management LP1,045$309.0K
Legacy Trust1,001$296.0K
Somerset Group LLC1,000$295.7K
Centiva Capital, LP990$292.7K
Thrive Capital Management, LLC968$286.1K
Quest Partners LLC941$278.2K
One River Asset Management, LLC914$270.2K
Act Wealth Management, LLC877$259.2K
Triumph Capital Management864$255.6K
Carlson Capital Management804$237.6K
Koss-Olinger Consulting, LLC802$237.0K
Aigen Investment Management, LP750$221.8K
ERTS Wealth Advisors, LLC750$221.8K
Jackson Wealth Management, LLC721$213.0K
Guardian Capital LP711$210.2K
Lewis Asset Management, LLC708$209.4K
Owen LaRue, LLC701$207.4K
Northeast Financial Consultants Inc692$204.6K
T. Rowe Price Investment Management, Inc.517$153.0K
LM Advisors LLC461$136.3K
Banco de Sabadell, S.A354$105.0K
O'Dell Group, LLC315$93.2K
Clear Street Markets LLC300$89.0K
SYSTM Wealth Solutions LLC282$83.5K
Scarborough Advisors, LLC260$76.9K
Dividend Assets Capital, LLC229$68.0K
EntryPoint Capital, LLC211$62.4K
Arlington Partners LLC189$55.9K
Lee Financial Co167$49.4K
Hoese & Co LLP150$37.6K
Resurgent Financial Advisors LLC102$30.2K
Richardson Financial Services Inc.92$27.2K
Long Island Wealth Management, Inc.74$22.0K
Rockbridge Investment Management, LCC68$20.1K
New Millennium Group LLC29$8.69K
American Capital Advisory, LLC6$1.82K

Not filed for Q1 2024 yet (41)

Institutions that held Caterpillar Inc at the end of Q4 2023 and haven't filed a 13F for Q1 2024. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q4 2023 that haven't filed for Q1 2024
InstitutionShares, Q4 2023Value, Q4 2023
Aware Super Pty Ltd as trustee of Aware Super81,918$46.9M
M&G Investment Management Ltd40,592$12.0M
Lee Danner & Bass Inc40,244$11.9M
Focus Financial Network Inc29,676$8.77M
Cannell Peter B & Co Inc23,204$6.86M
Sawtooth Solutions, LLC19,488$5.76M
Putnam Investments LLC14,436$4.27M
Wade G W & Inc8,782$2.60M
Columbia Trust Co 010120167,542$2.23M
Bartlett & Co. LLC5,037$1.50M
M&G Investments (USA) Inc.4,679$1.38M
StrategIQ Financial Group, LLC2,745$811.7K
Live Oak Investment Partners–$792.1K
Desjardins Global Asset Management Inc.2,616$773.6K
DFPG Investments, LLC2,589$736.0K
Day & Ennis, LLC2,386$705.5K
Golden State Equity Partners2,307$682.1K
Provence Wealth Management Group2,276$672.9K
Platform Technology Partners1,942$624.5K
Traverso Chambers Private Wealth Management, LLC2,098$620.3K
Tilt Investment Management Holdings, PBC2,051$606.4K
Telemus Capital, LLC1,801$532.5K
Wealthsource Partners, LLC1,586$468.9K
Bridgeworth, LLC1,550$458.4K
Alan B. Lancz & Associates, Inc.1,450$428.7K
Fairfield Financial Advisors, LTD1,438$425.3K
Landmark Financial Advisors, LLC1,267$374.6K
Resource Consulting Group Inc1,223$361.6K
Baystate Wealth Management LLC1,200$355.0K
Wedgewood Investors Inc933$275.9K
Financial Advisors Network, Inc.889$263.0K
Westwood Management Corp800$237.0K
Luts & Greenleigh Group, Inc709$209.7K
Spartan Planning & Wealth Management686$202.8K
DB Wealth Management Group, LLC435$128.6K
Coppell Advisory Solutions LLC410$121.2K
Strategic Investment Solutions, Inc.326$96.4K
Nalls Sherbakoff Group, LLC251$74.2K
Hobbs Group Advisors, LLC209$61.8K
HWG Holdings LP162$47.9K
Gilfoyle & Co LLC107$32.1K