Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2025
Institutional positions in Caterpillar Inc as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 3,542
- +459 vs. Q3 2025
- Shares held
- 330.0M
- −2.62M (−0.8%) vs. Q3 2025
- Total value
- $188.7B
- +$30.0B (+18.9%) vs. Q3 2025
- New holders
- 552
- 1,229 more added
- Sold out
- 93
- 1,308 more reduced
67 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,541 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 46,385,185 | $26.6B | 0.39% | +442,164+1.0% | Added |
| BlackRock, Inc. | 36,208,775 | $20.7B | 0.35% | +1,924,397+5.6% | Added |
| State Street Corp | 35,388,550 | $20.3B | 0.68% | +385,204+1.1% | Added |
| State Farm Mutual Automobile Insurance Co | 17,431,190 | $9.99B | 7.84% | −87,214−0.5% | Reduced |
| Geode Capital Management, LLC | 10,610,182 | $6.07B | 0.37% | +94,524+0.9% | Added |
| Fisher Asset Management, LLC | 9,493,266 | $5.44B | 1.86% | +54,069+0.6% | Added |
| Morgan Stanley | 7,075,119 | $4.05B | 0.24% | −162,174−2.2% | Reduced |
| Bank of America Corp | 6,738,802 | $3.86B | 0.28% | +890,674+15.2% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 6,353,614 | $3.64B | 10.29% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 5,993,729 | $3.43B | 0.37% | −818,801−12.0% | Reduced |
| Northern Trust Corp | 5,851,276 | $3.35B | 0.43% | −386,395−6.2% | Reduced |
| FMR LLC | 4,061,103 | $2.33B | 0.12% | +928,278+29.6% | Added |
| Capital World Investors | 4,009,003 | $2.30B | 0.31% | −579,278−12.6% | Reduced |
| Wellington Management Group LLP | 3,859,902 | $2.21B | 0.39% | −1,368,156−26.2% | Reduced |
| Bank of New York Mellon Corp | 3,556,647 | $2.04B | 0.36% | +2,717+0.1% | Added |
| UBS Asset Management Americas Inc | 3,544,224 | $2.03B | 0.43% | −534,891−13.1% | Reduced |
| Charles Schwab Investment Management Inc | 3,345,375 | $1.92B | 0.30% | +6,546+0.2% | Added |
| Goldman Sachs Group Inc | 3,139,546 | $1.80B | 0.26% | +159,103+5.3% | Added |
| Invesco Ltd. | 3,031,666 | $1.74B | 0.16% | +68,770+2.3% | Added |
| Capital Research Global Investors | 2,845,207 | $1.63B | 0.30% | −1,450,160−33.8% | Reduced |
| Dimensional Fund Advisors LP | 2,772,301 | $1.59B | 0.33% | −126,367−4.4% | Reduced |
| Legal & General Group Plc | 2,720,308 | $1.56B | 0.35% | −81,760−2.9% | Reduced |
| JPMorgan Chase & Co | 2,600,270 | $1.49B | 0.10% | −924,540−26.2% | Reduced |
| Royal Bank of Canada | 2,512,046 | $1.44B | 0.25% | +15,111+0.6% | Added |
| Nuveen, LLC | 2,309,181 | $1.32B | 0.35% | +55,267+2.5% | Added |
| Capital International Investors | 2,138,909 | $1.23B | 0.19% | +2,138,909 | New |
| Wells Fargo & Company | 2,008,129 | $1.15B | 0.22% | +10,866+0.5% | Added |
| Massachusetts Financial Services Co | 1,835,924 | $1.05B | 0.34% | +5,510+0.3% | Added |
| Amundi | 1,714,140 | $982.0M | 0.27% | −661,570−27.8% | Reduced |
| Deutsche Bank AG | 1,450,183 | $830.8M | 0.27% | +102,004+7.6% | Added |
| Voya Investment Management LLC | 1,426,384 | $817.1M | 0.81% | −351,205−19.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,352,474 | $774.8M | 0.46% | −125,872−8.5% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 1,290,529 | $772.3M | 0.52% | +45,393+3.6% | Added |
| Capital Wealth Planning, LLC | 1,309,210 | $763.5M | 4.94% | −309,976−19.1% | Reduced |
| Swiss National Bank | 1,283,780 | $735.4M | 0.44% | −72,020−5.3% | Reduced |
| UBS Group AG | 1,280,001 | $733.3M | 0.15% | −366,017−22.2% | Reduced |
| Barclays PLC | 1,147,830 | $657.6M | 0.26% | −28,821−2.4% | Reduced |
| Ameriprise Financial Inc | 1,046,549 | $599.7M | 0.14% | −149,505−12.5% | Reduced |
| LPL Financial LLC | 1,023,220 | $586.2M | 0.16% | +40,011+4.1% | Added |
| Raymond James Financial Inc | 1,019,075 | $583.9M | 0.18% | −3,837−0.4% | Reduced |
| HSBC Holdings PLC | 1,012,216 | $580.2M | 0.33% | +94,904+10.3% | Added |
| National Pension Service | 979,008 | $560.8M | 0.42% | −46,248−4.5% | Reduced |
| Alliancebernstein L.P. | 883,063 | $505.9M | 0.16% | −42,063−4.5% | Reduced |
| Primecap Management Co | 880,170 | $504.2M | 0.38% | −390,258−30.7% | Reduced |
| California Public Employees Retirement System | 876,488 | $502.1M | 0.29% | −24,023−2.7% | Reduced |
| Franklin Resources Inc | 873,720 | $500.5M | 0.12% | +360,223+70.2% | Added |
| Neuberger Berman Group LLC | 850,225 | $487.1M | 0.36% | −8,254−1.0% | Reduced |
| Rhumbline Advisers | 815,175 | $467.0M | 0.38% | −37,474−4.4% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 773,176 | $442.9M | 0.39% | −291,170−27.4% | Reduced |
| Bank of Montreal | 757,187 | $433.8M | 0.18% | +96,762+14.7% | Added |
| California State Teachers Retirement System | 726,058 | $415.9M | 0.42% | −10,346−1.4% | Reduced |
| BNP Paribas Arbitrage, SA | 724,580 | $415.1M | 0.26% | +155,931+27.4% | Added |
| American Century Companies Inc | 638,692 | $365.9M | 0.18% | −96,198−13.1% | Reduced |
| HighTower Advisors, LLC | 632,814 | $362.5M | 0.40% | −29,919−4.5% | Reduced |
| Victory Capital Management Inc | 620,359 | $355.4M | 0.20% | −81,604−11.6% | Reduced |
| Stifel Financial Corp | 605,482 | $346.9M | 0.31% | −7,061−1.2% | Reduced |
| Principal Financial Group Inc | 566,459 | $324.5M | 0.17% | −20,910−3.6% | Reduced |
| CI Private Wealth, LLC | 563,306 | $322.8M | 0.44% | +210,563+59.7% | Added |
| Thrivent Financial for Lutherans | 557,202 | $319.3M | 0.57% | −33,324−5.6% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 549,879 | $315.4M | 0.87% | +18,168+3.4% | Added |
| TD Asset Management Inc | 549,364 | $314.7M | 0.25% | +317,988+137.4% | Added |
| New York State Common Retirement Fund | 525,478 | $301.0M | 0.40% | −57,308−9.8% | Reduced |
| Prudential Financial Inc | 520,658 | $298.3M | 0.36% | +220,736+73.6% | Added |
| ProShare Advisors LLC | 511,860 | $293.2M | 0.52% | −56,218−9.9% | Reduced |
| Citigroup Inc | 509,924 | $292.1M | 0.20% | −202,260−28.4% | Reduced |
| Fifth Third Bancorp | 504,190 | $288.8M | 0.92% | +3,761+0.8% | Added |
| Standard Life Aberdeen plc | 494,496 | $283.3M | 0.44% | −5,724−1.1% | Reduced |
| Toronto Dominion Bank | 493,690 | $282.8M | 0.50% | +5,567+1.1% | Added |
| US Bancorp | 490,854 | $281.2M | 0.33% | −15,194−3.0% | Reduced |
| Schroder Investment Management Group | 487,620 | $279.3M | 0.21% | −63,880−11.6% | Reduced |
| Alphinity Investment Management Pty Ltd | 440,246 | $252.2M | 2.55% | +440,246 | New |
| SG Americas Securities, LLC | 433,011 | $248.1M | 0.33% | −69,516−13.8% | Reduced |
| Envestnet Asset Management Inc | 432,262 | $247.6M | 0.07% | −43,945−9.2% | Reduced |
| Caisse de Depot Et Placement du Quebec | 424,849 | $243.4M | 0.41% | +46,691+12.3% | Added |
| Zacks Investment Management | 421,914 | $241.7M | 1.90% | −268−0.1% | Reduced |
| State Board of Administration of Florida Retirement System | 411,912 | $236.0M | 0.42% | −8,077−1.9% | Reduced |
| Canada Pension Plan Investment Board | 408,133 | $233.8M | 0.16% | −96,893−19.2% | Reduced |
| Bessemer Group Inc | 406,478 | $232.9M | 0.36% | +386,337+1,918.2% | Added |
| Bank of Nova Scotia | 406,004 | $232.6M | 0.34% | −33,985−7.7% | Reduced |
| Aviva PLC | 405,333 | $232.2M | 0.39% | +21,161+5.5% | Added |
| National Bank of Canada | 401,658 | $230.1M | 0.24% | −320,134−44.4% | Reduced |
| Colony Group, LLC | 395,641 | $226.6M | 0.26% | +77,742+24.5% | Added |
| Korea Investment CORP | 385,428 | $220.8M | 0.43% | −34,008−8.1% | Reduced |
| Adage Capital Partners GP, L.L.C. | 384,378 | $220.2M | 0.33% | +57,054+17.4% | Added |
| New York State Teachers Retirement System | 370,628 | $212.3M | 0.41% | −17,121−4.4% | Reduced |
| Manufacturers Life Insurance Company, The | 359,528 | $206.0M | 0.17% | +52,737+17.2% | Added |
| Creative Planning | 356,019 | $204.0M | 0.15% | +12,102+3.5% | Added |
| Commonwealth Equity Services, LLC | 355,496 | $203.7M | 0.27% | −27,760−7.2% | Reduced |
| Mackenzie Financial Corp | 345,505 | $199.1M | 0.24% | +35,457+11.4% | Added |
| The PNC Financial Services Group, Inc. | 347,360 | $199.0M | 0.11% | −11,367−3.2% | Reduced |
| Natixis Advisors, L.P. | 346,912 | $198.7M | 0.28% | +23,192+7.2% | Added |
| Rockefeller Capital Management L.P. | 346,392 | $198.4M | 0.36% | +62,895+22.2% | Added |
| Susquehanna International Group, LLP | 331,651 | $190.0M | 0.26% | +200,607+153.1% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 328,650 | $188.3M | 1.50% | 00.0% | Unchanged |
| Citadel Advisors LLC | 326,055 | $186.8M | 0.13% | −198,528−37.8% | Reduced |
| Mariner, LLC | 322,922 | $185.0M | 0.22% | +15,893+5.2% | Added |
| Baird Financial Group, Inc. | 321,502 | $184.2M | 0.29% | +1,799+0.6% | Added |
| Nomura Asset Management Co Ltd | 313,622 | $179.7M | 0.45% | +29,681+10.5% | Added |
| Great West Life Assurance Co | 311,979 | $178.8M | 0.31% | +24,285+8.4% | Added |
| Eurizon Capital SGR S.p.A. | 310,130 | $177.9M | 0.55% | +310,130 | New |