Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 48,731,763 | $12.0B | 0.28% | −383,138−0.8% | Reduced |
| State Street Corp | 38,994,585 | $9.59B | 0.50% | +21,412+0.1% | Added |
| BlackRock Inc. | 33,908,869 | $8.34B | 0.23% | −1,341,420−3.8% | Reduced |
| Capital World Investors | 28,803,062 | $7.09B | 1.36% | +22,991+0.1% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $4.37B | 4.29% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 9,532,245 | $2.34B | 0.27% | +156,608+1.7% | Added |
| Fisher Asset Management, LLC | 7,724,306 | $1.90B | 1.05% | +201,384+2.7% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.81B | 4.30% | 00.0% | Unchanged |
| Northern Trust Corp | 6,851,425 | $1.69B | 0.32% | −90,884−1.3% | Reduced |
| Morgan Stanley | 6,783,591 | $1.67B | 0.16% | +200,715+3.0% | Added |
| FMR LLC | 5,257,096 | $1.29B | 0.11% | −408,792−7.2% | Reduced |
| Norges Bank | 5,199,560 | $1.28B | 0.25% | +25,894+0.5% | Added |
| Bank of New York Mellon Corp | 4,740,617 | $1.17B | 0.25% | −313,340−6.2% | Reduced |
| Bank of America Corp | 4,104,349 | $1.01B | 0.12% | −435,871−9.6% | Reduced |
| Goldman Sachs Group Inc | 3,583,729 | $881.8M | 0.22% | +298,723+9.1% | Added |
| Invesco Ltd. | 3,433,139 | $844.7M | 0.22% | −40,358−1.2% | Reduced |
| Legal & General Group Plc | 3,120,948 | $767.9M | 0.25% | −36,871−1.2% | Reduced |
| Nuveen Asset Management, LLC | 3,059,914 | $752.9M | 0.26% | −431,644−12.4% | Reduced |
| Amundi | 3,000,156 | $742.0M | 0.38% | −259,523−8.0% | Reduced |
| Charles Schwab Investment Management Inc | 2,743,389 | $675.0M | 0.19% | −20,656−0.7% | Reduced |
| Dimensional Fund Advisors LP | 2,617,471 | $644.0M | 0.21% | +118,042+4.7% | Added |
| Royal Bank of Canada | 2,305,103 | $567.2M | 0.16% | +551,817+31.5% | Added |
| UBS Asset Management Americas Inc | 2,477,910 | $567.0M | 0.27% | 00.0% | Unchanged |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 2,208,921 | $543.5M | 0.85% | +488,701+28.4% | Added |
| Ameriprise Financial Inc | 2,148,922 | $528.8M | 0.17% | +559,329+35.2% | Added |
| Altshuler Shaham Ltd | 2,056,227 | $505.9M | 8.89% | +1,131,751+122.4% | Added |
| Primecap Management Co | 1,869,330 | $459.9M | 0.38% | −664,818−26.2% | Reduced |
| Swiss National Bank | 1,864,800 | $458.8M | 0.31% | −200,500−9.7% | Reduced |
| Capital Research Global Investors | 1,812,407 | $445.9M | 0.12% | +3170.0% | Added |
| Wells Fargo & Company | 1,801,142 | $443.2M | 0.13% | −15,047−0.8% | Reduced |
| Diamond Hill Capital Management Inc | 1,711,095 | $421.0M | 1.89% | +47,467+2.9% | Added |
| UBS Group AG | 1,668,854 | $410.6M | 0.18% | +210,741+14.5% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,619,042 | $398.4M | 0.31% | −199,956−11.0% | Reduced |
| JPMorgan Chase & Co | 1,548,458 | $381.0M | 0.04% | +265,975+20.7% | Added |
| Capital International Investors | 1,523,040 | $374.7M | 0.09% | +244,477+19.1% | Added |
| Voya Investment Management LLC | 1,415,091 | $348.2M | 0.36% | +1,131,142+398.4% | Added |
| Renaissance Technologies LLC | 1,340,010 | $329.7M | 0.48% | −148,790−10.0% | Reduced |
| Lazard Asset Management LLC | 1,328,544 | $326.9M | 0.40% | +23,605+1.8% | Added |
| Deutsche Bank AG | 1,263,181 | $310.8M | 0.17% | +137,902+12.3% | Added |
| Barclays PLC | 1,090,197 | $268.2M | 0.17% | +146,175+15.5% | Added |
| HSBC Holdings PLC | 1,054,802 | $259.7M | 0.28% | +139,097+15.2% | Added |
| Price T Rowe Associates Inc | 1,051,541 | $258.7M | 0.04% | +79,010+8.1% | Added |
| ProShare Advisors LLC | 1,001,104 | $246.3M | 0.71% | +101,479+11.3% | Added |
| Credit Suisse AG | 999,183 | $245.8M | 0.25% | +10,651+1.1% | Added |
| California Public Employees Retirement System | 983,995 | $242.1M | 0.21% | −41,383−4.0% | Reduced |
| Rhumbline Advisers | 930,257 | $228.9M | 0.26% | −8,436−0.9% | Reduced |
| Citigroup Inc | 927,723 | $228.3M | 0.29% | −884,271−48.8% | Reduced |
| National Pension Service | 864,114 | $211.1M | 0.34% | +25,471+3.0% | Added |
| California State Teachers Retirement System | 856,228 | $210.7M | 0.30% | −25,900−2.9% | Reduced |
| New York State Common Retirement Fund | 837,627 | $206.1M | 0.26% | −28,574−3.3% | Reduced |
| Neuberger Berman Group LLC | 837,491 | $205.9M | 0.18% | −697,811−45.5% | Reduced |
| Nordea Investment Management AB | 774,490 | $190.2M | 0.26% | +294,159+61.2% | Added |
| Bank of Montreal | 766,630 | $189.1M | 0.12% | −67,186−8.1% | Reduced |
| LPL Financial LLC | 723,382 | $178.0M | 0.13% | +36,443+5.3% | Added |
| CI Private Wealth, LLC | 710,588 | $174.8M | 0.40% | +64,783+10.0% | Added |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 702,818 | $172.9M | 0.36% | −7,973−1.1% | Reduced |
| US Bancorp | 662,078 | $162.9M | 0.26% | −33,355−4.8% | Reduced |
| Prudential Financial Inc | 656,872 | $161.6M | 0.24% | −182,853−21.8% | Reduced |
| Alliancebernstein L.P. | 643,374 | $158.3M | 0.06% | +5,393+0.8% | Added |
| Schroder Investment Management Group | 638,653 | $157.1M | 0.23% | +39,333+6.6% | Added |
| Stifel Financial Corp | 637,759 | $156.9M | 0.21% | +2,002+0.3% | Added |
| Raymond James & Associates | 632,624 | $155.7M | 0.13% | −11,840−1.8% | Reduced |
| Boston Partners | 625,462 | $155.0M | 0.21% | −443,723−41.5% | Reduced |
| Los Angeles Capital Management LLC | 613,468 | $150.9M | 0.61% | +123,773+25.3% | Added |
| Principal Financial Group Inc | 599,233 | $147.4M | 0.10% | −18,694−3.0% | Reduced |
| New York State Teachers Retirement System | 583,207 | $143.5M | 0.32% | −32,225−5.2% | Reduced |
| State Board of Administration of Florida Retirement System | 566,194 | $139.3M | 0.31% | −27,414−4.6% | Reduced |
| DekaBank Deutsche Girozentrale | 555,961 | $136.5M | 0.31% | +70,589+14.5% | Added |
| D. E. Shaw & Co., Inc. | 541,824 | $133.3M | 0.21% | +76,140+16.4% | Added |
| Millennium Management LLC | 535,520 | $131.8M | 0.14% | +314,870+142.7% | Added |
| Envestnet Asset Management Inc | 521,231 | $128.2M | 0.06% | −529,601−50.4% | Reduced |
| Zacks Investment Management | 519,416 | $127.8M | 1.60% | +9,735+1.9% | Added |
| Korea Investment CORP | 506,713 | $124.7M | 0.35% | −48,206−8.7% | Reduced |
| HighTower Advisors, LLC | 477,294 | $117.3M | 0.23% | +14,474+3.1% | Added |
| AXA S.A. | 517,856 | $117.0M | 0.39% | −12,948−2.4% | Reduced |
| Baird Financial Group, Inc. | 475,309 | $116.9M | 0.31% | −7,231−1.5% | Reduced |
| Manufacturers Life Insurance Company, The | 472,627 | $116.3M | 0.06% | +47,126+11.1% | Added |
| Jane Street Group, LLC | 444,814 | $109.4M | 0.15% | +241,203+118.5% | Added |
| Commonwealth Equity Services, LLC | 440,233 | $108.3M | 0.22% | +8,713+2.0% | Added |
| First Trust Advisors LP | 433,771 | $106.7M | 0.12% | −36,131−7.7% | Reduced |
| Fifth Third Bancorp | 425,536 | $104.7M | 0.46% | +11,485+2.8% | Added |
| Man Group plc | 381,480 | $93.9M | 0.29% | – | – |
| APG Asset Management N.V. | 415,993 | $93.8M | 0.19% | −51,042−10.9% | Reduced |
| National Bank of Canada | 371,692 | $91.7M | 0.18% | +230,211+162.7% | Added |
| The PNC Financial Services Group, Inc. | 362,625 | $89.2M | 0.08% | −1,588−0.4% | Reduced |
| Wellington Management Group LLP | 349,271 | $85.9M | 0.02% | −83,912−19.4% | Reduced |
| Old Republic International Corporation | 349,000 | $85.9M | 2.82% | 00.0% | Unchanged |
| Mitsubishi UFJ Trust & Banking Corp | 342,655 | $84.3M | 0.19% | +917+0.3% | Added |
| Advisor Group Holdings, Inc. | 335,882 | $82.7M | 0.15% | +17,611+5.5% | Added |
| Great Lakes Advisors, LLC | 334,676 | $82.3M | 0.82% | −25,022−7.0% | Reduced |
| Massachusetts Financial Services Co | 327,131 | $80.5M | 0.03% | −349,321−51.6% | Reduced |
| AQR Capital Management LLC | 320,309 | $78.7M | 0.17% | −107,084−25.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 317,665 | $78.2M | 0.14% | −17,123−5.1% | Reduced |
| Panagora Asset Management Inc | 315,079 | $77.5M | 0.46% | +259,788+469.9% | Added |
| STRS Ohio | 313,802 | $77.2M | 0.33% | −63,223−16.8% | Reduced |
| Retirement Systems of Alabama | 311,456 | $76.6M | 0.34% | −36,690−10.5% | Reduced |
| State of New Jersey Common Pension Fund D | 305,775 | $75.2M | 0.25% | −1,720−0.6% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 304,261 | $74.9M | 0.28% | −5,538−1.8% | Reduced |
| Franklin Resources Inc | 299,111 | $73.6M | 0.03% | +12,814+4.5% | Added |
| Asset Management One Co.,Ltd. | 297,039 | $73.1M | 0.31% | −2,572−0.9% | Reduced |