Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,329
- +65 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 175
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Comerica Bank | 338,461 | $71 | 0.01% | +338,461 | New |
| PEAK6 Investments LLC | 3 | $684 | 0.00% | −60,520−100.0% | Reduced |
| Sanctuary Wealth Management, L.L.C. | 4 | $984 | 0.00% | +4 | New |
| 25 LLC | 4 | $1.02K | 0.00% | −2−33.3% | Reduced |
| Tfo-TDC, LLC | 5 | $1.23K | 0.00% | 00.0% | Unchanged |
| Proffitt & Goodson Inc | 6 | $1.35K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 8 | $1.97K | 0.00% | +6+300.0% | Added |
| Investment Research & Advisory Group, Inc. | 10 | $2.46K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 11 | $2.71K | 0.00% | 00.0% | Unchanged |
| Tucker Asset Management LLC | 12 | $2.95K | 0.00% | −25−67.6% | Reduced |
| Blume Capital Management, Inc. | 13 | $3.20K | 0.00% | +13 | New |
| Richard W. Paul & Associates, LLC | 14 | $3.44K | 0.00% | −15−51.7% | Reduced |
| PayPay Securities Corp | 14 | $3.44K | 0.21% | −4−22.2% | Reduced |
| JDM Financial Group LLC | 14 | $3.44K | 0.00% | +14 | New |
| Albion Financial Group | 23 | $5.66K | 0.00% | 00.0% | Unchanged |
| Winch Advisory Services, LLC | 25 | $6.00K | 0.00% | +25 | New |
| NewSquare Capital LLC | 25 | $6.15K | 0.00% | 00.0% | Unchanged |
| Piershale Financial Group, Inc. | 25 | $6.15K | 0.00% | 00.0% | Unchanged |
| DecisionPoint Financial, LLC | 25 | $6.15K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 29 | $7.13K | 0.00% | −79−73.1% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $7.13K | 0.00% | 00.0% | Unchanged |
| New Millennium Group LLC | 29 | $7.18K | 0.01% | 00.0% | Unchanged |
| Macroview Investment Management LLC | 30 | $7.38K | 0.01% | 00.0% | Unchanged |
| Lam Group, Inc. | 30 | $7.38K | 0.01% | 00.0% | Unchanged |
| Gilder Gagnon Howe & Co LLC | 30 | $7.38K | 0.00% | +30 | New |
| Sofos Investments, Inc. | 283 | $7.41K | 0.03% | +246+664.9% | Added |
| TFC Financial Management | 35 | $8.64K | 0.00% | −102−74.5% | Reduced |
| Kelly Financial Services LLC | 39 | $9.60K | 0.00% | −8−17.0% | Reduced |
| TD Capital Management LLC | 41 | $10.1K | 0.00% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 50 | $12.3K | 0.00% | −19−27.5% | Reduced |
| Raffa Wealth Management, LLC | 59 | $14.5K | 0.00% | 00.0% | Unchanged |
| Grayhawk Investment Strategies Inc. | 61 | $15.0K | 0.01% | 00.0% | Unchanged |
| Credential Qtrade Securities Inc. | 67 | $16.5K | 0.00% | −297−81.6% | Reduced |
| Belmont Capital, LLC | 70 | $17.2K | 0.01% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 74 | $18.2K | 0.01% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $18.7K | 0.01% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 79 | $19.1K | 0.00% | 00.0% | Unchanged |
| DB Fitzpatrick & Co, Inc | 88 | $21.7K | 0.02% | 00.0% | Unchanged |
| Horizon Bancorp Inc | 93 | $23.0K | 0.01% | 00.0% | Unchanged |
| Coston, McIsaac & Partners | 94 | $23.0K | 0.01% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 97 | $23.9K | 0.01% | 00.0% | Unchanged |
| Ridgewood Investments LLC | 99 | $24.4K | 0.01% | −39−28.3% | Reduced |
| TCTC Holdings, LLC | 100 | $24.6K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $24.6K | 0.02% | 00.0% | Unchanged |
| Northwest Capital Management Inc | 101 | $24.9K | 0.01% | +101 | New |
| ZRC Wealth Management, LLC | 102 | $25.0K | 0.02% | +1+1.0% | Added |
| West Financial Advisors, LLC | 103 | $25.3K | 0.01% | +103 | New |
| Horan Securities, Inc. | 110 | $27.0K | 0.01% | +1+0.9% | Added |
| Cedar Mountain Advisors, LLC | 110 | $27.1K | 0.01% | +18+19.6% | Added |
| Antonetti Capital Management LLC | 115 | $28.3K | 0.04% | 00.0% | Unchanged |
| Iron Horse Wealth Management, LLC | 116 | $28.5K | 0.01% | 00.0% | Unchanged |
| Quarry LP | 119 | $29.3K | 0.02% | −86−42.0% | Reduced |
| Kayne Anderson Rudnick Investment Management LLC | 120 | $29.5K | 0.00% | +12+11.1% | Added |
| First Capital Advisors Group, LLC. | 121 | $29.8K | 0.02% | +121 | New |
| Riggs Asset Managment Co. Inc. | 122 | $30.0K | 0.01% | 00.0% | Unchanged |
| Resurgent Financial Advisors LLC | 123 | $30.3K | 0.02% | −12−8.9% | Reduced |
| Bellevue Asset Management, LLC | 124 | $30.6K | 0.02% | +1+0.8% | Added |
| Founders Capital Management | 125 | $30.8K | 0.02% | +14+12.6% | Added |
| CGC Financial Services, LLC | 126 | $31.0K | 0.02% | +126 | New |
| Centennial Bank | 131 | $32.2K | 0.02% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 132 | $32.5K | 0.02% | 00.0% | Unchanged |
| Arlington Partners LLC | 133 | $32.7K | 0.01% | −308−69.8% | Reduced |
| KB Financial Partners, LLC | 133 | $33.0K | 0.01% | −53−28.5% | Reduced |
| MUFG Securities EMEA plc | 135 | $33.2K | 0.00% | +71+110.9% | Added |
| Moisand Fitzgerald Tamayo, LLC | 136 | $33.5K | 0.01% | −100−42.4% | Reduced |
| IMA Wealth, Inc. | 145 | $35.7K | 0.01% | +145 | New |
| First Pacific Financial | 149 | $36.7K | 0.02% | +149 | New |
| Hoese & Co LLP | 150 | $36.9K | 0.03% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 151 | $37.0K | 0.01% | 00.0% | Unchanged |
| Lee Financial Co | 155 | $38.1K | 0.01% | 00.0% | Unchanged |
| HWG Holdings LP | 162 | $39.9K | 0.02% | +140+636.4% | Added |
| WFA Asset Management Corp | 162 | $39.9K | 0.02% | 00.0% | Unchanged |
| Compass Wealth Management LLC | 165 | $40.6K | 0.01% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 165 | $41.0K | 0.02% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 166 | $41.0K | 0.01% | −1−0.6% | Reduced |
| VitalStone Financial, LLC | 182 | $41.0K | 0.02% | +166+1,037.5% | Added |
| Abound Wealth Management | 168 | $41.4K | 0.02% | +24+16.7% | Added |
| HBC Financial Services, PLLC | 166 | $43.0K | 0.03% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 155 | $43.8K | 0.01% | 00.0% | Unchanged |
| Wolff Wiese Magana LLC | 182 | $44.8K | 0.03% | 00.0% | Unchanged |
| GW&K Investment Management, LLC | 181 | $45.0K | 0.00% | +181 | New |
| Financial Synergies Wealth Advisors, Inc. | 183 | $45.1K | 0.01% | +1+0.5% | Added |
| West Tower Group, LLC | 187 | $46.0K | 0.03% | +187 | New |
| New England Capital Financial Advisors LLC | 189 | $46.4K | 0.03% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 190 | $46.8K | 0.03% | −97−33.8% | Reduced |
| America First Investment Advisors, LLC | 192 | $47.2K | 0.01% | 00.0% | Unchanged |
| Morgan Dempsey Capital Management LLC | 200 | $49.2K | 0.01% | 00.0% | Unchanged |
| Chelsea Counsel Co | 200 | $49.2K | 0.02% | +20+11.1% | Added |
| Oliver Lagore Vanvalin Investment Group | 206 | $50.6K | 0.02% | +1+0.5% | Added |
| 1832 Asset Management L.P. | 206 | $50.7K | 0.00% | −28,194−99.3% | Reduced |
| Coastal Capital Group, Inc. | 206 | $50.8K | 0.01% | 00.0% | Unchanged |
| Atlantic Private Wealth, LLC | 208 | $51.1K | 0.05% | +1+0.5% | Added |
| Investors Research Corp | 209 | $51.4K | 0.01% | 00.0% | Unchanged |
| Horizons Wealth Management | 211 | $51.8K | 0.04% | +211 | New |
| Canton Hathaway, LLC | 217 | $53.0K | 0.02% | 00.0% | Unchanged |
| JNBA Financial Advisors | 219 | $53.9K | 0.01% | 00.0% | Unchanged |
| Moser Wealth Advisors, LLC | 220 | $54.1K | 0.04% | +220 | New |
| Bray Capital Advisors | 221 | $54.4K | 0.02% | +1+0.5% | Added |
| Dividend Assets Capital, LLC | 229 | $56.0K | 0.01% | −65−22.1% | Reduced |
| Horrell Capital Management, Inc. | 226 | $56.0K | 0.02% | 00.0% | Unchanged |