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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

Q2 2023 vs. Q1 2023

How the institutions holding Caterpillar Inc changed between Q1 2023 and Q2 2023.

All holders in Q2 2023All holders in Q1 2023

13F holders of CAT: Q1 2023 compared with Q2 2023
MeasureQ1 2023Of which not filed for Q2 2023Q2 2023Change
Holders2,284202,329+65
Shares390.3M169.1K359.0M−31.1M (−8.0%)
Value$82.6B$38.6M$88.0B+$5.42B (+6.6%)

20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (175)

Institutions that held Caterpillar Inc at the end of Q2 2023 but not at the end of Q1 2023.

Showing the largest 100 of 175 by value.

Institutions new to CAT in Q2 2023
InstitutionSharesValue% of portfolio
Wolverine Trading, LLC56,000$13.7M0.18%
Fullerton Fund Management Co Ltd.54,995$13.5M0.95%
Winslow Capital Management, LLC47,260$11.6M0.05%
ExodusPoint Capital Management, LP45,082$11.1M0.13%
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD39,368$9.65M0.69%
Strategic Global Advisors, LLC34,952$8.60M1.32%
Simplex Trading, LLC26,254$6.46M0.27%
United Capital Management of KS, Inc.25,748$6.34M2.03%
Employees Provident Fund Board22,600$5.56M0.13%
L & S Advisors Inc21,384$5.26M0.70%
EA Series Trust19,186$4.72M0.17%
iA Global Asset Management Inc.17,780$4.38M0.12%
Mathes Company, Inc.17,668$4.35M1.90%
Keeler Thomas Management LLC16,997$4.18M1.69%
Bridgewater Associates, LP15,761$3.88M0.02%
Kingswood Wealth Advisors, LLC15,141$3.73M1.19%
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD13,932$3.41M0.70%
Genus Capital Management Inc.13,664$3.36M0.49%
IronBridge Private Wealth, LLC13,486$3.32M1.87%
Quantitative Investment Management, LLC11,557$2.84M0.27%
Regency Capital Management Inc.11,087$2.73M2.37%
Ergoteles LLC10,758$2.65M0.13%
Geneva Partners, LLC9,811$2.41M1.57%
Legacy Financial Strategies, LLC9,423$2.32M0.78%
CoreCap Advisors, LLC8,476$2.09M0.15%
Slagle Financial, LLC8,311$2.04M1.27%
Exchange Bank7,846$1.93M1.87%
Probity Advisors, Inc.7,059$1.74M0.38%
Nemes Rush Group LLC6,864$1.69M0.30%
St Germain D J Co Inc6,668$1.64M0.09%
Quantamental Technologies LLC6,300$1.55M0.65%
HBK Investments L P6,222$1.53M0.05%
Portside Wealth Group, LLC6,041$1.49M0.28%
Bridgeway Capital Management, LLC5,940$1.46M0.03%
WBI Investments5,815$1.43M0.26%
Pine Valley Investments Ltd Liability Co5,644$1.39M0.14%
Eagle Rock Investment Company, LLC5,323$1.37M0.29%
Dynamic Technology Lab Private Ltd5,360$1.32M0.17%
Solidarilty Wealth, LLC4,774$1.17M0.48%
InTrack Investment Management Inc4,655$1.15M0.94%
Duality Advisers, LP4,447$1.09M0.14%
Maverick Capital LtdSuperinvestorMaverick Capital4,148$1.02M0.02%
Sciencast Management LP4,012$990.2K0.81%
Paloma Partners Management Co4,015$987.9K0.23%
UniSuper Management Pty Ltd3,800$935.0K0.01%
First Citizens Financial Corp3,795$933.8K0.63%
Golden State Equity Partners3,326$923.1K0.26%
ORG Partners LLC3,610$890.7K0.14%
Maven Securities LTD3,609$888.0K0.13%
Caxton Associates LP3,595$884.5K0.13%
Jump Financial, LLC3,049$750.2K0.03%
AM Squared Ltd3,000$738.1K0.84%
Sherbrooke Park Advisers LLC2,800$688.9K0.36%
Eqis Capital Management, Inc.2,553$628.2K0.07%
GTS Securities LLC2,539$624.7K0.02%
Landscape Capital Management, L.L.C.2,421$595.7K0.08%
Opal Wealth Advisors, LLC2,359$580.4K0.29%
WFA of San Diego, LLC2,318$570.3K0.56%
XTX Topco Ltd2,304$566.9K0.10%
CTC LLC2,180$536.4K0.01%
Morningstar Investment Management LLC2,107$518.0K0.07%
Bayesian Capital Management, LP2,000$492.1K0.05%
Obsidian Personal Planning Solutions LLC1,910$470.0K0.58%
VisionPoint Advisory Group, LLC1,790$440.4K0.18%
Advisory Research Inc1,756$432.1K0.06%
Arcataur Capital Management LLC1,754$431.6K0.18%
Capital Markets Trading UK LLP1,751$431.0K0.32%
Contravisory Investment Management, Inc.1,700$418.3K0.11%
Telemus Capital, LLC1,678$412.9K0.03%
Union Savings Bank1,534$406.7K0.24%
Audent Global Asset Management, LLC1,644$404.5K0.48%
Vertex Planning Partners, LLC1,630$401.1K0.14%
Summit Global Investments1,624$400.0K0.03%
Armstrong, Fleming & Moore, Inc1,621$398.9K0.37%
ISAM Funds (UK) Ltd1,617$397.9K0.36%
Mirador Capital Partners LP1,555$382.7K0.09%
West Family Investments, Inc.1,539$378.7K0.15%
Davis Investment Partners, LLC1,421$370.9K0.18%
Lazari Capital Management, Inc.1,502$369.6K0.21%
Fox Run Management, L.L.C.1,451$357.0K0.10%
Invesco, LLC1,448$356.3K0.18%
GFG Capital, LLC1,428$351.4K0.07%
Benedetti & Gucer, Inc.1,366$336.0K0.17%
TFB Advisors LLC1,357$333.9K0.15%
Sendero Wealth Management, LLC1,344$330.7K0.07%
HBW Advisory Services LLC1,312$323.0K0.07%
Petix & Botte Co1,312$322.8K0.10%
LFA - Lugano Financial Advisors SA1,250$307.6K0.20%
Selective Wealth Management, Inc.1,231$306.3K0.15%
TCG Advisory Services, LLC1,242$305.6K0.05%
Cordatus Wealth Management LLC1,235$304.0K0.11%
Boston Trust Walden Corp1,234$303.6K0.00%
Next Level Private LLC1,220$303.5K0.20%
Marotta Asset Management1,192$293.3K0.07%
Meridian Financial Partners LLC1,106$289.0K0.17%
Charles Schwab Investment Advisory, Inc.1,170$287.9K0.00%
Edmp, Inc.1,164$286.4K0.27%
Corundum Trust Company, INC1,141$280.7K0.77%
Financial Advisors, LLC1,130$278.0K0.07%
Investment Advisory Services Inc1,085$267.0K0.11%

Sold out (110)

Institutions that held Caterpillar Inc at the end of Q1 2023 and filed for Q2 2023 without it.

Showing the largest 100 of 110 by value.

Institutions that sold out of CAT in Q2 2023
InstitutionShares, Q1 2023Value, Q1 2023
Hudson Bay Capital Management LP750,000$171.6M
First Republic Investment Management, Inc.426,780$97.7M
Laurion Capital Management LP178,597$40.9M
Healthcare of Ontario Pension Plan Trust Fund152,081$34.8M
Chiron Investment Management, LLC122,640$28.1M
Jupiter Asset Management Ltd90,752$20.8M
Capital Fund Management S.A.89,196$20.4M
Two Sigma Investments, LP88,513$20.3M
Ariose Capital Management Ltd54,000$12.4M
Capula Management Ltd42,994$9.84M
Aquatic Capital Management LLC42,200$9.66M
Marvin & Palmer Associates Inc40,427$9.25M
Tudor Investment Corp Et Al39,401$9.02M
Point72 Middle East FZE35,461$8.11M
Cartenna Capital, LP25,000$5.72M
Caas Capital Management LP22,270$5.10M
Pearl River Capital, LLC21,308$4.88M
Virtu Financial LLC16,680$3.82M
Occudo Quantitative Strategies LP14,471$3.31M
Boothbay Fund Management, LLC14,084$3.22M
Brendel Financial Advisors LLC13,641$3.12M
Readystate Asset Management LP13,080$2.99M
Twinbeech Capital LP11,230$2.57M
Banque Pictet & Cie SA10,391$2.38M
Radnor Capital Management, LLC10,326$2.36M
Symmetry Investments LP10,032$2.30M
Seven Eight Capital, LP8,584$1.96M
Nippon Life Global Investors Americas, Inc.7,820$1.79M
Natixis7,091$1.62M
Patton Fund Management, Inc.7,090$1.62M
Redwood Investment Management, LLC7,083$1.62M
Industrial Alliance Investment Management Inc.6,055$1.39M
Dorsey Wright & Associates5,858$1.34M
Granite Investment Partners, LLC5,702$1.30M
Wolff Financial Management LLC5,130$1.17M
B.O.S.S. Retirement Advisors, LLC4,714$1.08M
Next Century Growth Investors LLC4,466$1.02M
Old West Investment Management, LLC4,458$1.02M
Veracity Capital LLC4,332$991.2K
Axq Capital, LP3,900$892.5K
BFSG, LLC3,799$869.0K
Verition Fund Management LLC3,643$833.7K
Oak Thistle LLC3,232$739.6K
Delta Financial Group, Inc.3,147$720.0K
Grandview Asset Management LLC2,966$679.0K
RIA Advisory Group LLC2,809$642.8K
Verity & Verity, LLC2,785$637.3K
Blueshift Asset Management, LLC2,694$616.5K
Marex Group plc2,550$583.5K
IFG Advisory, LLC2,462$563.4K
Lombard Odier Asset Management (USA) Corp2,382$545.1K
Blueprint Investment Partners LLC2,306$527.7K
Financial Consulate, Inc2,100$480.6K
Colony Family Offices, LLC1,971$451.0K
North Point Portfolio Managers Corp1,816$415.6K
Journey Strategic Wealth LLC1,811$414.6K
LMR Partners LLP1,778$406.9K
BigSur Wealth Management LLC1,710$391.3K
Petrus Trust Company, LTA1,680$384.5K
QCM Cayman, Ltd.1,554$355.6K
Krilogy Financial LLC1,512$346.0K
Peddock Capital Advisors, LLC1,470$336.4K
Van Eck Associates Corp1,405$322.0K
Crescent Grove Advisors, LLC1,359$311.1K
OneAscent Wealth Management LLC1,324$303.0K
Asset Allocation & Management Company, LLC1,313$300.0K
Delphia (USA) Inc.1,266$289.7K
Compass Financial Advisors LLC1,228$281.1K
Polaris Wealth Advisory Group, LLC1,133$259.3K
Bridgefront Capital, LLC1,098$251.3K
LifePro Asset Management1,043$249.9K
MQS Management LLC1,077$246.5K
Cutler Group LP1,067$244.0K
Lifestyle Asset Management, Inc.1,053$241.0K
Halbert Hargrove Global Advisors, LLC1,041$238.3K
Centennial Wealth Advisory LLC1,035$236.8K
Accuvest Global Advisors1,030$236.0K
HFR Wealth Management, LLC1,000$229.0K
Quattro Financial Advisors LLC1,000$228.8K
Phocas Financial Corp.995$227.7K
Community Trust & Investment Co981$224.5K
Shorepoint Capital Partners LLC955$218.5K
One Capital Management, LLC937$214.4K
First Interstate Bank932$213.3K
Green Harvest Asset Management LLC925$211.7K
CFO4Life Group, LLC910$208.1K
One Charles Private Wealth Services, LLC897$205.4K
Jmac Enterprises LLC875$200.2K
Sageworth Trust Co750$171.6K
Old North State Trust, LLC460$105.0K
Ellevest, Inc.371$84.9K
Kapitalo Investimentos Ltda364$83.3K
Strategic Investment Solutions, Inc.321$73.4K
Headlands Technologies LLC275$62.9K
Financial Connections Group, Inc.207$47.0K
MBM Wealth Consultants, LLC176$40.0K
Koesten, Hirschmann & Crabtree, INC.162$37.1K
Milestone Investment Advisors LLC160$36.6K
Pointe Capital Management LLC160$36.6K
Schubert & Co106$24.3K

Not filed for Q2 2023 yet (20)

Institutions that held Caterpillar Inc at the end of Q1 2023 and haven't filed a 13F for Q2 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding CAT in Q1 2023 that haven't filed for Q2 2023
InstitutionShares, Q1 2023Value, Q1 2023
Avalon Investment & Advisory53,060$12.1M
LeJeune Puetz Investment Counsel LLC17,312$3.96M
Stillwater Investment Management, LLC17,261$3.95M
Stonnington Group, LLC16,229$3.60M
Investment Management of Virginia LLC14,086$3.22M
Old Port Advisors8,669$1.91M
Ibex Wealth Advisors7,749$1.77M
Parsec Financial Management, Inc.6,701$1.53M
Barber Financial Group, Inc.5,595$1.28M
Kula Investments, LLC5,514$1.26M
HighTower Trust Services, LTA5,514$1.25M
SS&H Financial Advisors, Inc.3,625$829.5K
Householder Group Estate & Retirement Specialist, LLC2,107$482.0K
Asset Management Corp1,432$327.6K
True Capital Management1,170$267.8K
Cerro Pacific Wealth Advisors LLC925$211.7K
Fidelity D & D Bancorp Inc576$211.1K
Ahrens Investment Partners LLC821$187.9K
Pathway Financial Advisers, LLC544$125.0K
Baldrige Asset Management LLC250$57.0K