Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Vanguard Group Inc | 47,559,902 | $9.83B | 0.22% | −294,862−0.6% | Reduced |
| State Street Corp | 40,833,234 | $8.44B | 0.40% | +55,641+0.1% | Added |
| BlackRock Inc. | 36,502,143 | $7.55B | 0.19% | −1,225,416−3.2% | Reduced |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $3.67B | 3.64% | 00.0% | Unchanged |
| Capital World Investors | 13,262,687 | $2.74B | 0.43% | +1,373,656+11.6% | Added |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 9,685,132 | $2.00B | 8.72% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 8,619,170 | $1.78B | 0.21% | +52,169+0.6% | Added |
| Northern Trust Corp | 7,433,713 | $1.54B | 0.25% | −96,424−1.3% | Reduced |
| Fisher Asset Management, LLC | 7,004,189 | $1.45B | 0.81% | +168,085+2.5% | Added |
| Norges Bank | 5,335,303 | $1.10B | 0.23% | −6340.0% | Reduced |
| Invesco Ltd. | 4,864,120 | $1.01B | 0.24% | +643,392+15.2% | Added |
| Morgan Stanley | 4,806,004 | $993.6M | 0.12% | −2,0050.0% | Reduced |
| Bank of New York Mellon Corp | 4,797,636 | $991.9M | 0.18% | +9,437+0.2% | Added |
| FMR LLC | 4,174,250 | $863.0M | 0.06% | −848,793−16.9% | Reduced |
| Bank of America Corp | 4,075,089 | $842.5M | 0.09% | +63,761+1.6% | Added |
| Legal & General Group Plc | 3,618,673 | $748.1M | 0.23% | −83,612−2.3% | Reduced |
| Royal Bank of Canada | 3,512,025 | $726.1M | 0.18% | +776,001+28.4% | Added |
| Wellington Management Group LLP | 3,505,364 | $724.7M | 0.12% | −174,941−4.8% | Reduced |
| Primecap Management Co | 3,377,908 | $698.3M | 0.48% | −137,350−3.9% | Reduced |
| Capital Research Global Investors | 3,227,058 | $667.2M | 0.15% | +4530.0% | Added |
| Nuveen Asset Management, LLC | 3,201,913 | $662.0M | 0.20% | −37,945−1.2% | Reduced |
| Goldman Sachs Group Inc | 3,176,587 | $656.7M | 0.16% | +171,412+5.7% | Added |
| UBS Asset Management Americas Inc | 2,894,837 | $598.5M | 0.23% | −113,945−3.8% | Reduced |
| Amundi | 2,436,946 | $553.2M | 0.35% | +256,959+11.8% | Added |
| Charles Schwab Investment Management Inc | 2,598,413 | $537.2M | 0.16% | +52,372+2.1% | Added |
| Price T Rowe Associates Inc | 2,571,959 | $531.7M | 0.05% | −1,876,630−42.2% | Reduced |
| Wells Fargo & Company | 2,475,299 | $511.7M | 0.13% | −427,611−14.7% | Reduced |
| Ameriprise Financial Inc | 2,374,434 | $487.5M | 0.13% | +656,988+38.3% | Added |
| Dimensional Fund Advisors LP | 2,288,254 | $473.1M | 0.14% | −118,867−4.9% | Reduced |
| Swiss National Bank | 2,080,941 | $430.2M | 0.26% | −85,100−3.9% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,831,703 | $378.7M | 0.23% | −64,173−3.4% | Reduced |
| TD Asset Management Inc | 1,796,962 | $371.5M | 0.31% | +44,385+2.5% | Added |
| Deutsche Bank AG | 1,769,205 | $365.8M | 0.16% | +106,731+6.4% | Added |
| Parametric Portfolio Associates LLC | 1,766,887 | $365.3M | 0.19% | +41,516+2.4% | Added |
| Two Sigma Advisers, LP | 1,737,800 | $359.3M | 0.90% | −262,800−13.1% | Reduced |
| Capital International Investors | 1,684,769 | $348.3M | 0.07% | −6,018,821−78.1% | Reduced |
| Barclays PLC | 1,543,970 | $319.2M | 0.20% | +217,783+16.4% | Added |
| UBS Group AG | 1,361,054 | $281.4M | 0.11% | +332,173+32.3% | Added |
| Boston Partners | 1,337,314 | $276.9M | 0.33% | −274,409−17.0% | Reduced |
| Diamond Hill Capital Management Inc | 1,319,648 | $272.8M | 0.97% | +40,538+3.2% | Added |
| D. E. Shaw & Co., Inc. | 1,227,769 | $253.8M | 0.31% | −384,069−23.8% | Reduced |
| Neuberger Berman Group LLC | 1,229,797 | $252.7M | 0.20% | +374,337+43.8% | Added |
| California Public Employees Retirement System | 1,170,795 | $242.1M | 0.16% | −61,107−5.0% | Reduced |
| Citigroup Inc | 1,147,310 | $237.2M | 0.21% | −66,064−5.4% | Reduced |
| Two Sigma Investments, LP | 1,119,416 | $231.4M | 0.57% | −109,691−8.9% | Reduced |
| ProShare Advisors LLC | 1,068,587 | $220.9M | 0.43% | +125,755+13.3% | Added |
| Lazard Asset Management LLC | 1,065,272 | $220.2M | 0.23% | +15,089+1.4% | Added |
| Principal Financial Group Inc | 1,050,505 | $217.1M | 0.13% | −24,586−2.3% | Reduced |
| Bank of Montreal | 1,012,723 | $209.1M | 0.11% | −481,989−32.2% | Reduced |
| Manufacturers Life Insurance Company, The | 997,003 | $206.1M | 0.13% | −91,840−8.4% | Reduced |
| New York State Common Retirement Fund | 985,287 | $203.7M | 0.20% | −5,580−0.6% | Reduced |
| California State Teachers Retirement System | 984,009 | $203.4M | 0.24% | +26,643+2.8% | Added |
| JPMorgan Chase & Co | 983,825 | $203.4M | 0.03% | +76,955+8.5% | Added |
| Credit Suisse AG | 934,105 | $193.1M | 0.16% | −55,897−5.6% | Reduced |
| Eaton Vance Management | 871,547 | $180.2M | 0.22% | −62,716−6.7% | Reduced |
| Rhumbline Advisers | 843,897 | $174.5M | 0.21% | +14,505+1.7% | Added |
| Capital Wealth Planning, LLC | 805,899 | $166.6M | 3.69% | +69,811+9.5% | Added |
| Envestnet Asset Management Inc | 789,328 | $163.2M | 0.08% | +42,188+5.6% | Added |
| Prudential Financial Inc | 794,461 | $162.4M | 0.20% | +201,279+33.9% | Added |
| Baird Financial Group, Inc. | 762,198 | $157.6M | 0.37% | +55,604+7.9% | Added |
| National Pension Service | 723,174 | $149.5M | 0.26% | −9,649−1.3% | Reduced |
| Alliancebernstein L.P. | 691,666 | $143.0M | 0.05% | −51,733−7.0% | Reduced |
| Mackenzie Financial Corp | 681,835 | $141.0M | 0.19% | +18,903+2.9% | Added |
| State Board of Administration of Florida Retirement System | 680,112 | $140.6M | 0.25% | −6,471−0.9% | Reduced |
| B. Metzler seel. Sohn & Co. AG | 665,176 | $137.2M | 1.78% | +665,176 | New |
| New York State Teachers Retirement System | 638,385 | $132.0M | 0.26% | −9,985−1.5% | Reduced |
| LPL Financial LLC | 631,226 | $130.5M | 0.11% | +47,174+8.1% | Added |
| Raymond James & Associates | 614,063 | $127.0M | 0.10% | +47,324+8.4% | Added |
| APG Asset Management N.V. | 693,713 | $126.1M | 0.21% | +11,189+1.6% | Added |
| Susquehanna International Group, LLP | 600,049 | $124.1M | 0.19% | +152,755+34.2% | Added |
| Stifel Financial Corp | 577,821 | $119.5M | 0.16% | +59,713+11.5% | Added |
| US Bancorp | 572,049 | $118.3M | 0.19% | +75,499+15.2% | Added |
| Millennium Management LLC | 571,045 | $118.1M | 0.13% | +194,348+51.6% | Added |
| The PNC Financial Services Group, Inc. | 568,518 | $117.5M | 0.10% | +8,052+1.4% | Added |
| HSBC Holdings PLC | 568,294 | $117.5M | 0.12% | −79,863−12.3% | Reduced |
| Old Republic International Corporation | 567,000 | $117.2M | 2.23% | 00.0% | Unchanged |
| Canada Pension Plan Investment Board | 545,423 | $112.8M | 0.12% | +41,194+8.2% | Added |
| Franklin Resources Inc | 534,682 | $110.5M | 0.04% | +4,590+0.9% | Added |
| Adage Capital Partners GP, L.L.C. | 532,704 | $110.1M | 0.20% | +95,151+21.7% | Added |
| Congress Asset Management Co | 527,831 | $109.1M | 0.83% | −68,497−11.5% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 512,412 | $106.1M | 0.42% | +40,915+8.7% | Added |
| Natixis | 467,338 | $96.2M | 0.33% | −226,073−32.6% | Reduced |
| Rothschild & Co Asset Management US Inc. | 462,411 | $95.6M | 1.12% | −7,572−1.6% | Reduced |
| Allspring Global Investments Holdings, LLC | 443,975 | $91.8M | 0.10% | +443,975 | New |
| Man Group plc | 432,485 | $89.4M | 0.29% | +15,520+3.7% | Added |
| Great West Life Assurance Co | 431,960 | $89.1M | 0.18% | +128,166+42.2% | Added |
| Commonwealth Equity Services, LLC | 423,783 | $87.6M | 0.20% | +15,160+3.7% | Added |
| Mn Services Vermogensbeheer B.V. | 416,228 | $86.1M | 0.50% | +8,400+2.1% | Added |
| STRS Ohio | 404,268 | $83.6M | 0.29% | −13,245−3.2% | Reduced |
| HighTower Advisors, LLC | 404,514 | $83.5M | 0.18% | +28,553+7.6% | Added |
| Zacks Investment Management | 399,416 | $82.6M | 1.16% | +6,288+1.6% | Added |
| Natixis Advisors, L.P. | 393,476 | $81.3M | 0.31% | +49,266+14.3% | Added |
| Allianz Asset Management GmbH | 388,645 | $80.3M | 0.06% | −267,328−40.8% | Reduced |
| Retirement Systems of Alabama | 386,969 | $80.0M | 0.28% | −20,096−4.9% | Reduced |
| Ardevora Asset Management LLP | 380,534 | $78.7M | 0.84% | +45,900+13.7% | Added |
| Victory Capital Management Inc | 370,443 | $76.6M | 0.07% | −55,146−13.0% | Reduced |
| First Trust Advisors LP | 362,471 | $74.9M | 0.07% | +6,369+1.8% | Added |
| Toronto Dominion Bank | 352,262 | $72.8M | 0.10% | −66,370−15.9% | Reduced |
| State of Wisconsin Investment Board | 343,841 | $71.1M | 0.14% | −41,614−10.8% | Reduced |
| State of Tennessee, Treasury Department | 339,705 | $70.2M | 0.26% | +121,191+55.5% | Added |