Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nomura Asset Management Co Ltd | 337,917 | $69.9M | 0.35% | +8,333+2.5% | Added |
| Aviva PLC | 336,260 | $69.5M | 0.29% | −54,449−13.9% | Reduced |
| Public Employees Retirement System of Ohio | 333,457 | $68.9M | 0.23% | −14,974−4.3% | Reduced |
| First Republic Investment Management, Inc. | 333,064 | $68.9M | 0.15% | −37,861−10.2% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 331,576 | $68.6M | 0.22% | −11,509−3.4% | Reduced |
| AMF Pensionsforsakring AB | 321,768 | $66.6M | 0.46% | −123,172−27.7% | Reduced |
| Fifth Third Bancorp | 321,950 | $66.6M | 0.26% | +29,507+10.1% | Added |
| State of New Jersey Common Pension Fund D | 319,777 | $66.1M | 0.19% | −3,147−1.0% | Reduced |
| Asset Management One Co.,Ltd. | 308,314 | $63.9M | 0.22% | +1,258+0.4% | Added |
| Robeco Institutional Asset Management B.V. | 303,927 | $62.8M | 0.13% | −58,652−16.2% | Reduced |
| Advisor Group Holdings, Inc. | 302,998 | $62.7M | 0.12% | +14,354+5.0% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 302,476 | $62.5M | 0.13% | −34,029−10.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 300,428 | $62.1M | 0.12% | +14,526+5.1% | Added |
| Shellback Capital, LP | 300,000 | $62.0M | 3.59% | +300,000 | New |
| Nordea Investment Management AB | 300,691 | $62.0M | 0.07% | +44,639+17.4% | Added |
| Ensign Peak Advisors, Inc | 298,777 | $61.8M | 0.12% | +125,351+72.3% | Added |
| Swedbank AB | 290,665 | $59.9M | 0.10% | −8,629−2.9% | Reduced |
| Huntington National Bank | 288,373 | $59.6M | 0.54% | +776+0.3% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $59.4M | 0.68% | 00.0% | Unchanged |
| AQR Capital Management LLC | 281,786 | $58.1M | 0.11% | −99,088−26.0% | Reduced |
| Fort Washington Investment Advisors Inc | 279,546 | $57.8M | 0.35% | +156+0.1% | Added |
| Renaissance Technologies LLC | 278,174 | $57.5M | 0.07% | −1,104,126−79.9% | Reduced |
| Bank of Nova Scotia | 273,391 | $56.7M | 0.08% | −376,353−57.9% | Reduced |
| Voya Investment Management LLC | 271,365 | $56.1M | 0.11% | +25,920+10.6% | Added |
| DekaBank Deutsche Girozentrale | 270,346 | $56.1M | 0.14% | +93,811+53.1% | Added |
| Janney Montgomery Scott LLC | 271,007 | $56.0M | 0.22% | +18,717+7.4% | Added |
| Schonfeld Strategic Advisors LLC | 269,604 | $55.7M | 0.54% | +180,684+203.2% | Added |
| Assenagon Asset Management S.A. | 266,106 | $55.0M | 0.20% | +90,235+51.3% | Added |
| Korea Investment CORP | 264,636 | $54.7M | 0.14% | −7,500−2.8% | Reduced |
| Pictet Asset Management SA | 264,506 | $54.7M | 0.05% | +2,080+0.8% | Added |
| Citadel Advisors LLC | 258,344 | $53.4M | 0.06% | −24,332−8.6% | Reduced |
| Factory Mutual Insurance Co | 250,800 | $52.5M | 0.76% | −28,957−10.4% | Reduced |
| Storebrand Asset Management AS | 253,211 | $52.3M | 0.23% | +576+0.2% | Added |
| Conning Inc. | 251,400 | $51.9M | 1.38% | +11,312+4.7% | Added |
| Voloridge Investment Management, LLC | 237,708 | $49.1M | 0.27% | −54,858−18.8% | Reduced |
| Treasurer of the State of North Carolina | 237,496 | $49.1M | 0.26% | −1,980−0.8% | Reduced |
| Gateway Investment Advisers LLC | 234,752 | $48.5M | 0.46% | +205+0.1% | Added |
| BNP Paribas Arbitrage, SA | 233,195 | $48.2M | 0.12% | −222,906−48.9% | Reduced |
| Jane Street Group, LLC | 229,213 | $47.4M | 0.09% | −3,209−1.4% | Reduced |
| Truist Financial Corp | 227,901 | $47.1M | 0.07% | +17,256+8.2% | Added |
| ING Groep NV | 225,918 | $46.7M | 0.42% | +86,410+61.9% | Added |
| Bluestein R H & Co | 225,732 | $46.7M | 1.67% | +35,570+18.7% | Added |
| Standard Life Aberdeen plc | 214,729 | $44.4M | 0.10% | −12,634−5.6% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 209,500 | $43.3M | 0.66% | 00.0% | Unchanged |
| Macquarie Group Ltd | 209,205 | $43.3M | 0.04% | +14,057+7.2% | Added |
| Clark Capital Management Group, Inc. | 208,356 | $43.1M | 0.53% | +65,639+46.0% | Added |
| Capitolis Advisors LLC | 207,617 | $42.9M | 0.26% | +53,919+35.1% | Added |
| Country Trust Bank | 204,635 | $42.3M | 1.15% | +4,712+2.4% | Added |
| Nisa Investment Advisors, LLC | 204,525 | $41.2M | 0.31% | −12,385−5.7% | Reduced |
| Chiron Investment Management, LLC | 199,335 | $41.2M | 4.69% | +199,335 | New |
| M&T Bank Corp | 199,016 | $41.1M | 0.17% | +1,459+0.7% | Added |
| Royal London Asset Management Ltd | 194,899 | $40.3M | 0.15% | −406−0.2% | Reduced |
| Commerce Bank | 194,732 | $40.3M | 0.26% | +6,874+3.7% | Added |
| Bollard Group LLC | 194,227 | $40.2M | 1.29% | +408+0.2% | Added |
| Northwestern Mutual Wealth Management Co | 192,263 | $39.7M | 0.06% | +76,416+66.0% | Added |
| Manning & Napier Group, LLC | 190,711 | $39.4M | 0.33% | −7,047−3.6% | Reduced |
| Blair William & Co | 185,782 | $38.4M | 0.12% | +51,207+38.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 185,335 | $38.3M | 0.17% | +19,693+11.9% | Added |
| Tocqueville Asset Management L.P. | 183,150 | $37.9M | 0.52% | +44,765+32.3% | Added |
| American International Group, Inc. | 182,527 | $37.7M | 0.19% | −4,960−2.6% | Reduced |
| Penserra Capital Management LLC | 180,736 | $37.4M | 0.80% | +50,904+39.2% | Added |
| Financial Counselors Inc | 180,035 | $37.2M | 0.76% | −4,172−2.3% | Reduced |
| PEAK6 Investments LLC | 176,738 | $36.5M | 1.02% | +116,826+195.0% | Added |
| AXA S.A. | 200,356 | $36.4M | 0.09% | −8,360−4.0% | Reduced |
| Teacher Retirement System of Texas | 174,573 | $36.1M | 0.16% | +32,459+22.8% | Added |
| Calamos Advisors LLC | 174,507 | $36.1M | 0.14% | −46,161−20.9% | Reduced |
| 1832 Asset Management L.P. | 169,873 | $35.4M | 0.06% | +165,826+4,097.5% | Added |
| Zurcher Kantonalbank (Zurich Cantonalbank) | 169,959 | $35.1M | 0.17% | +22,533+15.3% | Added |
| Minneapolis Portfolio Management Group, LLC | 164,177 | $33.9M | 3.61% | −3,571−2.1% | Reduced |
| Pinebridge Investments, L.P. | 163,766 | $33.9M | 0.35% | +53,961+49.1% | Added |
| Criteria Caixa, S.A.U. | 162,503 | $33.6M | 4.21% | 00.0% | Unchanged |
| Heritage Investors Management Corp | 162,378 | $33.6M | 1.30% | +1,292+0.8% | Added |
| United Capital Financial Advisers, LLC | 160,047 | $33.1M | 0.15% | +828+0.5% | Added |
| Hyman Charles D | 158,523 | $32.8M | 2.08% | +2,035+1.3% | Added |
| Keybank National Association | 157,810 | $32.6M | 0.13% | −493−0.3% | Reduced |
| Umb Bank N A | 153,795 | $31.8M | 0.40% | −24,612−13.8% | Reduced |
| Fjarde Ap-Fonden /Fourth Swedish National Pension Fund | 152,749 | $31.6M | 0.28% | −7,900−4.9% | Reduced |
| Janus Henderson Group PLC | 150,684 | $31.2M | 0.01% | −11,878−7.3% | Reduced |
| Arizona State Retirement System | 149,942 | $31.0M | 0.24% | −2,815−1.8% | Reduced |
| Varma Mutual Pension Insurance Co | 149,343 | $30.9M | 0.45% | +20,000+15.5% | Added |
| Group One Trading, L.P. | 147,350 | $30.5M | 0.57% | +62,218+73.1% | Added |
| Willis Investment Counsel | 146,004 | $30.2M | 1.59% | +5,600+4.0% | Added |
| Rockefeller Capital Management L.P. | 145,608 | $30.1M | 0.14% | +7,031+5.1% | Added |
| Handelsbanken Fonder AB | 144,757 | $29.9M | 0.15% | −833−0.6% | Reduced |
| ARK Investment Management LLCSuperinvestorARK Invest | 144,201 | $29.8M | 0.09% | −73,664−33.8% | Reduced |
| United Services Automobile Association | 144,112 | $29.8M | 0.50% | −821−0.6% | Reduced |
| Meyer Handelman Co | 142,416 | $29.4M | 1.10% | +5,700+4.2% | Added |
| Glenview Trust Co | 140,950 | $29.1M | 0.96% | +4,202+3.1% | Added |
| Vontobel Holding Ltd. | 140,533 | $29.0M | 0.24% | +15,791+12.7% | Added |
| Russell Investments Group, Ltd. | 139,959 | $28.9M | 0.05% | −4,600−3.2% | Reduced |
| Amalgamated Bank | 138,310 | $28.6M | 0.21% | +10,819+8.5% | Added |
| State of Michigan Retirement System | 136,176 | $28.2M | 0.15% | −1,300−0.9% | Reduced |
| Squarepoint Ops LLC | 133,833 | $27.7M | 0.13% | −28,787−17.7% | Reduced |
| Creative Planning | 133,605 | $27.6M | 0.04% | −2,318−1.7% | Reduced |
| Thrivent Financial for Lutherans | 126,168 | $27.1M | 0.05% | +2,427+2.0% | Added |
| CIBC World Markets Corp | 129,987 | $26.9M | 0.14% | −91,121−41.2% | Reduced |
| Gabelli Funds LLC | 128,635 | $26.6M | 0.17% | −50.0% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 127,993 | $26.4M | 0.35% | +14,972+13.2% | Added |
| S&CO Inc | 127,519 | $26.4M | 1.86% | −555−0.4% | Reduced |
| USS Investment Management Ltd | 126,730 | $26.2M | 0.21% | 00.0% | Unchanged |