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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2021

Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,161
+247 vs. Q3 2021
Shares held
362.3M
−7.12M (−1.9%) vs. Q3 2021
Total value
$74.9B
+$3.96B (+5.6%) vs. Q3 2021
New holders
346
846 more added
Sold out
99
628 more reduced

29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 2,161 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ4 2021: $74.9B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.

Institutions holding CAT in Q4 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Corbenic Partners LLC2$00.00%00.0%Unchanged
McCarthy Asset Management, Inc.1$00.00%00.0%Unchanged
Strengthening Families & Communities, LLC12$00.00%+12New
USA Financial Portformulas Corp3$1.00K0.00%−56−94.9%Reduced
Proffitt & Goodson Inc7$1.00K0.00%00.0%Unchanged
Transamerica Financial Advisors, Inc.4$1.00K0.03%00.0%Unchanged
Cassady Schiller Wealth Management, LLC7$1.00K0.00%+7New
Investment Research & Advisory Group, Inc.10$2.00K0.00%00.0%Unchanged
HWG Holdings LP12$2.00K0.00%+12New
Rockbridge Investment Management, LCC13$3.00K0.00%00.0%Unchanged
Activest Wealth Management19$4.00K0.00%−11−36.7%Reduced
Clearview Wealth Advisors LLC20$4.00K0.00%00.0%Unchanged
Aquire Wealth Advisors, LLC18$4.00K0.00%+18New
TFC Financial Management24$5.00K0.00%00.0%Unchanged
Core Alternative Capital22$5.00K0.00%+22New
Financial Connections Group, Inc.28$5.00K0.00%+28New
Tucker Asset Management LLC29$5.98K0.00%+29New
Atticus Wealth Management, LLC30$6.00K0.00%−21−41.2%Reduced
Macroview Investment Management LLC30$6.00K0.01%00.0%Unchanged
Schubert & Co31$6.00K0.01%+31New
Leverty Financial Group, LLC32$6.00K0.00%+32New
Lenox Wealth Advisors, LLC35$7.00K0.00%+15+75.0%Added
TD Capital Management LLC40$8.00K0.00%00.0%Unchanged
Veritas Investment Partners (UK) Ltd.40$8.00K0.00%00.0%Unchanged
Rather & Kittrell, Inc.40$8.00K0.01%+40New
Curi Capital39$8.00K0.00%+39New
Regency Capital Management Inc.43$9.00K0.01%+43New
Raleigh Capital Management Inc.43$9.00K0.01%+43New
Tevis Investment Management43$9.00K0.01%+43New
Kelly Financial Services LLC53$11.0K0.01%00.0%Unchanged
Moisand Fitzgerald Tamayo, LLC51$11.0K0.00%−351−87.3%Reduced
Arlington Partners LLC57$12.0K0.00%−288−83.5%Reduced
Motco57$12.0K0.00%00.0%Unchanged
Rinkey Investments54$12.0K0.01%+54New
Raffa Wealth Management, LLC59$12.2K0.00%00.0%Unchanged
Bellwether Advisors, LLC66$13.0K0.00%00.0%Unchanged
Belmont Capital, LLC70$14.0K0.01%00.0%Unchanged
Investmark Advisory Group LLC68$14.0K0.01%+68New
James Reed Financial Services, Inc.75$15.0K0.01%+75New
Lowe Wealth Advisors, LLC76$16.0K0.01%00.0%Unchanged
Kelly Lawrence W & Associates Inc79$16.0K0.00%+79New
Founders Capital Management80$17.0K0.01%00.0%Unchanged
Horan Securities, Inc.80$17.0K0.01%+80New
Bellevue Asset Management, LLC101$21.0K0.01%+1+1.0%Added
TCTC Holdings, LLC100$21.0K0.00%00.0%Unchanged
Spectrum Management Group, LLC100$21.0K0.00%00.0%Unchanged
First PREMIER Bank100$21.0K0.01%00.0%Unchanged
Twin Lakes Capital Management, LLC100$21.0K0.01%00.0%Unchanged
Tortoise Investment Management, LLC105$22.0K0.00%00.0%Unchanged
Capital Advisors, Ltd. LLC105$22.0K0.00%+105New
Versant Capital Management, Inc110$23.0K0.01%+6+5.8%Added
Elmwood Wealth Management, Inc.110$23.0K0.01%+110New
WestEnd Advisors, LLC116$24.0K0.00%––
Exchange Traded Concepts, LLC118$24.0K0.00%−25,808−99.5%Reduced
Ford Financial Group, LLC117$24.0K0.01%+117New
Iron Horse Wealth Management, LLC126$26.0K0.01%00.0%Unchanged
Migdal Insurance & Financial Holdings Ltd.131$27.0K0.00%−457,369−100.0%Reduced
Mark Sheptoff Financial Planning, LLC132$27.0K0.01%+80+153.8%Added
Crewe Advisors LLC131$27.0K0.01%+100+322.6%Added
Annapolis Financial Services, LLC134$28.0K0.01%−49−26.8%Reduced
Cedar Mountain Advisors, LLC135$28.0K0.01%00.0%Unchanged
Private Ocean, LLC141$29.0K0.00%+41+41.0%Added
CKW Financial Group147$30.0K0.00%00.0%Unchanged
Leelyn Smith, LLC143$30.0K0.01%00.0%Unchanged
Lee Financial Co144$30.0K0.01%+19+15.2%Added
Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.150$31.0K0.02%−160−51.6%Reduced
SkyView Investment Advisors, LLC151$31.0K0.01%+151New
Beaird Harris Wealth Management, LLC152$31.0K0.01%+152New
Mascoma Wealth Management LLC155$32.0K0.01%−250−61.7%Reduced
IronBridge Private Wealth, LLC163$34.0K0.02%00.0%Unchanged
MBM Wealth Consultants, LLC180$37.0K0.02%00.0%Unchanged
Surevest, LLC180$37.0K0.01%+180New
Plante Moran Financial Advisors, LLC183$38.0K0.01%−785−81.1%Reduced
Close Asset Management Ltd183$38.0K0.00%−357−66.1%Reduced
Wolff Wiese Magana LLC182$38.0K0.02%00.0%Unchanged
Sierra Capital LLC186$38.0K0.01%+186New
AlphaMark Advisors, LLC187$39.0K0.01%00.0%Unchanged
Antonetti Capital Management LLC190$39.0K0.03%00.0%Unchanged
Strategic Asset Management, LLC200$41.0K0.06%+1+0.5%Added
MD Financial Management Inc.200$41.0K0.00%00.0%Unchanged
RWM Asset Management, LLC200$41.0K0.01%00.0%Unchanged
IMA Wealth, Inc.200$41.0K0.01%+200New
KB Financial Partners, LLC196$41.0K0.01%+196New
DB Fitzpatrick & Co, Inc202$42.0K0.04%+202New
Clean Yield Group212$44.0K0.01%00.0%Unchanged
Bray Capital Advisors217$45.0K0.01%+1+0.5%Added
Canton Hathaway, LLC217$45.0K0.01%00.0%Unchanged
Moser Wealth Advisors, LLC220$45.0K0.03%00.0%Unchanged
Baystate Wealth Management LLC215$45.0K0.00%+1+0.5%Added
Lloyd Advisory Services, LLC.220$45.0K0.02%+213+3,042.9%Added
Carroll Investors, Inc220$45.0K0.03%+220New
Horrell Capital Management, Inc.226$47.0K0.01%00.0%Unchanged
Pin Oak Investment Advisors Inc232$48.0K0.05%00.0%Unchanged
Riggs Asset Managment Co. Inc.233$48.0K0.01%00.0%Unchanged
Sumitomo Mitsui Financial Group, Inc.232$48.0K0.00%+232New
Neo Ivy Capital Management231$48.0K0.07%+231New
Masso Torrence Wealth Management Inc.236$49.0K0.03%+236New
Bivin & Associates, Inc.235$49.0K0.04%+235New
West Paces Advisors Inc.243$50.2K0.02%+13+5.7%Added
Providence Capital Advisors, LLC245$51.0K0.01%00.0%Unchanged