Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| DnB Asset Management AS | 126,293 | $26.1M | 0.15% | +5,054+4.2% | Added |
| Sumitomo Mitsui DS Asset Management Company, Ltd | 125,146 | $25.9M | 0.54% | +5,415+4.5% | Added |
| Foundry Partners, LLC | 124,392 | $25.7M | 0.91% | −1,025−0.8% | Reduced |
| Forsta Ap-Fonden | 121,300 | $25.1M | 0.25% | +4,000+3.4% | Added |
| MetLife Investment Management | 119,517 | $24.7M | 0.20% | −4,135−3.3% | Reduced |
| Yousif Capital Management, LLC | 119,507 | $24.7M | 0.26% | +119,507 | New |
| Wesleyan Assurance Society | 117,750 | $24.3M | 2.88% | +500+0.4% | Added |
| Susquehanna Fundamental Investments, LLC | 116,200 | $24.0M | 0.63% | +116,200 | New |
| Skandinaviska Enskilda Banken AB (publ) | 115,965 | $23.9M | 0.12% | −5,193−4.3% | Reduced |
| Adams Diversified Equity Fund, Inc. | 115,100 | $23.8M | 0.90% | 00.0% | Unchanged |
| Jennison Associates LLC | 112,629 | $23.3M | 0.01% | −39,785−26.1% | Reduced |
| Daiwa Securities Group Inc. | 82,086 | $23.1M | 0.14% | +2,503+3.1% | Added |
| Nichols & Pratt Advisers LLP | 111,481 | $23.0M | 1.59% | −787−0.7% | Reduced |
| Chartwell Investment Partners, LLC | 109,674 | $22.7M | 0.66% | +8,101+8.0% | Added |
| Glenmede Trust Co NA | 108,677 | $22.5M | 0.11% | −1,655−1.5% | Reduced |
| Vaughan David Investments LLC | 108,369 | $22.4M | 0.65% | −2,110−1.9% | Reduced |
| MML Investors Services, LLC | 108,069 | $22.3M | 0.16% | +11,303+11.7% | Added |
| Bradley Foster & Sargent Inc | 107,196 | $22.2M | 0.46% | +2,431+2.3% | Added |
| Sabal Trust CO | 107,161 | $22.2M | 1.41% | +3,815+3.7% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 107,039 | $22.1M | 0.07% | −355,774−76.9% | Reduced |
| Associated Banc-Corp | 103,804 | $21.5M | 0.79% | −1,615−1.5% | Reduced |
| Balyasny Asset Management LLC | 103,779 | $21.5M | 0.09% | +103,779 | New |
| Paralel Advisors LLC | 100,000 | $20.7M | 1.20% | +100,000 | New |
| Xponance, Inc. | 99,924 | $20.7M | 0.32% | +6,139+6.5% | Added |
| Busey Wealth Management | 99,720 | $20.6M | 0.78% | −307−0.3% | Reduced |
| State of Alaska, Department of Revenue | 99,181 | $20.5M | 0.20% | −28,275−22.2% | Reduced |
| Utah Retirement Systems | 98,358 | $20.3M | 0.25% | −900−0.9% | Reduced |
| Colony Group LLC | 98,158 | $20.3M | 0.36% | +15,648+19.0% | Added |
| Tredje AP-fonden | 96,912 | $20.0M | 0.39% | +15,382+18.9% | Added |
| British Columbia Investment Management Corp | 96,278 | $19.9M | 0.11% | −5,071−5.0% | Reduced |
| Public Employees Retirement Association of Colorado | 96,060 | $19.9M | 0.08% | −448−0.5% | Reduced |
| Regions Financial Corp | 94,793 | $19.6M | 0.15% | −984−1.0% | Reduced |
| Chilton Capital Management LLC | 94,520 | $19.5M | 1.00% | −2,583−2.7% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 93,408 | $19.3M | 0.67% | +218+0.2% | Added |
| Westpac Banking Corp | 92,930 | $19.2M | 0.20% | −902−1.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 92,833 | $19.2M | 0.04% | +17,976+24.0% | Added |
| Employees Retirement System of Texas | 92,000 | $19.0M | 0.21% | 00.0% | Unchanged |
| Asahi Life Asset Management Co., Ltd. | 91,526 | $18.9M | 2.40% | −3,597−3.8% | Reduced |
| Fred Alger Management, LLC | 91,038 | $18.8M | 0.05% | +28,707+46.1% | Added |
| ExodusPoint Capital Management, LP | 91,017 | $18.8M | 0.23% | +84,123+1,220.2% | Added |
| Front Barnett Associates LLC | 90,391 | $18.7M | 1.75% | +160+0.2% | Added |
| Public Sector Pension Investment Board | 90,261 | $18.7M | 0.10% | −2,573−2.8% | Reduced |
| Private Advisor Group, LLC | 88,090 | $18.2M | 0.14% | −26,863−23.4% | Reduced |
| Quadrature Capital Ltd | 87,981 | $18.2M | 0.96% | −54,858−38.4% | Reduced |
| Gulf International Bank (UK) Ltd | 87,400 | $18.1M | 0.26% | −18,491−17.5% | Reduced |
| Levin Capital Strategies, L.P. | 87,259 | $18.0M | 1.69% | −1,623−1.8% | Reduced |
| Rathbone Brothers plc | 87,234 | $18.0M | 0.18% | +67,267+336.9% | Added |
| Comerica Bank | 82,968 | $17.8M | 0.13% | −3,980−4.6% | Reduced |
| Banco Santander, S.A. | 84,429 | $17.5M | 0.09% | +3,581+4.4% | Added |
| Stephens Inc | 83,755 | $17.3M | 0.26% | +10,657+14.6% | Added |
| Metropolitan Life Insurance Co | 83,603 | $17.3M | 0.23% | −2,552−3.0% | Reduced |
| Stock Yards Bank & Trust Co | 81,667 | $16.9M | 0.89% | +2,151+2.7% | Added |
| Cutler Investment Counsel LLC | 80,988 | $16.7M | 2.52% | +575+0.7% | Added |
| Mackay Shields LLC | 80,808 | $16.7M | 0.14% | −2,960−3.5% | Reduced |
| Guggenheim Capital LLC | 80,329 | $16.6M | 0.09% | −5,966−6.9% | Reduced |
| Swiss Life Asset Management Ltd | 79,564 | $16.5M | 0.21% | −4,818−5.7% | Reduced |
| Congress Wealth Management LLC | 78,491 | $16.2M | 0.32% | +78,491 | New |
| Cubist Systematic Strategies, LLC | 78,296 | $16.2M | 0.15% | +2,398+3.2% | Added |
| Illinois Municipal Retirement Fund | 77,253 | $16.0M | 0.45% | +21,864+39.5% | Added |
| Old National Bancorp | 76,793 | $15.9M | 0.57% | −5,762−7.0% | Reduced |
| Westchester Capital Management, Inc. | 76,166 | $15.7M | 4.02% | −658−0.9% | Reduced |
| InterOcean Capital Group, LLC | 76,106 | $15.7M | 0.69% | +17,877+30.7% | Added |
| Mutual of America Capital Management LLC | 75,974 | $15.7M | 0.16% | −673−0.9% | Reduced |
| M&G Investment Management Ltd | 75,499 | $15.6M | 0.11% | −143,693−65.6% | Reduced |
| Texas Permanent School Fund | 74,611 | $15.4M | 0.19% | −9,965−11.8% | Reduced |
| AE Wealth Management LLC | 73,998 | $15.3M | 0.11% | +27,079+57.7% | Added |
| Brown Advisory Inc | 73,631 | $15.2M | 0.02% | +12,669+20.8% | Added |
| FineMark National Bank & Trust | 73,584 | $15.2M | 0.58% | +2,585+3.6% | Added |
| Janney Capital Management LLC | 73,073 | $15.1M | 0.98% | −539−0.7% | Reduced |
| Kestra Advisory Services, LLC | 72,807 | $15.1M | 0.15% | +3,704+5.4% | Added |
| Bridgeway Capital Management, LLC | 72,650 | $15.0M | 0.28% | 00.0% | Unchanged |
| Norinchukin Bank, The | 72,056 | $14.9M | 0.19% | −3,491−4.6% | Reduced |
| CCM Investment Advisers LLC | 72,039 | $14.9M | 1.81% | +1,631+2.3% | Added |
| IFM Investors Pty Ltd | 71,755 | $14.8M | 0.27% | −829−1.1% | Reduced |
| Fullerton Fund Management Co Ltd. | 71,475 | $14.8M | 0.74% | +25,539+55.6% | Added |
| Schroder Investment Management Group | 71,468 | $14.8M | 0.02% | +9,350+15.1% | Added |
| NorthCrest Asset Manangement, LLC | 69,210 | $14.3M | 0.79% | +69,210 | New |
| Grassi Investment Management | 69,004 | $14.3M | 1.44% | −600−0.9% | Reduced |
| First National Trust Co | 68,715 | $14.2M | 0.75% | +44,890+188.4% | Added |
| Pinnacle Associates Ltd | 68,674 | $14.2M | 0.24% | +3,306+5.1% | Added |
| Ziegler Capital Management, LLC | 67,844 | $14.1M | 0.50% | −6,294−8.5% | Reduced |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 67,898 | $14.0M | 0.15% | −709−1.0% | Reduced |
| Captrust Financial Advisors | 67,890 | $14.0M | 0.10% | +648+1.0% | Added |
| Marco Investment Management LLC | 67,247 | $13.9M | 1.37% | +3,352+5.2% | Added |
| Delta Asset Management LLC | 66,769 | $13.8M | 1.22% | +127+0.2% | Added |
| Independent Advisor Alliance | 66,229 | $13.7M | 0.68% | +2,792+4.4% | Added |
| Edmond de Rothschild Holding S.A. | 65,992 | $13.6M | 0.30% | +24,427+58.8% | Added |
| Mercer Global Advisors Inc | 65,798 | $13.6M | 0.08% | −9,439−12.5% | Reduced |
| Fiduciary Trust Co | 65,106 | $13.5M | 0.22% | +4,710+7.8% | Added |
| Ashfield Capital Partners, LLC | 64,911 | $13.4M | 0.86% | −400−0.6% | Reduced |
| CIBC World Markets Inc. | 64,776 | $13.4M | 0.04% | +19,587+43.3% | Added |
| Community Bank of Raymore | 64,625 | $13.4M | 5.80% | −11,400−15.0% | Reduced |
| Integrated Advisors Network LLC | 63,689 | $13.2M | 0.78% | +182+0.3% | Added |
| National Asset Management, Inc. | 63,269 | $13.1M | 0.38% | +43,919+227.0% | Added |
| Blue Chip Partners, Inc. | 62,834 | $13.0M | 1.63% | +2,123+3.5% | Added |
| Tower Research Capital LLC (TRC) | 62,767 | $13.0M | 0.22% | +16,450+35.5% | Added |
| Cetera Advisor Networks LLC | 62,687 | $13.0M | 0.16% | −1,555−2.4% | Reduced |
| Point72 Asset Management, L.P. | 62,100 | $12.8M | 0.06% | +62,100 | New |
| Kovitz Investment Group Partners, LLC | 70,128 | $12.8M | 0.30% | −6,146−8.1% | Reduced |
| Ausdal Financial Partners, Inc. | 61,672 | $12.8M | 1.72% | +20,471+49.7% | Added |