Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Whittier Trust Co | 61,385 | $12.7M | 0.21% | +261+0.4% | Added |
| Lee Danner & Bass Inc | 61,315 | $12.7M | 1.09% | −360−0.6% | Reduced |
| KCM Investment Advisors LLC | 60,217 | $12.4M | 0.43% | +6,410+11.9% | Added |
| Blackhill Capital Inc | 60,000 | $12.4M | 1.06% | 00.0% | Unchanged |
| Ilmarinen Mutual Pension Insurance Co | 60,000 | $12.4M | 0.15% | 00.0% | Unchanged |
| Gofen & Glossberg LLC | 59,832 | $12.4M | 0.27% | −296−0.5% | Reduced |
| National Bank of Canada | 59,825 | $12.4M | 0.05% | +59,825 | New |
| Zweig-DiMenna Associates LLC | 59,000 | $12.2M | 0.98% | +59,000 | New |
| Birmingham Capital Management Co Inc | 58,920 | $12.2M | 4.40% | −200−0.3% | Reduced |
| Peapack Gladstone Financial Corp | 58,880 | $12.2M | 0.23% | +426+0.7% | Added |
| Nissay Asset Management Corp | 58,489 | $12.1M | 0.09% | −966−1.6% | Reduced |
| Philadelphia Trust Co | 58,437 | $12.1M | 0.87% | −5,717−8.9% | Reduced |
| KBC Group NV | 57,885 | $12.0M | 0.04% | −25,875−30.9% | Reduced |
| Hartford Investment Management Co | 57,560 | $11.9M | 0.27% | −1,581−2.7% | Reduced |
| LaFleur & Godfrey LLC | 57,417 | $11.9M | 1.52% | −344−0.6% | Reduced |
| Tufton Capital Management | 56,321 | $11.6M | 1.79% | +1,653+3.0% | Added |
| Parallax Volatility Advisers, L.P. | 56,140 | $11.6M | 0.14% | +56,140 | New |
| SEI Investments Co | 55,948 | $11.5M | 0.02% | −8,738−13.5% | Reduced |
| D.A. Davidson & Co. | 55,468 | $11.5M | 0.12% | +573+1.0% | Added |
| CIBC Asset Management Inc | 55,009 | $11.4M | 0.04% | +2,418+4.6% | Added |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 55,145 | $11.4M | 0.02% | +2,349+4.4% | Added |
| Brandywine Global Investment Management, LLC | 54,804 | $11.3M | 0.08% | −464−0.8% | Reduced |
| Candriam Luxembourg S.C.A. | 54,741 | $11.3M | 0.07% | −3,147−5.4% | Reduced |
| TD Waterhouse Canada Inc. | 50,238 | $11.1M | 0.11% | +50,238 | New |
| Texas Capital Bank Wealth Management Services Inc | 53,198 | $11.0M | 0.95% | −304−0.6% | Reduced |
| Oppenheimer Asset Management Inc. | 53,052 | $11.0M | 0.15% | +17,144+47.7% | Added |
| Advisors Asset Management, Inc. | 52,418 | $10.8M | 0.15% | +3,665+7.5% | Added |
| Becker Capital Management Inc | 52,344 | $10.8M | 0.43% | +1,342+2.6% | Added |
| Cetera Investment Advisers | 52,303 | $10.8M | 0.15% | −2,028−3.7% | Reduced |
| Interval Partners, LP | 52,274 | $10.8M | 0.74% | +12,915+32.8% | Added |
| Scotia Capital Inc. | 51,269 | $10.6M | 0.07% | +4,151+8.8% | Added |
| Gotham Asset Management, LLC | 51,161 | $10.6M | 0.34% | +16,300+46.8% | Added |
| Dearborn Partners LLC | 51,135 | $10.6M | 0.38% | −7,858−13.3% | Reduced |
| Oppenheimer & Co Inc | 50,843 | $10.5M | 0.18% | +698+1.4% | Added |
| MUFG Americas Holdings Corp | 50,605 | $10.5M | 0.20% | +10,564+26.4% | Added |
| SG Americas Securities, LLC | 50,586 | $10.5M | 0.07% | +21,549+74.2% | Added |
| Badgley Phelps Wealth Managers, LLC | 50,487 | $10.4M | 0.34% | −14,603−22.4% | Reduced |
| James Investment Research Inc | 50,317 | $10.4M | 0.95% | −1,224−2.4% | Reduced |
| Transform Wealth, LLC | 50,206 | $10.4M | 1.08% | +367+0.7% | Added |
| Clear Harbor Asset Management, LLC | 49,563 | $10.2M | 1.12% | −138−0.3% | Reduced |
| Mariner, LLC | 49,151 | $10.2M | 0.04% | +5,748+13.2% | Added |
| Richard C. Young & CO., LTD. | 48,573 | $10.0M | 1.27% | +237+0.5% | Added |
| Howe & Rusling Inc | 48,478 | $10.0M | 1.17% | +70+0.1% | Added |
| First Horizon Advisors, Inc. | 48,452 | $10.0M | 0.30% | +1,723+3.7% | Added |
| Nikko Asset Management Americas, Inc. | 47,932 | $9.96M | 0.05% | −7,377−13.3% | Reduced |
| Mastrapasqua Asset Management Inc | 48,158 | $9.96M | 0.98% | −1,085−2.2% | Reduced |
| GWM Advisors LLC | 47,629 | $9.85M | 0.15% | +18,120+61.4% | Added |
| Quilter Plc | 47,551 | $9.84M | 0.26% | −13,022−21.5% | Reduced |
| Capstone Investment Advisors, LLC | 47,359 | $9.79M | 0.16% | −104,589−68.8% | Reduced |
| Edge Capital Group, LLC | 47,315 | $9.78M | 0.69% | −794−1.7% | Reduced |
| Aptus Capital Advisors, LLC | 47,236 | $9.77M | 0.33% | +6,895+17.1% | Added |
| Arosa Capital Management LP | 47,090 | $9.73M | 3.55% | −2,910−5.8% | Reduced |
| Central Trust Co | 46,938 | $9.70M | 0.27% | −1,168−2.4% | Reduced |
| Leonteq Securities AG | 46,911 | $9.70M | 0.44% | −27,161−36.7% | Reduced |
| Avalon Investment & Advisory | 46,807 | $9.68M | 0.24% | −3,239−6.5% | Reduced |
| Bokf, NA | 46,735 | $9.66M | 0.15% | −350−0.7% | Reduced |
| Jacobs & Co | 46,580 | $9.63M | 1.00% | +1,220+2.7% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 46,273 | $9.57M | 0.12% | −6,470−12.3% | Reduced |
| Atria Investments LLC | 46,042 | $9.52M | 0.17% | +4,200+10.0% | Added |
| American Century Companies Inc | 46,028 | $9.52M | 0.01% | +11,079+31.7% | Added |
| Davenport & Co LLC | 45,953 | $9.50M | 0.06% | −105−0.2% | Reduced |
| Andra AP-fonden | 45,500 | $9.41M | 0.19% | −6,700−12.8% | Reduced |
| Wealthfront Advisers LLC | 45,301 | $9.37M | 0.04% | +8,120+21.8% | Added |
| Clifford Swan Investment Counsel LLC | 45,272 | $9.36M | 0.33% | +1,377+3.1% | Added |
| Greenwood Gearhart Inc | 45,022 | $9.31M | 1.28% | +2,138+5.0% | Added |
| American Assets Investment Management, LLC | 45,000 | $9.30M | 1.00% | 00.0% | Unchanged |
| Allstate Corp | 44,871 | $9.28M | 0.18% | +33,005+278.1% | Added |
| Securian Asset Management, Inc | 44,709 | $9.24M | 0.17% | −1,774−3.8% | Reduced |
| Oregon Public Employees Retirement Fund | 44,385 | $9.18M | 0.10% | −99,707−69.2% | Reduced |
| Worldquant Millennium Advisors LLC | 43,537 | $9.00M | 0.18% | −3,189−6.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 43,504 | $8.99M | 0.14% | +1,745+4.2% | Added |
| First American Trust, FSB | 43,308 | $8.95M | 1.22% | +1,083+2.6% | Added |
| CIBC Private Wealth Group, LLC | 43,275 | $8.95M | 0.02% | −4,271−9.0% | Reduced |
| Erste Asset Management GmbH | 43,209 | $8.94M | 0.16% | −1,727−3.8% | Reduced |
| Culbertson A N & Co Inc | 42,979 | $8.88M | 1.67% | +455+1.1% | Added |
| Acadian Asset Management LLC | 42,988 | $8.88M | 0.03% | −4,126−8.8% | Reduced |
| Twin Tree Management, LP | 42,195 | $8.72M | 0.21% | +42,195 | New |
| AAFMAA Wealth Management & Trust LLC | 42,195 | $8.72M | 3.80% | +42,195 | New |
| Beacon Pointe Advisors, LLC | 42,131 | $8.71M | 0.23% | −6,036−12.5% | Reduced |
| Maryland State Retirement & Pension System | 41,799 | $8.64M | 0.23% | 00.0% | Unchanged |
| Callahan Advisors, LLC | 41,606 | $8.60M | 0.97% | +3,238+8.4% | Added |
| Elo Mutual Pension Insurance Co | 41,600 | $8.60M | 0.24% | +3,438+9.0% | Added |
| Charter Trust Co | 41,535 | $8.59M | 0.73% | −1,551−3.6% | Reduced |
| Prio Wealth Limited Partnership | 41,063 | $8.49M | 0.26% | −120−0.3% | Reduced |
| Capital Investment Advisors, LLC | 40,835 | $8.44M | 0.26% | +1,445+3.7% | Added |
| Teachers Retirement System of the State of Kentucky | 40,383 | $8.35M | 0.07% | −1,267−3.0% | Reduced |
| Dowling & Yahnke LLC | 40,156 | $8.30M | 0.40% | −171−0.4% | Reduced |
| McRae Capital Management Inc | 39,742 | $8.22M | 1.71% | +2,016+5.3% | Added |
| Permanens Capital L.P. | 39,278 | $8.12M | 1.28% | 00.0% | Unchanged |
| Hantz Financial Services, Inc. | 39,098 | $8.08M | 0.23% | +2,651+7.3% | Added |
| Pittenger & Anderson Inc | 38,848 | $8.03M | 0.37% | +10,000+34.7% | Added |
| Atwater Malick LLC | 38,140 | $7.88M | 3.66% | +793+2.1% | Added |
| Churchill Management Corp | 38,085 | $7.87M | 0.11% | +104+0.3% | Added |
| Allied Investment Advisors, LLC | 38,063 | $7.87M | 2.69% | +1,573+4.3% | Added |
| Capital International Inc | 37,698 | $7.79M | 0.07% | −10,191−21.3% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 37,229 | $7.70M | 0.04% | −30,319−44.9% | Reduced |
| Sigma Planning Corp | 37,202 | $7.69M | 0.22% | −5,371−12.6% | Reduced |
| Noesis Capital Mangement Corp | 36,985 | $7.65M | 1.54% | −4,677−11.2% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,468 | $7.54M | 0.82% | +1,388+4.0% | Added |
| Brookstone Capital Management | 33,114 | $7.42M | 0.13% | +2,886+9.5% | Added |