Sigma Planning Corp

SEC CIK
0001449126

Holdings, Q2 2026

Positions as of Jun 30, 2026, filed Aug 7, 2026.SEC

Positions
1,394
+92 vs. Q1 2026
Total value
$3.97B
+$371.08M (+10.3%) vs. Q1 2026

Compare with Q1 2026: new, added, reduced and sold out

Positions

Long positions only. Changes compare share counts with Q1 2026.

Sigma Planning Corp holdings in Q2 2026
SecurityClassSharesValue% of portfolioChange in sharesActionHistory
ISHARES CORE S&P 500 ETF464287200ETF282,773$211.77M5.33%−15,878−5.3%Reduced–
AAPLAPPLE INC COMStock579,763$167.76M4.23%−32,101−5.2%ReducedView
NVDANVIDIA CORPORATION COMStock552,864$110.62M2.79%−86,838−13.6%ReducedView
INVESCO QQQ TRUST SERIES I46090E103ETF115,727$85.22M2.15%+10,098+9.6%Added–
AMZNAMAZON COM INC COMStock298,285$71.09M1.79%−50,984−14.6%ReducedView
SPYSTATE STREET SPDR S&P 500 ETFETF80,585$60.19M1.52%−5,446−6.3%ReducedView
ISHARES S&P 500 GROWTH ETF464287309ETF427,683$58.82M1.48%−4,663−1.1%Reduced–
ISHARES CORE DIVIDEND GROWTH ETF46434V621ETF721,444$54.68M1.38%+750.0%Added–
MSFTMICROSOFT CORP COMStock134,286$50.09M1.26%−775−0.6%ReducedView
VANGUARD S&P 500 ETF922908363ETF71,642$49.2M1.24%−8,607−10.7%Reduced–
GOOGALPHABET INC CAP STK CL CStock136,886$48.37M1.22%−549−0.4%ReducedView
ISHARES IBOXX $ INVESTMENT GRADE CORPORATE BOND ETF464287242ETF335,905$36.64M0.92%−5,403−1.6%Reduced–
SCHWAB U.S. LARGE-CAP GROWTH ETF808524300ETF965,245$32.66M0.82%+21,815+2.3%Added–
GOOGLALPHABET INC CAP STK CL AStock85,938$30.71M0.77%+7,047+8.9%AddedView
SCHWAB US DIVIDEND EQUITY ETF808524797ETF924,059$29.3M0.74%+54,192+6.2%Added–
MUMICRON TECHNOLOGY INC COMStock25,156$29.04M0.73%−6,457−20.4%ReducedView
CATCATERPILLAR INC COMStock25,189$26.82M0.68%+2,733+12.2%AddedView
ISHARES TR4642874571 3 YR TREAS BD320,294$26.3M0.66%+17,006+5.6%Added–
VANGUARD MORNINGSTAR TOTAL STOCK MARKET ETF922908769ETF68,433$25.32M0.64%+11,288+19.8%Added–
AVGOBROADCOM INC COMStock64,110$24.22M0.61%−13,263−17.1%ReducedView
CAPITAL GROUP DIVIDEND VALUE14020W106SHS CREAT UNIT464,598$22.9M0.58%+52,770+12.8%Added–
AMDADVANCED MICRO DEVICES INC COMStock38,503$22.37M0.56%−1,154−2.9%ReducedView
ISHARES S&P 500 VALUE ETF464287408ETF96,026$21.8M0.55%−11,893−11.0%Reduced–
ISHARES CORE S&P MID-CAP ETF464287507ETF279,409$21.55M0.54%−73,953−20.9%Reduced–
BRK.BBERKSHIRE HATHAWAY INC DEL CL B NEWStock42,467$21.25M0.54%+2,634+6.6%AddedView
FIRST TRUST RISING DIVIDEND ACHIEVERS ETF33738R506ETF252,822$20.49M0.52%−6,230−2.4%Reduced–
METAMETA PLATFORMS INC CL AStock36,147$20.36M0.51%−3,232−8.2%ReducedView
ISHARES CORE S&P SMALL CAP ETF464287804ETF135,003$20.02M0.50%−39,254−22.5%Reduced–
JPMJPMORGAN CHASE & CO COMStock54,714$17.91M0.45%+181+0.3%AddedView
LLYELI LILLY & CO COMStock14,696$17.63M0.44%−3,624−19.8%ReducedView
CRWDCROWDSTRIKE HLDGS INC CL AStock22,848$17.44M0.44%+3,878+20.4%AddedView
TSLATESLA INC COMStock40,640$17.09M0.43%−1,401−3.3%ReducedView
IAUISHARES GOLD TRUSTETF220,618$16.66M0.42%−5,229−2.3%ReducedView
STATE STREET TECHNOLOGY SELECT SECTOR SPDR ETF81369Y803ETF86,544$16.49M0.42%−10,466−10.8%Reduced–
GLDSPDR GOLD SHARESETF44,071$16.23M0.41%−2,546−5.5%ReducedView
VANECK SEMICONDUCTOR ETF92189F676ETF24,678$16.19M0.41%+274+1.1%Added–
JNJJOHNSON & JOHNSON COMStock62,029$15.75M0.40%+5,738+10.2%AddedView
VANGUARD MORNINGSTAR VALUE ETF922908744ETF70,802$15.43M0.39%−1,413−2.0%Reduced–
ISHARES TR464288448INTL SEL DIV ETF368,931$15.28M0.38%+4,179+1.1%Added–
SCHWAB U.S. LARGE-CAP ETF808524201ETF507,745$14.94M0.38%−15,203−2.9%Reduced–
COSTCOSTCO WHOLESALE CORPORATION COMStock15,730$14.71M0.37%+892+6.0%AddedView
ISHARES TR46429B655FLTG RATE NT ETF286,822$14.64M0.37%−21,982−7.1%Reduced–
PACER US CASH COWS 100 ETF69374H881ETF229,879$14.3M0.36%−6,429−2.7%Reduced–
ABBVABBVIE INC COMStock55,986$14.09M0.35%−840−1.5%ReducedView
CVXCHEVRON CORPORATION COMStock82,993$13.76M0.35%+6,998+9.2%AddedView
FIRST TR EXCHANGE TRADED FD33741X102SMID RISNG ETF318,247$13.73M0.35%+17,549+5.8%Added–
WMTWALMART INC COMStock117,735$13.33M0.34%+1,555+1.3%AddedView
ISHARES TR464288307MRGSTR MD CP GRW130,983$12.88M0.32%+1,096+0.8%Added–
ISHARES TR464288646ISHS 1-5YR INVS244,321$12.8M0.32%+5,210+2.2%Added–
FIRST TR EXCHNG TRADED FD VI33740F755FT LADD BUFF ETF345,093$12.61M0.32%−4,635−1.3%Reduced–
INVESCO EXCHANGE TRADED FD T46137V357S&P500 EQL WGT58,565$12.46M0.31%−639−1.1%Reduced–
HDHOME DEPOT INC COMStock35,150$12.4M0.31%−479−1.3%ReducedView
VANGUARD MORNINGSTAR SMALL-CAP ETF922908751ETF40,643$12.32M0.31%+6,391+18.7%Added–
VANGUARD MORNINGSTAR MID-CAP ETF922908629ETF148,820$11.99M0.30%+120,045+417.2%Added–
VVISA INC COM CL AStock34,832$11.95M0.30%+1,706+5.2%AddedView
INVESCO NASDAQ 100 ETF46138G649ETF39,037$11.83M0.30%+25,067+179.4%Added–
VANGUARD FTSE DEVELOPED MARKETS ETF921943858ETF165,795$11.81M0.30%−18,435−10.0%Reduced–
IBMINTERNATIONAL BUSINESS MACHS COMStock41,417$11.65M0.29%−1,260−3.0%ReducedView
VANGUARD INTERMEDIATE-TERM BOND ETF921937819ETF148,697$11.41M0.29%+10,366+7.5%Added–
ISHARES CORE S&P US VALUE ETF464287663ETF102,816$11.33M0.29%+1,976+2.0%Added–
JPMORGAN NASDAQ EQUITY PREMIUM INCOME ETF46654Q203ETF183,824$11.3M0.28%+109,265+146.5%Added–
VANGUARD INFORMATION TECHNOLOGY ETF92204A702ETF93,680$11.2M0.28%+82,492+737.3%Added–
ISHARES TR464288638ISHS 5-10YR INVT209,320$11.13M0.28%+7,826+3.9%Added–
XOMEXXON MOBIL CORPCOM80,117$10.95M0.28%−4,705−5.5%ReducedView
VANGUARD DIVIDEND APPRECIATION ETF921908844ETF45,434$10.75M0.27%−4,045−8.2%Reduced–
ISHARES CORE U.S. AGGREGATE BOND ETF464287226ETF105,579$10.45M0.26%−82,140−43.8%Reduced–
VANGUARD MORNINGSTAR GROWTH ETF922908736ETF120,138$10.35M0.26%+101,482+544.0%Added–
ISHARES BROAD USD INVESTMENT GRADE CORPORATE BOND ETF464288620ETF199,125$10.21M0.26%+4,239+2.2%Added–
TSMTAIWAN SEMICONDUCTOR MANUFACT SPONSORED ADSADR21,225$10.14M0.26%−6,227−22.7%ReducedView
NEENEXTERA ENERGY INC COMStock113,356$9.95M0.25%+2,745+2.5%AddedView
ISHARES MSCI USA QUALITY FACTOR ETF46432F339ETF44,442$9.75M0.25%−4,374−9.0%Reduced–
AMERICAN CENTY ETF TR025072877US SML CP VALU76,915$9.6M0.24%+46,494+152.8%Added–
INVESCO EXCH TRADED FD TR II46138E339S&P 500 MOMNTM58,369$9.43M0.24%+2,524+4.5%Added–
PLTRPALANTIR TECHNOLOGIES INC CL AStock78,226$9.13M0.23%−10,749−12.1%ReducedView
ISHARES S&P SMALL-CAP 600 GROWTH ETF464287887ETF50,908$9.09M0.23%−971−1.9%Reduced–
FIRST TR EXCHANGE TRADED FD33738R704RBA INDL ETF67,384$8.98M0.23%+10,108+17.6%Added–
ISHARES CORE MSCI EAFE ETF46432F842ETF91,857$8.87M0.22%−46,963−33.8%Reduced–
GSGOLDMAN SACHS GROUP INC COMStock8,745$8.84M0.22%−18−0.2%ReducedView
PINNACLE FOCUSED OPPORTUNITI88634T519ETP196,946$8.83M0.22%+1,505+0.8%Added–
AMATAPPLIED MATLS INC COMStock12,058$8.72M0.22%−1,823−13.1%ReducedView
VANGUARD SCOTTSDALE FDS92206C409SHRT TRM CORP BD109,942$8.69M0.22%+3,146+2.9%Added–
FIDELITY MSCI INFORMATION TECHNOLOGY INDEX ETF316092808ETF30,272$8.65M0.22%−2,330−7.1%Reduced–
LRCXLAM RESEARCH CORP COM NEWStock19,859$8.61M0.22%−2,114−9.6%ReducedView
PGPROCTER & GAMBLE CO COMStock58,305$8.55M0.22%+676+1.2%AddedView
STATE STREET INDUSTRIAL SELECT SECTOR SPDR ETF81369Y704ETF46,079$8.54M0.21%+5,034+12.3%Added–
WMWASTE MGMT INC DEL COMStock38,200$8.51M0.21%−1,617−4.1%ReducedView
SLVISHARES SILVER TRUSTETF158,908$8.5M0.21%−1,863−1.2%ReducedView
FIDELITY COMWLTH TR315912808NASDAQ COMPSIT81,887$8.45M0.21%+926+1.1%Added–
STATE STREET ENERGY SELECT SECTOR SPDR ETF81369Y506ETF157,801$8.38M0.21%+22,979+17.0%Added–
STATE STREET UTILITIES SELECT SECTOR SPDR ETF81369Y886ETF184,324$8.36M0.21%−4,628−2.4%Reduced–
CAPITAL GROUP GROWTH ETF14020G101SHS CREAT UNIT175,411$8.28M0.21%+17,078+10.8%Added–
SCHWAB STRATEGIC TR808524789FUNDAMENTAL US B264,893$8.07M0.20%+264,893New–
PACER FDS TR69374H568SWAN SOS FD OF235,149$8.07M0.20%−3,145−1.3%Reduced–
ISHARES TR464287572GLOBAL 100 ETF58,948$8.05M0.20%−1,054−1.8%Reduced–
FIDELITY MERRIMACK STR TR316188309TOTAL BD ETF175,486$7.98M0.20%+4,834+2.8%Added–
INNOVATOR ETFS TRUST45783Y442U S EQ 10 BUFFER235,381$7.97M0.20%+22,521+10.6%Added–
VZVERIZON COMMUNICATIONS INC COMStock187,124$7.92M0.20%−4,569−2.4%ReducedView
FIRST TR EXCHANGE TRADED FD33738R118NASD TECH DIV68,710$7.89M0.20%+9,886+16.8%Added–
ISHARES S&P SMALL-CAP 600 VALUE ETF464287879ETF57,619$7.88M0.20%+1,144+2.0%Added–
FIRST TR EXCHANGE-TRADED FD33734X846NASDAQ CYB ETF87,095$7.83M0.20%+10,115+13.1%Added–

Options (9)

Put and call positions reported in the same filing. The value is that of the underlying shares, as reported on Form 13F.

Sigma Planning Corp option positions in Q2 2026
SecurityClassPutsCalls
CNCCENTENE CORP DEL COMStock–$604K
NVDANVIDIA CORPORATION COMStock$76.36K$304.87K
MUMICRON TECHNOLOGY INC COMStock–$261.6K
PLTRPALANTIR TECHNOLOGIES INC CL AStock$235.57K–
SPYSTATE STREET SPDR S&P 500 ETFETF$182.9K–
FFORD MTR CO COMStock–$181.44K
WFCWELLS FARGO & CO COMStock–$173K
ENTREPRENEURSHARES SERIES TR293828877ERSH PRI PUB ETF–$52.52K
XRXXEROX HOLDINGS CORPCOM NEW$1.3K–

Sold out since Q1 2026 (90)

Positions held at the end of Q1 2026 that are no longer in this filing.

Sigma Planning Corp positions sold out since Q1 2026
SecurityClassShares, Q1 2026Value, Q1 2026% of portfolio, Q1 2026
HONHoneywell TechnologiesCOM29,391$6.64M0.18%
ADVISORSHARES TR00768Y560ADVISORSHS ETF29,460$1.91M0.05%
FSLYFASTLY INCCL A65,057$1.89M0.05%
CBOECBOE GLOBAL MKTS INCCOM6,073$1.71M0.05%
TDWTIDEWATER INC NEWCOM20,416$1.71M0.05%
ASNDASCENDIS PHARMA A/SSPONSORED ADR7,297$1.67M0.05%
REGNREGENERON PHARMACEUTICALSCOM2,012$1.55M0.04%
GOLDMAN SACHS ETF TR38149W432TECHN OPPOR ETF39,362$1.43M0.04%
RGLDROYAL GOLD INC COMStock5,396$1.37M0.04%
HALOHALOZYME THERAPEUTICS INCCOM20,592$1.33M0.04%
ISHARES TR46435G847MSCI ACWI EXUS32,340$1.32M0.04%
MRNAMODERNA INC COMStock25,705$1.31M0.04%
CENXCENTURY ALUM COCOM22,158$1.3M0.04%
FIRST TR EXCHNG TRADED FD VI33740F888SMIT UNCO BD ETF52,079$1.29M0.04%
WPMWHEATON PRECIOUS METALS CORPCOM9,574$1.25M0.03%
ESTAESTABLISHMENT LABS HLDGS INCCOM20,424$1.16M0.03%
GLOBAL X FDS37960A651SUPERDVDND REIT50,709$1.08M0.03%
GLOBAL X FDS37960A727BLOCKCHAIN & BIT19,010$979.48K0.03%
AGIALAMOS GOLD INC COM CL AStock21,994$977.19K0.03%
FIRST TR EXCHANGE TRADED FD33738R662INTL DEV STRNGTH24,919$972.71K0.03%
PACER FDS TR69374H287METAURUS NASDAQ27,200$952.85K0.03%
FIRST TR EXCHANGE-TRADED FD33733E856FT VEST GOLD37,222$950.27K0.03%
LGNDLIGAND PHARMACEUTICALS INCCOM NEW4,500$898.43K0.02%
INVESCO EXCH TRADED FD TR II46138G508SR LN ETF43,848$894.95K0.02%
VANECK ETF TRUST92189F387SHRT HGH YLD MUN38,865$880.69K0.02%
SFLSFL CORPORATION LTDSHS79,636$859.27K0.02%
AUGOAURA MINERALS INCSHS10,310$841.3K0.02%
NORTHERN LTS FD TR IV66538H179MAIN BUYWRITE54,349$765.24K0.02%
JANUS DETROIT STR TR47103U753B-BBB CLO ETF15,818$737.18K0.02%
UIUBIQUITI INCCOM930$734.97K0.02%
INVESCO EXCH TRADED FD TR II46138E131S&P SMLCAP HIG55,535$728.75K0.02%
BWXTBWX TECHNOLOGIES INCCOM3,219$658.22K0.02%
HMYHARMONY GOLD MNG LTD SPONSORED ADRADR42,775$657.45K0.02%
KTOSKRATOS DEFENSE & SEC SOLUTIOCOM NEW8,442$595.27K0.02%
INVESCO EXCH TRADED FD TR II46138E628KBW BK ETF7,459$590.19K0.02%
ORLA MNG LTD NEW68634K106COM36,250$584.71K0.02%
PAHCPHIBRO ANIMAL HEALTH CORPCL A COM10,516$581.64K0.02%
TWO RDS SHARED TR90214Q766ANFIELD UNVL ETF59,000$549.61K0.02%
DDDUPONT DE NEMOURS INCCOM11,408$522.46K0.01%
AMPXAMPRIUS TECHNOLOGIES INCCOMMON STOCK30,285$510.61K0.01%
CCLCARNIVAL CORPUNIT 99/99/999918,314$473.97K0.01%
VANECK ETF TRUST92189H409HIGH YLD MUNIETF9,194$461K0.01%
ISHARES TR46435G672CORE INTL AGGR8,977$449.23K0.01%
INVESCO EXCH TRADED FD TR II46138G300S&P SMLCAP QTY9,561$403.09K0.01%
SPDR SERIES TRUST78468R556SP O&G EXPL PRO2,110$383.69K0.01%
ALGNALIGN TECHNOLOGY INCCOM2,139$366.69K0.01%
LQDTLIQUIDITY SVCS INCCOM11,700$357.67K0.01%
WISDOMTREE TR97717Y550EFFICIENT GLD PL3,371$341.12K0.01%
Griffin Cap Essntl Ast Reit II Com Cl E39818P799Common Stock15,829$330.67K0.01%
BLACKROCK ETF TRUST II092528843ISH HIG MUN ETF6,307$302.6K0.01%
ISHARES TR464288281JPMORGAN USD EMG3,218$302.3K0.01%
LDOSLEIDOS HOLDINGS INCCOM1,921$298.72K0.01%
FIDELITY MERRIMACK STR TR316188846SYSTEMATIC MUN5,949$295.26K0.01%
KRMNKARMAN HLDGS INCCOMMON STOCK3,673$294.02K0.01%
PSIXPOWER SOLUTIONS INTL INC COM NEWStock4,780$291.01K0.01%
INTUINTUIT COMStock648$279.97K0.01%
IOTSAMSARA INC COM CL AStock7,993$253.28K0.01%
APOAPOLLO GLOBAL MGMT INCCOM2,268$252.74K0.01%
VANGUARD SCOTTSDALE FDS92206C565TOTAL WLD BD ETF3,696$252.62K0.01%
DRDDRDGOLD LIMITEDSPON ADR REPSTG8,315$244.2K0.01%
INNOVATOR ETFS TRUST45783Y251EQUITY DEFINED P8,373$243.39K0.01%
FIDELITY MERRIMACK STR TR316188853MUN BD OPPORTUN4,755$240.6K0.01%
VANGUARD BD INDEX FDS92203C303VANGUARD ULTRA4,713$234.63K0.01%
ISHARES INC46434G822MSCI JAPAN ETF2,749$232.14K0.01%
ISHARES TR46435G250HIGH YLD SYSTM B4,985$231.9K0.01%
ISHARES TR46438G505IBONDS OCT 20268,784$227.73K0.01%
SAMBOSTON BEER INCCL A975$224.64K0.01%
STATE STREET SPDR PORTFOLIO AGGREGATE BOND ETF78464A649ETF8,648$221.57K0.01%
FIRST TR EXCHANGE-TRADED FD33733A201DOW 30 EQL WGT5,408$219.4K0.01%
DIMENSIONAL ETF TRUST25434V807INTERNATNAL VAL4,120$217.47K0.01%
DGDOLLAR GEN CORP NEWCOM1,821$216.16K0.01%
DJTTRUMP MEDIA & TECHNOLOGY GROUP COMStock23,204$215.33K0.01%
EQTEQT CORP COMStock3,333$212.08K0.01%
HYMCHYCROFT MINING HOLDING CORPCL A NEW6,020$211.9K0.01%
ETF OPPORTUNITIES TRUST26923N769LAFFER TEN EQ IN ADDED5,779$209.11K0.01%
IMOIMPERIAL OIL LTDCOM NEW1,588$207.7K0.01%
TSCOTRACTOR SUPPLY COCOM4,548$206.04K0.01%
TMTOYOTA MOTOR CORPADS987$203.36K0.01%
MLMMARTIN MARIETTA MATLS INCCOM342$201.27K0.01%
GLOBAL X FDS37950E291GLOBX SUPDV US10,100$190.89K0.01%
EVEREVERQUOTE INCCOM CL A10,560$162.84K0.00%
SSLSASOL LTDSPONSORED ADR12,372$160.34K0.00%
FLGFLAGSTAR BANK NATIONAL ASSOCIA COM NEWStock11,898$156.7K0.00%
AGNTEXP WORLD HLDGS INCCOM23,722$142.1K0.00%
MITTTPG MTG INVTS TR INCCOM NEW11,200$81.87K0.00%
GABGABELLI EQUITY TR INCCOM13,107$73.4K0.00%
BBAIBIGBEAR AI HLDGS INCCOM13,900$48.93K0.00%
REIRING ENERGY INCCOM25,605$39.18K0.00%
CUECUE BIOPHARMA INCCOM38,750$8.91K0.00%
GABELLI EQUITY TR INC362397226RIGHT 04/14/202613,050$910.00%

13F filings by quarter

Sigma Planning Corp 13F filings by quarter
QuarterFiledPositionsTotal valueChangesFiling
Q2 2026Aug 7, 20261,394$3.97Bvs. Q1 2026SEC
Q1 2026May 4, 20261,302$3.6Bvs. Q4 2025SEC
Q4 2025Jan 30, 20261,287$3.62Bvs. Q3 2025SEC
Q3 2025Nov 10, 20251,282$3.52Bvs. Q2 2025SEC
Q2 2025Aug 5, 20251,238$3.33Bvs. Q1 2025SEC
Q1 2025May 2, 20251,190$3.13Bvs. Q4 2024SEC
Q4 2024Feb 3, 20251,158$3.18Bvs. Q3 2024SEC
Q3 2024Nov 4, 20241,205$3.26Bvs. Q2 2024SEC
Q2 2024Aug 6, 20241,178$3.15Bvs. Q1 2024SEC
Q1 2024May 2, 20241,215$3.18Bvs. Q4 2023SEC
Q4 2023Feb 1, 2024840$1.28Bvs. Q3 2023SEC
Q3 2023Nov 6, 20231,188$2.67Bvs. Q2 2023SEC
Q2 2023Aug 2, 20231,199$2.78Bvs. Q1 2023SEC
Q1 2023May 8, 20231,293$3.01Bvs. Q4 2022SEC
Q4 2022Jan 24, 20231,258$2.8Bvs. Q3 2022SEC
Q3 2022Nov 10, 20221,251$2.61Bvs. Q2 2022SEC
Q2 2022Aug 11, 20221,275$2.75Bvs. Q1 2022SEC
Q1 2022Apr 20, 20221,346$3.33Bvs. Q4 2021SEC
Q4 2021Feb 2, 20221,361$3.57Bvs. Q3 2021SEC
Q3 2021Oct 28, 20211,353$3.29Bvs. Q2 2021SEC
Q2 2021Aug 13, 20211,388$3.33Bvs. Q1 2021SEC
Q1 2021May 6, 20211,301$3.11B–SEC