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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Aug 6, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
1,178
−37 vs. Q1 2024
Portfolio value
$3.15B
−$26.9M (−0.8%) vs. Q1 2024
Filed
Aug 6, 2024
SEC
Holdings of Sigma Planning Corp in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF330,047$180.6M5.7%−8,105−2.4%Reduced–
AAPLApple Inc.Stock734,065$154.6M4.9%−45,206−5.8%ReducedHistory
NVDANVIDIA CorpStock698,909$86.3M2.7%−11,641−1.6%ReducedConverted for a 10-for-1 splitHistory
Invesco QQQ Trust Series I46090E103ETF160,931$77.1M2.4%−7,121−4.2%Reduced–
MSFTMicrosoft CorpStock163,536$73.1M2.3%−11,997−6.8%ReducedHistory
AMZNAmazon Com IncStock368,612$71.2M2.3%+4,570+1.3%AddedHistory
SPYSPDR S&P 500 ETF TrustETF111,083$60.5M1.9%+15,265+15.9%AddedHistory
iShares S&P 500 Growth ETF464287309ETF565,403$52.3M1.7%+10,572+1.9%Added–
Vanguard S&P 500 ETF922908363ETF93,556$46.8M1.5%+1,953+2.1%Added–
iShares Core Dividend Growth ETF46434V621ETF755,238$43.5M1.4%−109,243−12.6%Reduced–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF351,247$37.6M1.2%+23,541+7.2%Added–
Pacer US Cash Cows 100 ETF69374H881ETF633,954$34.5M1.1%+31,641+5.3%Added–
GOOGAlphabet Inc.Stock156,484$28.7M0.9%−6,230−3.8%ReducedHistory
iShares Core S&P Mid-Cap ETF464287507ETF437,096$25.6M0.8%+11,559+2.7%Added–
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT547,734$23.3M0.7%+7,797+1.4%Added–
Schwab US Dividend Equity ETF808524797ETF292,246$22.7M0.7%−89,301−23.4%Reduced–
BRK.BBerkshire Hathaway IncStock54,441$22.1M0.7%+475+0.9%AddedHistory
iShares S&P 500 Value ETF464287408ETF110,894$20.2M0.6%−7,543−6.4%Reduced–
iShares Core S&P Small Cap ETF464287804ETF186,139$19.9M0.6%+254+0.1%Added–
ABBVAbbVie Inc.Stock110,449$18.9M0.6%−14,051−11.3%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF210,393$18.2M0.6%−32,163−13.3%Reduced–
iShares Tr46429B655FLTG RATE NT ETF354,437$18.1M0.6%−16,573−4.5%Reduced–
iShares Tr4642874571 3 YR TREAS BD210,761$17.2M0.5%+16,685+8.6%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF169,366$17.1M0.5%+70,838+71.9%Added–
LLYEli Lilly & CoStock18,723$17.0M0.5%−1,888−9.2%ReducedHistory
iShares Tr464288638ISHS 5-10YR INVT326,177$16.7M0.5%+122,576+60.2%Added–
METAMeta Platforms, Inc.Stock32,410$16.3M0.5%−574−1.7%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF166,414$16.2M0.5%+437+0.3%Added–
GLDSPDR Gold TrustETF74,790$16.1M0.5%−16,500−18.1%ReducedHistory
iShares Tr464287572GLOBAL 100 ETF163,864$15.8M0.5%−4,542−2.7%Reduced–
iShares Tr464288414NATIONAL MUN ETF147,177$15.7M0.5%+10,934+8.0%Added–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD363,618$15.7M0.5%+27,534+8.2%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM275,784$15.6M0.5%+7,532+2.8%Added–
GOOGLAlphabet Inc.Stock84,267$15.3M0.5%−25,342−23.1%ReducedHistory
JPMJPMorgan Chase & CoStock71,343$14.4M0.5%−3,927−5.2%ReducedHistory
COSTCostco Wholesale CorpStock16,811$14.3M0.5%−887−5.0%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT85,240$14.0M0.4%+1,841+2.2%Added–
First Tr Exchange Traded FD33741X102SMID RISNG ETF416,222$13.9M0.4%+187,339+81.8%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF158,613$13.3M0.4%−1,117−0.7%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF47,655$12.8M0.4%−2,015−4.1%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF55,168$12.5M0.4%−2,172−3.8%Reduced–
Capital Group Dividend Value14020W106SHS CREAT UNIT371,761$12.3M0.4%+79,579+27.2%Added–
Schwab U.S. Large-Cap ETF808524201ETF184,723$11.9M0.4%+3,435+1.9%Added–
PGProcter & Gamble CoStock71,690$11.8M0.4%−2,510−3.4%ReducedHistory
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF234,793$11.8M0.4%+13,729+6.2%Added–
iShares MSCI USA Quality Factor ETF46432F339ETF68,612$11.7M0.4%−1,741−2.5%Reduced–
HDHome Depot, Inc.Stock32,897$11.3M0.4%−1,039−3.1%ReducedHistory
iShares Russell 2000 ETF464287655ETF55,017$11.2M0.4%−11,695−17.5%Reduced–
Vanguard Morningstar Value ETF922908744ETF68,008$10.9M0.3%+350+0.5%Added–
VVisa Inc.Stock41,151$10.8M0.3%−3,793−8.4%ReducedHistory
XOMExxonMobil Holdings CorpCOM92,789$10.7M0.3%−28,704−23.6%ReducedHistory
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF124,833$10.5M0.3%+1,737+1.4%Added–
VZVerizon Communications IncStock244,416$10.1M0.3%−3,715−1.5%ReducedHistory
iShares Core S&P US Value ETF464287663ETF114,308$10.1M0.3%+1,175+1.0%Added–
WMWaste Management IncStock46,877$10.0M0.3%−759−1.6%ReducedHistory
First Tr Exchange-Traded FD33739Q408FIRST TR ENH NEW161,862$9.65M0.3%−16,108−9.1%Reduced–
iShares Core MSCI Eafe ETF46432F842ETF132,644$9.64M0.3%+1,738+1.3%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF105,314$9.60M0.3%+19,167+22.2%Added–
AVGOBroadcom Inc.Stock5,852$9.40M0.3%−404−6.5%ReducedHistory
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF314,926$9.11M0.3%+52,178+19.9%Added–
WMTWalmart Inc.Stock134,419$9.10M0.3%−3,624−2.6%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF120,946$9.06M0.3%+8,471+7.5%Added–
JNJJohnson & JohnsonStock61,707$9.02M0.3%−5,484−8.2%ReducedHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF61,118$8.91M0.3%−897−1.4%Reduced–
TSLATesla, Inc.Stock44,217$8.75M0.3%−1,402−3.1%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD110,685$8.55M0.3%+1,490+1.4%Added–
CATCaterpillar IncStock25,340$8.44M0.3%−1,135−4.3%ReducedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF153,652$8.41M0.3%−22,165−12.6%Reduced–
NEENextera Energy IncStock118,676$8.40M0.3%−4,666−3.8%ReducedHistory
Aim ETF Products Trust00888H802ALLIA US JAN ETF257,069$8.28M0.3%+1,939+0.8%Added–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN162,850$8.19M0.3%+74,123+83.5%Added–
iShares Tr464287150CORE S&P TTL STK68,771$8.17M0.3%−2,984−4.2%Reduced–
First Tr Exchange Traded FD33738R118NASD TECH DIV106,939$8.09M0.3%−2,983−2.7%Reduced–
iShares Tr46434V878ULTRA SHORT DUR159,267$8.05M0.3%−9,269−5.5%Reduced–
CVXChevron CorpStock51,162$8.00M0.3%+4,219+9.0%AddedHistory
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT163,898$7.88M0.2%−4,924−2.9%Reduced–
UNHUnitedHealth Group IncStock14,928$7.60M0.2%−935−5.9%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF151,415$7.48M0.2%−1,238−0.8%Reduced–
CRWDCrowdStrike Holdings, Inc.Stock19,059$7.30M0.2%+6,993+58.0%AddedHistory
Invesco Exchange Traded FD T46137V233S&P 500 TOP 50155,793$7.13M0.2%+14,287+10.1%Added–
First Tr Exchange-Traded FD33739Q705FT VEST S&P 500139,678$7.06M0.2%+26,733+23.7%Added–
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF122,895$7.04M0.2%−2,219−1.8%Reduced–
Vanguard Dividend Appreciation ETF921908844ETF38,463$7.02M0.2%+585+1.5%Added–
VanEck Semiconductor ETF92189F676ETF26,723$6.97M0.2%+4,197+18.6%Added–
iShares Tr46436E7180-3 MTH TREASURY69,055$6.95M0.2%+37,281+117.3%Added–
First Tr Exchange Traded FD33738R704RBA INDL ETF101,789$6.95M0.2%+23,426+29.9%Added–
Fidelity MSCI Health Care Index ETF316092600ETF100,932$6.92M0.2%−10,419−9.4%Reduced–
State Street Financial Select Sector SPDR ETF81369Y605ETF167,873$6.90M0.2%+53,016+46.2%Added–
iShares S&P Small-Cap 600 Growth ETF464287887ETF53,491$6.87M0.2%−804−1.5%Reduced–
JPMorgan Ultra-Short Income ETF46641Q837ETF135,110$6.82M0.2%+7,183+5.6%Added–
iShares Tr46428743220 YR TR BD ETF74,189$6.81M0.2%−39,829−34.9%Reduced–
CRMSalesforce, Inc.Stock25,992$6.68M0.2%−2,233−7.9%ReducedHistory
Vanguard Total International Bond ETF92203J407ETF136,771$6.66M0.2%+9,423+7.4%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF122,579$6.56M0.2%+16,894+16.0%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF93,429$6.37M0.2%−2,874−3.0%Reduced–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF140,178$6.30M0.2%−1,136−0.8%Reduced–
ABTAbbott LaboratoriesStock60,345$6.27M0.2%+3,344+5.9%AddedHistory
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF251,939$6.16M0.2%−20,731−7.6%Reduced–
DTEDte Energy CoCOM55,470$6.16M0.2%+1,593+3.0%AddedHistory
Pgim ETF Tr69344A107PGIM ULTRA SH BD122,006$6.06M0.2%+75,199+160.7%Added–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2024
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$574.1K–
NVDANVIDIA CorpStock–$249.1K
SPYSPDR S&P 500 ETF TrustETF$26.3K–
ASIXAdvanSix Inc.COM$17.0K–
Flagstar Bank, National Association649445103COM–$15.2K
ECPGEncore Capital Group IncCOM$7.27K–
BABoeing CoStock$2.88K–
BFHBread Financial Holdings, Inc.COM$2.57K–
OLEDUniversal Display CorpCOM$2.57K–
XRXXerox Holdings CorpCOM NEW$1.92K–
NWLNewell Brands Inc.Stock$1.57K–
UBSUBS Group AGStock–$250

Sold out since Q1 2024 (97)

Positions held at the end of Q1 2024 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
iShares Tr464289859CORE 80 20 ETF56,464$4.15M0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX79,419$4.09M0.1%–
FICOFair Isaac CorpCOM1,865$2.33M0.1%History
EXPEExpedia Group, Inc.Stock15,659$2.16M0.1%History
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR35,571$1.66M0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF43,773$1.64M0.1%–
CELHCelsius Holdings, Inc.COM NEW18,677$1.55M<0.1%History
NBIXNeurocrine Biosciences IncStock10,100$1.39M<0.1%History
iShares Tr464288166AGENCY BOND ETF12,285$1.33M<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF22,585$1.07M<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR28,638$881.9K<0.1%–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION34,348$872.3K<0.1%–
PUBMPubMatic, Inc.COM CL A35,000$830.2K<0.1%History
PXDPioneer Natural Resources CoCOM3,106$815.6K<0.1%History
Innovator ETFs Trust45782C375US EQT ULTRA BF23,525$768.3K<0.1%–
RPMRPM International IncCOM6,275$746.5K<0.1%History
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A19,951$719.0K<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF25,586$690.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2832,553$653.3K<0.1%–
EVGEaton Vance Short Duration Diversified Income FundCOM56,363$595.2K<0.1%History
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,754$566.9K<0.1%–
iShares Tr46436E288INVT GRD CORP BD19,339$566.6K<0.1%–
STNEStoneCo Ltd.COM29,425$488.7K<0.1%History
PATHUiPath, Inc.Stock20,489$464.5K<0.1%History
ONOn Semiconductor CorpStock6,062$445.9K<0.1%History
CPECallon Petroleum CoCOM11,644$416.4K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG16,799$412.8K<0.1%History
CTRACoterra Energy Inc.Stock13,509$376.6K<0.1%History
DJTTrump Media & Technology Group Corp.Stock5,968$369.8K<0.1%History
First Tr Energy Income & Gro33738G104COM21,179$346.1K<0.1%–
ANAutonation, Inc.COM2,086$345.6K<0.1%History
SITESiteOne Landscape Supply, Inc.COM1,974$344.6K<0.1%History
SYNASYNAPTICS IncStock3,499$341.4K<0.1%History
PSAPublic StorageCOM1,131$328.2K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD6,791$322.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,756$321.3K<0.1%History
BERYBerry Global Group, Inc.COM5,170$312.7K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock1,515$310.5K<0.1%History
TAPMolson Coors Beverage CoCL B4,556$306.4K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE4,435$302.6K<0.1%History
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$300.9K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,010$294.2K<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,542$293.6K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,090$292.1K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP5,869$288.9K<0.1%–
BLDRBuilders FirstSource, Inc.Stock1,382$288.2K<0.1%History
DBX ETF Tr233051820XTRACK MSCI ALL8,587$281.9K<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT20,674$267.1K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM1,199$263.2K<0.1%History
DRIDarden Restaurants IncCOM1,574$263.1K<0.1%History
iShares Tr46435U697IBONDS DEC10,085$261.7K<0.1%–
BCEBce IncCOM NEW7,695$261.5K<0.1%History
iShares Tr464287192US TRSPRTION3,577$251.8K<0.1%–
MLMMartin Marietta Materials IncCOM409$251.6K<0.1%History
FLNGFlex LNG Ltd.SHS9,852$250.6K<0.1%History
RIVRivernorth Opportunities Fund, Inc.COM20,725$249.5K<0.1%History
Global X FDS37960A651SUPERDVDND REIT11,615$237.4K<0.1%–
First Tr Exchng Traded FD VI33740U687FT VEST U.S EQT7,200$237.3K<0.1%–
RBARB Global Inc.COM3,089$235.3K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A5,075$232.3K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF4,605$231.6K<0.1%–
CHDNChurchill Downs IncCOM1,860$230.2K<0.1%History
Innovator ETFs Trust45782C276GRWT100 PWR BUF3,975$229.2K<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,323$229.0K<0.1%–
iShares Tr464288372GLB INFRASTR ETF4,797$228.5K<0.1%–
NEUNewmarket CorpCOM359$228.0K<0.1%History
iShares Tr46435U432IBONDS DEC 258,599$227.5K<0.1%–
Innovator ETFs Trust45783Y343INNOVATOR INTL D8,800$226.6K<0.1%–
SYMSymbotic Inc.Stock5,015$225.7K<0.1%History
First Tr Exchng Traded FD VI33740F425FT VEST U.S6,739$224.1K<0.1%–
iShares Tr464288737GLB CNSM STP ETF3,641$222.3K<0.1%–
iShares Tr46429B408MSCI PHILIPS ETF8,038$222.1K<0.1%–
CNCCentene CorpStock2,822$221.5K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,447$218.1K<0.1%–
DXCMDexcom IncCOM1,569$217.7K<0.1%History
iShares Tr464288562RESIDENTIAL MULT3,003$216.4K<0.1%–
OVVOvintiv Inc.COM4,155$215.7K<0.1%History
RIORio Tinto PLCADR3,357$214.0K<0.1%History
Great Ajax Corp38983D4097.25 CV SR NT 248,586$213.9K<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,516$211.4K<0.1%History
PHMPultegroup IncCOM1,709$206.2K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF3,219$205.6K<0.1%–
OMCOmnicom Group Inc.COM2,112$204.4K<0.1%History
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,040$203.8K<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,161$202.9K<0.1%–
ANSSAnsys IncCOM583$202.4K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,300$201.3K<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,220$201.2K<0.1%History
WisdomTree Tr97717X594ITL HDG QTLY DIV4,376$201.1K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS20,528$186.4K<0.1%History
Crescent PT Energy Corp22576C101COM18,831$154.2K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,310$137.2K<0.1%History
First Tr MLP & Energy Incom33739B104COM12,732$123.1K<0.1%–
HLNHaleon plcADR13,998$118.8K<0.1%History
CIMChimera Investment CorpCOM NEW16,185$74.6K<0.1%History
NKLANikola CorpCOM22,549$23.5K<0.1%History
Portage Biotech IncG7185A128COM10,680$6.02K<0.1%–