Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 4, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 1,205
- +27 vs. Q2 2024
- Portfolio value
- $3.26B
- +$109.2M (+3.5%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 334,058 | $192.7M | 5.9% | +4,011+1.2% | Added | – |
| AAPLApple Inc. | Stock | 709,439 | $165.3M | 5.1% | −24,626−3.4% | Reduced | History |
| NVDANVIDIA Corp | Stock | 677,980 | $82.3M | 2.5% | −20,929−3.0% | Reduced | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 144,431 | $70.5M | 2.2% | −16,500−10.3% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 159,061 | $68.4M | 2.1% | −4,475−2.7% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 358,094 | $66.7M | 2.0% | −10,518−2.9% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 109,560 | $62.9M | 1.9% | −1,523−1.4% | Reduced | History |
| Vanguard S&P 500 ETF922908363 | ETF | 97,634 | $51.5M | 1.6% | +4,078+4.4% | Added | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 506,713 | $48.5M | 1.5% | −58,690−10.4% | Reduced | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 649,549 | $40.7M | 1.2% | −105,689−14.0% | Reduced | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 317,065 | $35.8M | 1.1% | −34,182−9.7% | Reduced | – |
| Pacer US Cash Cows 100 ETF69374H881 | ETF | 584,321 | $33.8M | 1.0% | −49,633−7.8% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 62,284 | $28.7M | 0.9% | +7,843+14.4% | Added | History |
| GOOGAlphabet Inc. | Stock | 156,739 | $26.2M | 0.8% | +255+0.2% | Added | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 296,603 | $25.1M | 0.8% | +4,357+1.5% | Added | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 199,110 | $23.3M | 0.7% | +12,971+7.0% | Added | – |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 371,391 | $23.1M | 0.7% | −65,705−15.0% | Reduced | – |
| iShares S&P 500 Value ETF464287408 | ETF | 112,822 | $22.2M | 0.7% | +1,928+1.7% | Added | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 211,843 | $22.1M | 0.7% | +42,477+25.1% | Added | – |
| ABBVAbbVie Inc. | Stock | 109,462 | $21.6M | 0.7% | −987−0.9% | Reduced | History |
| iShares Tr464289511 | 10+ YR INVST GRD | 360,181 | $19.3M | 0.6% | +360,181 | New | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 198,608 | $19.3M | 0.6% | −11,785−5.6% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 186,244 | $18.9M | 0.6% | +19,830+11.9% | Added | – |
| First Tr Exchng Traded FD VI33740U505 | FT VEST UQ EQT | 425,053 | $18.6M | 0.6% | −122,681−22.4% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 218,309 | $18.2M | 0.6% | +7,548+3.6% | Added | – |
| GLDSPDR Gold Trust | ETF | 73,503 | $17.9M | 0.5% | −1,287−1.7% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 30,947 | $17.7M | 0.5% | −1,463−4.5% | Reduced | History |
| LLYEli Lilly & Co | Stock | 18,721 | $16.6M | 0.5% | −20.0% | Reduced | History |
| iShares Tr464287572 | GLOBAL 100 ETF | 163,495 | $16.2M | 0.5% | −369−0.2% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 272,311 | $16.2M | 0.5% | −3,473−1.3% | Reduced | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 144,912 | $15.7M | 0.5% | −2,265−1.5% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 86,852 | $15.6M | 0.5% | +1,612+1.9% | Added | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 343,577 | $15.5M | 0.5% | −20,041−5.5% | Reduced | – |
| First Tr Exchange Traded FD33741X102 | SMID RISNG ETF | 424,764 | $15.5M | 0.5% | +8,542+2.1% | Added | – |
| COSTCostco Wholesale Corp | Stock | 17,235 | $15.3M | 0.5% | +424+2.5% | Added | History |
| iShares Tr46429B655 | FLTG RATE NT ETF | 297,568 | $15.2M | 0.5% | −56,869−16.0% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 70,994 | $15.0M | 0.5% | −349−0.5% | Reduced | History |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 161,741 | $14.8M | 0.5% | +3,128+2.0% | Added | – |
| iShares Tr464288638 | ISHS 5-10YR INVT | 252,079 | $13.5M | 0.4% | −74,098−22.7% | Reduced | – |
| GOOGLAlphabet Inc. | Stock | 81,362 | $13.5M | 0.4% | −2,905−3.4% | Reduced | History |
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 47,289 | $13.4M | 0.4% | −366−0.8% | Reduced | – |
| HDHome Depot, Inc. | Stock | 32,222 | $13.1M | 0.4% | −675−2.1% | Reduced | History |
| Schwab U.S. Large-Cap ETF808524201 | ETF | 192,313 | $13.0M | 0.4% | +7,590+4.1% | Added | – |
| iShares MSCI USA Quality Factor ETF46432F339 | ETF | 70,454 | $12.6M | 0.4% | +1,842+2.7% | Added | – |
| First Tr Exchng Traded FD VI33740F755 | FT LADD BUFF ETF | 418,913 | $12.5M | 0.4% | +103,987+33.0% | Added | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 153,493 | $12.0M | 0.4% | +32,547+26.9% | Added | – |
| PGProcter & Gamble Co | Stock | 69,373 | $12.0M | 0.4% | −2,317−3.2% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 68,113 | $11.9M | 0.4% | +105+0.2% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 50,759 | $11.5M | 0.4% | −4,409−8.0% | Reduced | – |
| iShares Core S&P US Value ETF464287663 | ETF | 118,111 | $11.3M | 0.3% | +3,803+3.3% | Added | – |
| VVisa Inc. | Stock | 40,324 | $11.1M | 0.3% | −827−2.0% | Reduced | History |
| VZVerizon Communications Inc | Stock | 239,571 | $10.8M | 0.3% | −4,845−2.0% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 91,185 | $10.7M | 0.3% | −1,604−1.7% | Reduced | History |
| Capital Group Dividend Value14020W106 | SHS CREAT UNIT | 292,423 | $10.7M | 0.3% | −79,338−21.3% | Reduced | – |
| TSLATesla, Inc. | Stock | 40,732 | $10.7M | 0.3% | −3,485−7.9% | Reduced | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 135,172 | $10.6M | 0.3% | +2,528+1.9% | Added | – |
| WMTWalmart Inc. | Stock | 129,776 | $10.5M | 0.3% | −4,643−3.5% | Reduced | History |
| AVGOBroadcom Inc. | Stock | 60,259 | $10.4M | 0.3% | +1,739+3.0% | AddedConverted for a 10-for-1 split | History |
| NEENextera Energy Inc | Stock | 120,005 | $10.1M | 0.3% | +1,329+1.1% | Added | History |
| JNJJohnson & Johnson | Stock | 62,193 | $10.1M | 0.3% | +486+0.8% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 124,693 | $9.90M | 0.3% | +14,008+12.7% | Added | – |
| CATCaterpillar Inc | Stock | 24,845 | $9.72M | 0.3% | −495−2.0% | Reduced | History |
| WMWaste Management Inc | Stock | 46,634 | $9.68M | 0.3% | −243−0.5% | Reduced | History |
| iShares Russell 2000 ETF464287655 | ETF | 43,618 | $9.63M | 0.3% | −11,399−20.7% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 59,242 | $9.12M | 0.3% | −1,876−3.1% | Reduced | – |
| Vanguard Total International Bond ETF92203J407 | ETF | 178,752 | $8.99M | 0.3% | +41,981+30.7% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 15,072 | $8.81M | 0.3% | +144+1.0% | Added | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 118,654 | $8.66M | 0.3% | +29,619+33.3% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 172,337 | $8.52M | 0.3% | +8,439+5.1% | Added | – |
| Aim ETF Products Trust00888H802 | ALLIA US JAN ETF | 255,319 | $8.41M | 0.3% | −1,750−0.7% | Reduced | – |
| ABTAbbott Laboratories | Stock | 72,833 | $8.30M | 0.3% | +12,488+20.7% | Added | History |
| First Tr Exchange Traded FD33738R118 | NASD TECH DIV | 102,204 | $8.21M | 0.3% | −4,735−4.4% | Reduced | – |
| First Tr Exchange-Traded FD33739Q705 | FT VEST S&P 500 | 149,550 | $8.15M | 0.2% | +9,872+7.1% | Added | – |
| iShares Tr464287150 | CORE S&P TTL STK | 64,454 | $8.10M | 0.2% | −4,317−6.3% | Reduced | – |
| First Trust Rising Dividend Achievers ETF33738R506 | ETF | 136,104 | $8.06M | 0.2% | −17,548−11.4% | Reduced | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 87,771 | $7.97M | 0.2% | −37,062−29.7% | Reduced | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 150,074 | $7.93M | 0.2% | −1,341−0.9% | Reduced | – |
| Bondbloxx ETF Trust09789C788 | BLOOMBERG SIX MN | 156,862 | $7.91M | 0.2% | −5,988−3.7% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 38,691 | $7.66M | 0.2% | +228+0.6% | Added | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 169,071 | $7.66M | 0.2% | +1,198+0.7% | Added | – |
| Fidelity Merrimack STR Tr316188309 | TOTAL BD ETF | 162,845 | $7.61M | 0.2% | +22,667+16.2% | Added | – |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 54,139 | $7.55M | 0.2% | +648+1.2% | Added | – |
| IBMInternational Business Machines Corp | Stock | 34,131 | $7.55M | 0.2% | −71−0.2% | Reduced | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 92,584 | $7.48M | 0.2% | −845−0.9% | Reduced | – |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 99,826 | $7.45M | 0.2% | −1,963−1.9% | Reduced | – |
| CVXChevron Corp | Stock | 50,295 | $7.41M | 0.2% | −867−1.7% | Reduced | History |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 101,311 | $7.38M | 0.2% | +379+0.4% | Added | – |
| First Tr Exchange-Traded FD33739Q408 | FIRST TR ENH NEW | 121,572 | $7.28M | 0.2% | −40,290−24.9% | Reduced | – |
| First Tr Exchange Traded FD33738R605 | DORSEY WRT 5 ETF | 124,010 | $7.23M | 0.2% | +1,115+0.9% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 70,746 | $7.13M | 0.2% | +1,691+2.4% | Added | – |
| DTEDte Energy Co | COM | 55,374 | $7.11M | 0.2% | −96−0.2% | Reduced | History |
| IAUiShares Gold Trust | ETF | 140,730 | $6.99M | 0.2% | +11,852+9.2% | Added | History |
| iShares Core High Dividend ETF46429B663 | ETF | 58,371 | $6.87M | 0.2% | +6,568+12.7% | Added | – |
| CRMSalesforce, Inc. | Stock | 25,003 | $6.84M | 0.2% | −989−3.8% | Reduced | History |
| MCDMcDonalds Corp | Stock | 22,435 | $6.83M | 0.2% | +1,299+6.1% | Added | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 118,597 | $6.81M | 0.2% | −3,982−3.2% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 68,915 | $6.76M | 0.2% | −5,274−7.1% | Reduced | – |
| First Tr Exch Traded FD III33739E108 | PFD SECS INC ETF | 360,186 | $6.52M | 0.2% | +34,789+10.7% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 72,969 | $6.41M | 0.2% | −32,345−30.7% | Reduced | – |
| DUKDuke Energy CORP | Stock | 53,523 | $6.17M | 0.2% | −1,964−3.5% | Reduced | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2024 (76)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| Pacer FDS Tr69374H725 | LUNT MDCAP MLT | 110,679 | $4.87M | 0.2% | – |
| APHAmphenol Corp | CL A | 48,719 | $3.28M | 0.1% | History |
| ALABAstera Labs, Inc. | Stock | 38,605 | $2.34M | 0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 76,473 | $1.70M | 0.1% | – |
| HUBSHubSpot Inc | COM | 2,444 | $1.44M | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 5,406 | $645.7K | <0.1% | – |
| WUWestern Union CO | Stock | 52,697 | $644.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,992 | $614.8K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 7,003 | $569.2K | <0.1% | – |
| Innovator ETFs Trust45783Y277 | US SM CA PW JUNE | 22,511 | $567.7K | <0.1% | – |
| GWWW.W. Grainger, Inc. | Stock | 616 | $555.5K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 13,864 | $471.5K | <0.1% | – |
| DASHDoorDash, Inc. | Stock | 4,274 | $464.9K | <0.1% | History |
| iShares Tr464288786 | U.S. INSRNCE ETF | 3,848 | $434.5K | <0.1% | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,739 | $421.8K | <0.1% | – |
| Northern LTS FD Tr III66538R730 | HCM DEFEN 500 | 8,095 | $400.5K | <0.1% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 9,238 | $400.1K | <0.1% | – |
| Ssga Active ETF Tr78467V707 | ST STR UL BD ETF | 9,567 | $387.2K | <0.1% | – |
| NXPINXP Semiconductors N.V. | COM | 1,431 | $385.1K | <0.1% | History |
| BGBunge Global SA | COM SHS | 3,435 | $366.7K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 1,493 | $360.5K | <0.1% | History |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 13,976 | $358.3K | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 6,666 | $337.7K | <0.1% | – |
| BROSDutch Bros Inc. | CL A | 6,838 | $283.1K | <0.1% | History |
| RBB FD Inc74933W486 | US TREASY 2 YR | 5,726 | $274.5K | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 6,762 | $271.8K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,809 | $268.7K | <0.1% | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 5,885 | $266.9K | <0.1% | – |
| PPGPPG Industries Inc | Stock | 2,021 | $254.5K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 1,190 | $250.8K | <0.1% | History |
| CPACopa Holdings, S.A. | CL A | 2,620 | $249.4K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,939 | $230.3K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 70,323 | $226.4K | <0.1% | – |
| LTCLTC Properties Inc | REIT | 6,483 | $223.7K | <0.1% | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 9,217 | $220.4K | <0.1% | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 5,660 | $219.0K | <0.1% | – |
| WNCWabash National Corp | COM | 10,010 | $218.6K | <0.1% | History |
| VVVValvoline Inc | COM | 5,045 | $217.9K | <0.1% | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 3,071 | $217.5K | <0.1% | – |
| NVTnVent Electric plc | SHS | 2,826 | $216.5K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 1,122 | $215.7K | <0.1% | History |
| ASHAshland Inc. | COM | 2,277 | $215.2K | <0.1% | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 9,111 | $213.9K | <0.1% | – |
| Innovator ETFs Trust45783Y681 | NASDAQ 100 MANA | 7,781 | $213.4K | <0.1% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 2,728 | $212.9K | <0.1% | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 10,695 | $211.4K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,861 | $208.5K | <0.1% | History |
| Bondbloxx ETF Trust09789C820 | BLOOMBERG SEVEN | 4,417 | $207.6K | <0.1% | – |
| WSTWest Pharmaceutical Services Inc | COM | 619 | $203.9K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,152 | $203.8K | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 210 | $203.7K | <0.1% | History |
| ETSYEtsy Inc | COM | 3,446 | $203.2K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 3,672 | $202.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 10,498 | $201.3K | <0.1% | – |
| HRHealthcare Realty Trust Inc | CL A COM | 11,384 | $187.6K | <0.1% | History |
| LYFTLyft, Inc. | CL A COM | 12,905 | $182.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 15,863 | $181.8K | <0.1% | History |
| PCTPureCycle Technologies, Inc. | COM | 29,181 | $172.8K | <0.1% | History |
| GFNew Germany Fund Inc | COM | 19,630 | $159.7K | <0.1% | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 13,772 | $157.5K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 27,900 | $143.4K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 52,440 | $140.5K | <0.1% | History |
| BLEBlackRock Municipal Income Trust II | COM | 12,447 | $134.5K | <0.1% | History |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 11,367 | $131.4K | <0.1% | History |
| VGRVector Group Ltd | COM | 10,936 | $115.6K | <0.1% | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 13,618 | $99.8K | <0.1% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 10,307 | $76.7K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 12,729 | $59.4K | <0.1% | History |
| TPICQTpi Composites, Inc | COM | 10,061 | $40.1K | <0.1% | History |
| STEMStem, Inc. | CL A | 36,005 | $40.0K | <0.1% | History |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 11,373 | $36.4K | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 10,506 | $29.7K | <0.1% | History |
| EVGNEvogene Ltd. | SHS | 22,775 | $14.8K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 11,208 | $12.3K | <0.1% | History |
| TELLTellurian Inc. | COM | 13,000 | $9.00K | <0.1% | History |
| KITTNauticus Robotics, Inc. | COM | 20,000 | $2.72K | <0.1% | History |