Sigma Planning Corp

SEC CIK: 0001449126
Latest filing: Aug 7, 2026

SEC filings (opens in a new tab)

CAT holding history

Caterpillar Inc in every 13F filed by Sigma Planning Corp, including the quarters it was sold out or no filing was made. Changes compare share counts with the previous calendar quarter.

CAT overview All 13F holders of CAT Full Q2 2026 holdings

Shares (Q2 2026): 25,189
Value: $26.8M
% of portfolio: 0.7%
Quarters held: 22; Since Q1 2021

Holdings of CAT by Sigma Planning Corp, by quarter
Quarter	Shares	Value	% of portfolio	Share change	Action	All holders
Q2 2026	25,189	$26.8M	0.7%	+2,733+12.2%	Added	Holders
Q1 2026	22,456	$15.9M	0.4%	−2,355−9.5%	Reduced	Holders
Q4 2025	24,811	$14.2M	0.4%	+3,858+18.4%	Added	Holders
Q3 2025	20,953	$10.0M	0.3%	−694−3.2%	Reduced	Holders
Q2 2025	21,647	$8.40M	0.3%	−3,268−13.1%	Reduced	Holders
Q1 2025	24,915	$8.22M	0.3%	−1,438−5.5%	Reduced	Holders
Q4 2024	26,353	$9.56M	0.3%	+1,508+6.1%	Added	Holders
Q3 2024	24,845	$9.72M	0.3%	−495−2.0%	Reduced	Holders
Q2 2024	25,340	$8.44M	0.3%	−1,135−4.3%	Reduced	Holders
Q1 2024	26,475	$9.70M	0.3%	+12,828+94.0%	Added	Holders
Q4 2023	13,647	$4.03M	0.3%	−17,509−56.2%	Reduced	Holders
Q3 2023	31,156	$8.51M	0.3%	+3,208+11.5%	Added	Holders
Q2 2023	27,948	$6.88M	0.2%	−3,159−10.2%	Reduced	Holders
Q1 2023	31,107	$7.12M	0.2%	+6,859+28.3%	Added	Holders
Q4 2022	24,248	$5.81M	0.2%	−7,433−23.5%	Reduced	Holders
Q3 2022	31,681	$5.20M	0.2%	−946−2.9%	Reduced	Holders
Q2 2022	32,627	$5.83M	0.2%	−575−1.7%	Reduced	Holders
Q1 2022	33,202	$7.40M	0.2%	−4,000−10.8%	Reduced	Holders
Q4 2021	37,202	$7.69M	0.2%	−5,371−12.6%	Reduced	Holders
Q3 2021	42,573	$8.17M	0.2%	+1,516+3.7%	Added	Holders
Q2 2021	41,057	$8.94M	0.3%	+9,635+30.7%	Added	Holders
Q1 2021	31,422	$7.29M	0.2%	–	–	Holders

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.