Skip to main content

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 30, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
1,287
+5 vs. Q3 2025
Portfolio value
$3.62B
+$105.6M (+3.0%) vs. Q3 2025
Filed
Jan 30, 2026
SEC
Holdings of Sigma Planning Corp in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF293,582$201.1M5.6%+540+0.2%Added–
AAPLApple Inc.Stock621,839$169.2M4.7%−4,278−0.7%ReducedHistory
NVDANVIDIA CorpStock656,171$122.5M3.4%−11,984−1.8%ReducedHistory
AMZNAmazon Com IncStock351,759$81.3M2.2%−4,197−1.2%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF122,300$75.2M2.1%+3,493+2.9%Added–
MSFTMicrosoft CorpStock135,011$65.4M1.8%+340+0.3%AddedHistory
SPYSPDR S&P 500 ETF TrustETF87,921$60.0M1.7%+818+0.9%AddedHistory
iShares S&P 500 Growth ETF464287309ETF433,977$53.5M1.5%+2,811+0.7%Added–
iShares Core Dividend Growth ETF46434V621ETF731,146$50.8M1.4%−22,294−3.0%Reduced–
Vanguard S&P 500 ETF922908363ETF80,619$50.5M1.4%+859+1.1%Added–
GOOGAlphabet Inc.Stock139,304$43.7M1.2%+1,448+1.1%AddedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF332,897$36.7M1.0%+10,162+3.1%Added–
Schwab U.S. Large-Cap Growth ETF808524300ETF977,872$31.1M0.9%+6,828+0.7%Added–
METAMeta Platforms, Inc.Stock40,343$26.7M0.7%+1,143+2.9%AddedHistory
AVGOBroadcom Inc.Stock75,918$26.4M0.7%−1,374−1.8%ReducedHistory
GOOGLAlphabet Inc.Stock79,243$24.9M0.7%−626−0.8%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD294,513$24.4M0.7%+23,076+8.5%Added–
iShares Core S&P Mid-Cap ETF464287507ETF362,261$23.9M0.7%+11,233+3.2%Added–
iShares Core S&P Small Cap ETF464287804ETF193,672$23.3M0.6%+3,158+1.7%Added–
GLDSPDR Gold TrustETF58,988$23.2M0.6%+746+1.3%AddedHistory
iShares S&P 500 Value ETF464287408ETF106,012$22.5M0.6%+1,676+1.6%Added–
BRK.BBerkshire Hathaway IncStock44,564$22.5M0.6%−8,308−15.7%ReducedHistory
Schwab US Dividend Equity ETF808524797ETF833,241$22.4M0.6%+19,272+2.4%Added–
TSLATesla, Inc.Stock48,487$21.8M0.6%+9,162+23.3%AddedHistory
PLTRPalantir Technologies Inc.Stock105,534$18.8M0.5%−15,319−12.7%ReducedHistory
JPMJPMorgan Chase & CoStock57,104$18.5M0.5%+463+0.8%AddedHistory
LLYEli Lilly & CoStock17,060$18.4M0.5%+825+5.1%AddedHistory
IAUiShares Gold TrustETF221,105$17.9M0.5%+5,212+2.4%AddedHistory
iShares Tr464288638ISHS 5-10YR INVT326,676$17.6M0.5%+8,767+2.8%Added–
First Trust Rising Dividend Achievers ETF33738R506ETF251,078$17.5M0.5%+15,073+6.4%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF169,983$17.0M0.5%+1,914+1.1%Added–
State Street Technology Select Sector SPDR ETF81369Y803ETF110,748$15.7M0.4%+7,408+7.2%AddedConverted for a 2-for-1 split–
iShares Tr46429B655FLTG RATE NT ETF300,178$15.3M0.4%−19,864−6.2%Reduced–
iShares Tr464288448INTL SEL DIV ETF386,848$15.3M0.4%−3,691−0.9%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF250,621$15.1M0.4%−25,437−9.2%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF43,308$14.5M0.4%+4,035+10.3%Added–
Schwab U.S. Large-Cap ETF808524201ETF533,857$14.4M0.4%−23,966−4.3%Reduced–
SLViShares Silver TrustETF219,910$14.4M0.4%+22,718+11.5%AddedHistory
CATCaterpillar IncStock24,811$14.2M0.4%+3,858+18.4%AddedHistory
iShares MSCI USA Min Vol Factor ETF46429B697ETF150,453$14.2M0.4%−2,445−1.6%Reduced–
COSTCostco Wholesale CorpStock15,907$13.7M0.4%+280+1.8%AddedHistory
ABBVAbbVie Inc.Stock59,304$13.6M0.4%+383+0.7%AddedHistory
Vanguard Morningstar Value ETF922908744ETF70,078$13.4M0.4%+1,796+2.6%Added–
IBMInternational Business Machines CorpStock44,588$13.2M0.4%+5,202+13.2%AddedHistory
WMTWalmart Inc.Stock112,116$12.5M0.3%+2,859+2.6%AddedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT280,829$12.3M0.3%+54,493+24.1%Added–
CVXChevron CorpStock80,592$12.3M0.3%+3,900+5.1%AddedHistory
HDHome Depot, Inc.Stock35,861$12.2M0.3%−87−0.2%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS230,375$12.2M0.3%+10,439+4.7%Added–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF372,173$12.1M0.3%−7,465−2.0%Reduced–
JNJJohnson & JohnsonStock56,956$11.8M0.3%+4,678+8.9%AddedHistory
VVisa Inc.Stock32,470$11.4M0.3%−3,252−9.1%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF181,456$11.4M0.3%+2,393+1.3%Added–
iShares Core MSCI Eafe ETF46432F842ETF126,760$11.3M0.3%+15,248+13.7%Added–
First Tr Exchange Traded FD33741X102SMID RISNG ETF291,682$11.2M0.3%−4,310−1.5%Reduced–
iShares Core S&P US Value ETF464287663ETF108,742$11.2M0.3%−19,487−15.2%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT55,806$10.6M0.3%+479+0.9%Added–
State Street Financial Select Sector SPDR ETF81369Y605ETF190,663$10.5M0.3%+21,750+12.9%Added–
MUMicron Technology IncStock36,634$10.5M0.3%+9,574+35.4%AddedHistory
XOMExxonMobil Holdings CorpCOM86,191$10.4M0.3%+8,400+10.8%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF52,011$10.3M0.3%−3,477−6.3%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF131,178$10.3M0.3%−9,368−6.7%Reduced–
iShares Tr464288307MRGSTR MD CP GRW127,905$10.2M0.3%+2,373+1.9%Added–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF188,950$9.78M0.3%+5,624+3.1%Added–
iShares Tr464288414NATIONAL MUN ETF90,725$9.72M0.3%−3,798−4.0%Reduced–
AMDAdvanced Micro Devices IncStock43,934$9.57M0.3%−2,697−5.8%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF43,207$9.50M0.3%+794+1.9%Added–
NEENextera Energy IncStock117,200$9.40M0.3%+12,766+12.2%AddedHistory
iShares Core MSCI Emerging Markets ETF46434G103ETF137,682$9.26M0.3%+2,553+1.9%Added–
WMWaste Management IncStock41,587$9.20M0.3%+1,356+3.4%AddedHistory
CRWDCrowdStrike Holdings, Inc.Stock19,293$8.94M0.2%+1,728+9.8%AddedHistory
Innovator ETFs Trust45783Y855DEFINED WLT SHLD265,399$8.90M0.2%+840.0%Added–
iShares Tr464287572GLOBAL 100 ETF68,647$8.70M0.2%−12,099−15.0%Reduced–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM151,743$8.69M0.2%−38,329−20.2%Reduced–
Vanguard Morningstar Growth ETF922908736ETF17,580$8.58M0.2%+994+6.0%Added–
VanEck Semiconductor ETF92189F676ETF22,130$8.44M0.2%+720+3.4%Added–
Vanguard Total International Bond ETF92203J407ETF174,392$8.41M0.2%+9,760+5.9%Added–
Vanguard Information Technology ETF92204A702ETF11,315$8.31M0.2%+466+4.3%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF52,675$8.16M0.2%+6,986+15.3%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF173,429$8.08M0.2%+3,737+2.2%AddedConverted for a 2-for-1 split–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN124,820$8.07M0.2%+9,639+8.4%Added–
PGProcter & Gamble CoStock55,502$8.02M0.2%+2,651+5.0%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD100,207$7.99M0.2%+1,906+1.9%Added–
Fidelity MSCI Information Technology Index ETF316092808ETF33,032$7.97M0.2%−238−0.7%Reduced–
Vanguard Morningstar Mid-Cap ETF922908629ETF27,208$7.93M0.2%+560+2.1%Added–
VanEck Morningstar Wide Moat ETF92189F643ETF76,397$7.91M0.2%−21,303−21.8%Reduced–
VZVerizon Communications IncStock193,509$7.88M0.2%+23,449+13.8%AddedHistory
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN155,773$7.83M0.2%−1,164−0.7%Reduced–
GSGoldman Sachs Group IncStock8,779$7.70M0.2%−116−1.3%ReducedHistory
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF107,597$7.69M0.2%+900+0.8%Added–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF166,257$7.65M0.2%+1,622+1.0%Added–
Pacer FDS Tr69374H568SWAN SOS FD OF236,403$7.64M0.2%+5,998+2.6%Added–
NFLXNetflix IncStock79,537$7.57M0.2%+3,987+5.3%AddedConverted for a 10-for-1 splitHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR23,150$7.24M0.2%+1,478+6.8%AddedHistory
iShares Tr46435U853BROAD USD HIGH192,492$7.20M0.2%+9,956+5.5%Added–
iShares S&P Small-Cap 600 Growth ETF464287887ETF49,040$7.08M0.2%+1,439+3.0%Added–
iShares Tr464287150CORE S&P TTL STK47,227$7.03M0.2%−796−1.7%Reduced–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF207,696$7.02M0.2%+440.0%Added–
iShares Core High Dividend ETF46429B663ETF56,817$6.91M0.2%−162−0.3%Reduced–
DTEDte Energy CoCOM53,149$6.86M0.2%−81−0.2%ReducedHistory

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q4 2025
SecurityClassPutsCalls
NVDANVIDIA CorpStock–$243.9K
CNCCentene CorpStock–$234.0K
FFord Motor CoStock–$149.7K
SPYSPDR S&P 500 ETF TrustETF$88.6K–
XRXXerox Holdings CorpCOM NEW$4.43K–
UBERUber Technologies, IncStock–$4.37K
NWLNewell Brands Inc.Stock$3.93K–
AIC3.ai, Inc.Stock–$3.20K

Sold out since Q3 2025 (118)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Sigma Planning Corp sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$1.74M<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$1.55M<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$1.37M<0.1%–
KKellanovaStock15,921$1.31M<0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$1.15M<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$1.15M<0.1%History
AMBAAmbarella IncSHS13,819$1.14M<0.1%History
AGXArgan IncStock4,196$1.13M<0.1%History
OUSTOuster, Inc.COM NEW41,394$1.12M<0.1%History
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$1.12M<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$1.00M<0.1%History
TWTradeweb Markets Inc.Stock8,921$990.1K<0.1%History
LRNStride, Inc.COM6,506$969.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$938.5K<0.1%–
VITLVital Farms, Inc.COM22,651$932.1K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$917.3K<0.1%History
ULUnilever PLCSPON ADR NEW15,164$898.9K<0.1%History
UIUbiquiti Inc.COM1,357$896.4K<0.1%History
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$877.9K<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$859.2K<0.1%–
RBRKRubrik, Inc.Stock10,194$838.4K<0.1%History
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$801.0K<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$794.1K<0.1%–
RACEFerrari N.V.COM1,629$790.2K<0.1%History
RLRalph Lauren CorpCL A2,520$790.2K<0.1%History
IBPInstalled Building Products, Inc.COM3,166$781.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS5,011$761.6K<0.1%History
CVLTCommvault Systems IncCOM4,009$756.8K<0.1%History
FFIVF5, Inc.Stock2,341$756.6K<0.1%History
MCHPMicrochip Technology IncStock11,770$755.9K<0.1%History
PGYPagaya Technologies Ltd.CL A NEW25,450$755.6K<0.1%History
MWAMueller Water Products, Inc.COM SER A29,214$745.5K<0.1%History
FISVFiserv IncStock5,759$742.5K<0.1%History
DEODiageo PLCSPON ADR NEW7,440$710.0K<0.1%History
LIFLife360, Inc.COM6,675$709.6K<0.1%History
LMNDLemonade, Inc.Stock13,125$702.6K<0.1%History
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$694.0K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$693.0K<0.1%–
PODDInsulet CorpStock2,212$682.9K<0.1%History
POOLPool CorpCOM2,193$680.0K<0.1%History
AMSCAmerican Superconductor CorpStock10,293$611.3K<0.1%History
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$606.2K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$595.3K<0.1%–
ASAmer Sports, Inc.COM SHS17,060$592.8K<0.1%History
HNGEHinge Health, Inc.CL A11,855$581.8K<0.1%History
CVSACovista Inc.COM3,762$581.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,591$553.9K<0.1%History
DXPEDXP Enterprises IncCOM NEW4,483$533.8K<0.1%History
GWREGuidewire Software, Inc.COM2,151$494.4K<0.1%History
USFDUS Foods Holding Corp.COM6,422$492.1K<0.1%History
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$484.3K<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$470.7K<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$469.4K<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$457.1K<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$451.4K<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$447.1K<0.1%History
BEBloom Energy CorpCOM CL A5,025$425.0K<0.1%History
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$408.3K<0.1%–
TTDTrade Desk, Inc.Stock8,214$402.6K<0.1%History
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$379.5K<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$379.2K<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$372.8K<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$370.2K<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$365.4K<0.1%History
American Centy ETF Tr025072885US EQT ETF3,209$348.8K<0.1%–
JCAPJefferson Capital, Inc.COM20,000$345.2K<0.1%History
KRMNKarman Holdings Inc.COMMON STOCK4,223$304.9K<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS11,771$270.1K<0.1%–
QUREuniQure N.V.SHS4,500$262.7K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$260.9K<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$260.3K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$258.9K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$255.4K<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$253.7K<0.1%–
SNPSSynopsys IncCOM514$253.6K<0.1%History
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$252.4K<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$249.3K<0.1%History
SESea LtdSPONSORD ADS1,394$249.2K<0.1%History
NXHNeighborhood Intelligence, Inc.COM24,863$243.4K<0.1%History
PTCPTC Inc.Stock1,196$242.8K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE3,317$241.0K<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS10,277$240.1K<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$239.5K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$232.7K<0.1%–
LTCLTC Properties IncREIT6,258$230.7K<0.1%History
LENLennar CorpCL A1,805$227.6K<0.1%History
HPQHP IncStock8,335$227.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,300$226.1K<0.1%History
CCICrown Castle Inc.REIT2,322$224.0K<0.1%History
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$223.9K<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$221.0K<0.1%History
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$220.3K<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$217.4K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$213.8K<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$213.4K<0.1%History
iShares Tr46436E403MSCI US GARP ETF3,250$213.3K<0.1%–
VRSNVerisign IncCOM760$212.6K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$210.0K<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$207.5K<0.1%History
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$207.4K<0.1%–