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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 4 季持倉

持倉截至 2025/12/31,2026/1/30 申報。只含多頭部位,變化是跟 2025 年第 3 季比股數。

機構總覽
持股檔數
1,287
較 2025 年第 3 季 +5
總值
$36.2 億
較 2025 年第 3 季 +$1.06 億 (+3.0%)
申報日
2026/1/30
SEC
Sigma Planning Corp 在 2025 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF293,582$2.01 億5.6%+540+0.2%加碼–
AAPLApple Inc.Stock621,839$1.69 億4.7%−4,278−0.7%減碼歷史
NVDANVIDIA CorpStock656,171$1.22 億3.4%−11,984−1.8%減碼歷史
AMZNAmazon Com IncStock351,759$8,129 萬2.2%−4,197−1.2%減碼歷史
Invesco QQQ Trust Series I46090E103ETF122,300$7,523 萬2.1%+3,493+2.9%加碼–
MSFTMicrosoft CorpStock135,011$6,543 萬1.8%+340+0.3%加碼歷史
SPYSPDR S&P 500 ETF TrustETF87,921$5,996 萬1.7%+818+0.9%加碼歷史
iShares S&P 500 Growth ETF464287309ETF433,977$5,349 萬1.5%+2,811+0.7%加碼–
iShares Core Dividend Growth ETF46434V621ETF731,146$5,076 萬1.4%−22,294−3.0%減碼–
Vanguard S&P 500 ETF922908363ETF80,619$5,051 萬1.4%+859+1.1%加碼–
GOOGAlphabet Inc.Stock139,304$4,371 萬1.2%+1,448+1.1%加碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF332,897$3,673 萬1.0%+10,162+3.1%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF977,872$3,108 萬0.9%+6,828+0.7%加碼–
METAMeta Platforms, Inc.Stock40,343$2,670 萬0.7%+1,143+2.9%加碼歷史
AVGOBroadcom Inc.Stock75,918$2,644 萬0.7%−1,374−1.8%減碼歷史
GOOGLAlphabet Inc.Stock79,243$2,490 萬0.7%−626−0.8%減碼歷史
iShares Tr4642874571 3 YR TREAS BD294,513$2,440 萬0.7%+23,076+8.5%加碼–
iShares Core S&P Mid-Cap ETF464287507ETF362,261$2,392 萬0.7%+11,233+3.2%加碼–
iShares Core S&P Small Cap ETF464287804ETF193,672$2,328 萬0.6%+3,158+1.7%加碼–
GLDSPDR Gold TrustETF58,988$2,318 萬0.6%+746+1.3%加碼歷史
iShares S&P 500 Value ETF464287408ETF106,012$2,248 萬0.6%+1,676+1.6%加碼–
BRK.BBerkshire Hathaway IncStock44,564$2,245 萬0.6%−8,308−15.7%減碼歷史
Schwab US Dividend Equity ETF808524797ETF833,241$2,244 萬0.6%+19,272+2.4%加碼–
TSLATesla, Inc.Stock48,487$2,185 萬0.6%+9,162+23.3%加碼歷史
PLTRPalantir Technologies Inc.Stock105,534$1,885 萬0.5%−15,319−12.7%減碼歷史
JPMJPMorgan Chase & CoStock57,104$1,854 萬0.5%+463+0.8%加碼歷史
LLYEli Lilly & CoStock17,060$1,845 萬0.5%+825+5.1%加碼歷史
IAUiShares Gold TrustETF221,105$1,795 萬0.5%+5,212+2.4%加碼歷史
iShares Tr464288638ISHS 5-10YR INVT326,676$1,760 萬0.5%+8,767+2.8%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF251,078$1,745 萬0.5%+15,073+6.4%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF169,983$1,700 萬0.5%+1,914+1.1%加碼–
State Street Technology Select Sector SPDR ETF81369Y803ETF110,748$1,574 萬0.4%+7,408+7.2%加碼依 2 比 1 拆股換算–
iShares Tr46429B655FLTG RATE NT ETF300,178$1,527 萬0.4%−19,864−6.2%減碼–
iShares Tr464288448INTL SEL DIV ETF386,848$1,526 萬0.4%−3,691−0.9%減碼–
Pacer US Cash Cows 100 ETF69374H881ETF250,621$1,510 萬0.4%−25,437−9.2%減碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF43,308$1,454 萬0.4%+4,035+10.3%加碼–
Schwab U.S. Large-Cap ETF808524201ETF533,857$1,436 萬0.4%−23,966−4.3%減碼–
SLViShares Silver TrustETF219,910$1,436 萬0.4%+22,718+11.5%加碼歷史
CATCaterpillar IncStock24,811$1,425 萬0.4%+3,858+18.4%加碼歷史
iShares MSCI USA Min Vol Factor ETF46429B697ETF150,453$1,417 萬0.4%−2,445−1.6%減碼–
COSTCostco Wholesale CorpStock15,907$1,372 萬0.4%+280+1.8%加碼歷史
ABBVAbbVie Inc.Stock59,304$1,355 萬0.4%+383+0.7%加碼歷史
Vanguard Morningstar Value ETF922908744ETF70,078$1,341 萬0.4%+1,796+2.6%加碼–
IBMInternational Business Machines CorpStock44,588$1,321 萬0.4%+5,202+13.2%加碼歷史
WMTWalmart Inc.Stock112,116$1,254 萬0.3%+2,859+2.6%加碼歷史
Capital Group Dividend Value14020W106SHS CREAT UNIT280,829$1,232 萬0.3%+54,493+24.1%加碼–
CVXChevron CorpStock80,592$1,228 萬0.3%+3,900+5.1%加碼歷史
HDHome Depot, Inc.Stock35,861$1,219 萬0.3%−87−0.2%減碼歷史
iShares Tr464288646ISHS 1-5YR INVS230,375$1,218 萬0.3%+10,439+4.7%加碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF372,173$1,210 萬0.3%−7,465−2.0%減碼–
JNJJohnson & JohnsonStock56,956$1,179 萬0.3%+4,678+8.9%加碼歷史
VVisa Inc.Stock32,470$1,138 萬0.3%−3,252−9.1%減碼歷史
Vanguard Ftse Developed Markets ETF921943858ETF181,456$1,136 萬0.3%+2,393+1.3%加碼–
iShares Core MSCI Eafe ETF46432F842ETF126,760$1,135 萬0.3%+15,248+13.7%加碼–
First Tr Exchange Traded FD33741X102SMID RISNG ETF291,682$1,119 萬0.3%−4,310−1.5%減碼–
iShares Core S&P US Value ETF464287663ETF108,742$1,115 萬0.3%−19,487−15.2%減碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT55,806$1,061 萬0.3%+479+0.9%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF190,663$1,045 萬0.3%+21,750+12.9%加碼–
MUMicron Technology IncStock36,634$1,045 萬0.3%+9,574+35.4%加碼歷史
XOMExxonMobil Holdings CorpCOM86,191$1,037 萬0.3%+8,400+10.8%加碼歷史
iShares MSCI USA Quality Factor ETF46432F339ETF52,011$1,033 萬0.3%−3,477−6.3%減碼–
Vanguard Intermediate-Term Bond ETF921937819ETF131,178$1,026 萬0.3%−9,368−6.7%減碼–
iShares Tr464288307MRGSTR MD CP GRW127,905$1,021 萬0.3%+2,373+1.9%加碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF188,950$978.2 萬0.3%+5,624+3.1%加碼–
iShares Tr464288414NATIONAL MUN ETF90,725$971.8 萬0.3%−3,798−4.0%減碼–
AMDAdvanced Micro Devices IncStock43,934$956.7 萬0.3%−2,697−5.8%減碼歷史
Vanguard Dividend Appreciation ETF921908844ETF43,207$949.6 萬0.3%+794+1.9%加碼–
NEENextera Energy IncStock117,200$939.6 萬0.3%+12,766+12.2%加碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF137,682$926.4 萬0.3%+2,553+1.9%加碼–
WMWaste Management IncStock41,587$920.3 萬0.3%+1,356+3.4%加碼歷史
CRWDCrowdStrike Holdings, Inc.Stock19,293$894.1 萬0.2%+1,728+9.8%加碼歷史
Innovator ETFs Trust45783Y855DEFINED WLT SHLD265,399$889.9 萬0.2%+840.0%加碼–
iShares Tr464287572GLOBAL 100 ETF68,647$869.6 萬0.2%−12,099−15.0%減碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM151,743$868.8 萬0.2%−38,329−20.2%減碼–
Vanguard Morningstar Growth ETF922908736ETF17,580$857.6 萬0.2%+994+6.0%加碼–
VanEck Semiconductor ETF92189F676ETF22,130$844.1 萬0.2%+720+3.4%加碼–
Vanguard Total International Bond ETF92203J407ETF174,392$841.3 萬0.2%+9,760+5.9%加碼–
Vanguard Information Technology ETF92204A702ETF11,315$831.4 萬0.2%+466+4.3%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF52,675$815.8 萬0.2%+6,986+15.3%加碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF173,429$808.5 萬0.2%+3,737+2.2%加碼依 2 比 1 拆股換算–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN124,820$807.5 萬0.2%+9,639+8.4%加碼–
PGProcter & Gamble CoStock55,502$801.7 萬0.2%+2,651+5.0%加碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD100,207$799.0 萬0.2%+1,906+1.9%加碼–
Fidelity MSCI Information Technology Index ETF316092808ETF33,032$797.4 萬0.2%−238−0.7%減碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF27,208$792.7 萬0.2%+560+2.1%加碼–
VanEck Morningstar Wide Moat ETF92189F643ETF76,397$791.2 萬0.2%−21,303−21.8%減碼–
VZVerizon Communications IncStock193,509$787.6 萬0.2%+23,449+13.8%加碼歷史
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN155,773$782.8 萬0.2%−1,164−0.7%減碼–
GSGoldman Sachs Group IncStock8,779$770.2 萬0.2%−116−1.3%減碼歷史
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF107,597$768.8 萬0.2%+900+0.8%加碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF166,257$765.4 萬0.2%+1,622+1.0%加碼–
Pacer FDS Tr69374H568SWAN SOS FD OF236,403$764.3 萬0.2%+5,998+2.6%加碼–
NFLXNetflix IncStock79,537$757.1 萬0.2%+3,987+5.3%加碼依 10 比 1 拆股換算歷史
TSMTaiwan Semiconductor Manufacturing Co LtdADR23,150$724.0 萬0.2%+1,478+6.8%加碼歷史
iShares Tr46435U853BROAD USD HIGH192,492$719.8 萬0.2%+9,956+5.5%加碼–
iShares S&P Small-Cap 600 Growth ETF464287887ETF49,040$707.7 萬0.2%+1,439+3.0%加碼–
iShares Tr464287150CORE S&P TTL STK47,227$702.7 萬0.2%−796−1.7%減碼–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF207,696$702.2 萬0.2%+440.0%加碼–
iShares Core High Dividend ETF46429B663ETF56,817$690.9 萬0.2%−162−0.3%減碼–
DTEDte Energy CoCOM53,149$685.6 萬0.2%−81−0.2%減碼歷史

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 4 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock–$24.4 萬
CNCCentene CorpStock–$23.4 萬
FFord Motor CoStock–$15.0 萬
SPYSPDR S&P 500 ETF TrustETF$8.86 萬–
XRXXerox Holdings CorpCOM NEW$4,430–
UBERUber Technologies, IncStock–$4,370
NWLNewell Brands Inc.Stock$3,927–
AIC3.ai, Inc.Stock–$3,200

2025 年第 3 季之後清倉(118 檔)

2025 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 118 檔。

Sigma Planning Corp 在 2025 年第 3 季之後清倉的部位
證券類別2025 年第 3 季股數2025 年第 3 季市值2025 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$173.6 萬<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$155.3 萬<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$136.8 萬<0.1%–
KKellanovaStock15,921$130.6 萬<0.1%歷史
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$114.6 萬<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$114.5 萬<0.1%歷史
AMBAAmbarella IncSHS13,819$114.0 萬<0.1%歷史
AGXArgan IncStock4,196$113.3 萬<0.1%歷史
OUSTOuster, Inc.COM NEW41,394$112.0 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$111.5 萬<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$100.2 萬<0.1%歷史
TWTradeweb Markets Inc.Stock8,921$99.0 萬<0.1%歷史
LRNStride, Inc.COM6,506$96.9 萬<0.1%歷史
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$93.9 萬<0.1%–
VITLVital Farms, Inc.COM22,651$93.2 萬<0.1%歷史
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$91.7 萬<0.1%歷史
ULUnilever PLCSPON ADR NEW15,164$89.9 萬<0.1%歷史
UIUbiquiti Inc.COM1,357$89.6 萬<0.1%歷史
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$87.8 萬<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$85.9 萬<0.1%–
RBRKRubrik, Inc.Stock10,194$83.8 萬<0.1%歷史
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$80.1 萬<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$79.4 萬<0.1%–
RACEFerrari N.V.COM1,629$79.0 萬<0.1%歷史
RLRalph Lauren CorpCL A2,520$79.0 萬<0.1%歷史
IBPInstalled Building Products, Inc.COM3,166$78.1 萬<0.1%歷史
NTESNetEase, Inc.SPONSORED ADS5,011$76.2 萬<0.1%歷史
CVLTCommvault Systems IncCOM4,009$75.7 萬<0.1%歷史
FFIVF5, Inc.Stock2,341$75.7 萬<0.1%歷史
MCHPMicrochip Technology IncStock11,770$75.6 萬<0.1%歷史
PGYPagaya Technologies Ltd.CL A NEW25,450$75.6 萬<0.1%歷史
MWAMueller Water Products, Inc.COM SER A29,214$74.6 萬<0.1%歷史
FISVFiserv IncStock5,759$74.2 萬<0.1%歷史
DEODiageo PLCSPON ADR NEW7,440$71.0 萬<0.1%歷史
LIFLife360, Inc.COM6,675$71.0 萬<0.1%歷史
LMNDLemonade, Inc.Stock13,125$70.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$69.4 萬<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$69.3 萬<0.1%–
PODDInsulet CorpStock2,212$68.3 萬<0.1%歷史
POOLPool CorpCOM2,193$68.0 萬<0.1%歷史
AMSCAmerican Superconductor CorpStock10,293$61.1 萬<0.1%歷史
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$60.6 萬<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$59.5 萬<0.1%–
ASAmer Sports, Inc.COM SHS17,060$59.3 萬<0.1%歷史
HNGEHinge Health, Inc.CL A11,855$58.2 萬<0.1%歷史
CVSACovista Inc.COM3,762$58.1 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock2,591$55.4 萬<0.1%歷史
DXPEDXP Enterprises IncCOM NEW4,483$53.4 萬<0.1%歷史
GWREGuidewire Software, Inc.COM2,151$49.4 萬<0.1%歷史
USFDUS Foods Holding Corp.COM6,422$49.2 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$48.4 萬<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$47.1 萬<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$46.9 萬<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$45.7 萬<0.1%歷史
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$45.1 萬<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$44.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A5,025$42.5 萬<0.1%歷史
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$40.8 萬<0.1%–
TTDTrade Desk, Inc.Stock8,214$40.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$38.0 萬<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$37.9 萬<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$37.3 萬<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$37.0 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$36.5 萬<0.1%歷史
American Centy ETF Tr025072885US EQT ETF3,209$34.9 萬<0.1%–
JCAPJefferson Capital, Inc.COM20,000$34.5 萬<0.1%歷史
KRMNKarman Holdings Inc.COMMON STOCK4,223$30.5 萬<0.1%歷史
iShares Tr46436E858IBONDS 26 TRM TS11,771$27.0 萬<0.1%–
QUREuniQure N.V.SHS4,500$26.3 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$26.1 萬<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$26.0 萬<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$25.9 萬<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$25.5 萬<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$25.4 萬<0.1%–
SNPSSynopsys IncCOM514$25.4 萬<0.1%歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$25.2 萬<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$24.9 萬<0.1%歷史
SESea LtdSPONSORD ADS1,394$24.9 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM24,863$24.3 萬<0.1%歷史
PTCPTC Inc.Stock1,196$24.3 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,317$24.1 萬<0.1%歷史
iShares Tr46436E866IBONDS 25 TRM TS10,277$24.0 萬<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$23.9 萬<0.1%歷史
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$23.3 萬<0.1%–
LTCLTC Properties IncREIT6,258$23.1 萬<0.1%歷史
LENLennar CorpCL A1,805$22.8 萬<0.1%歷史
HPQHP IncStock8,335$22.7 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A1,300$22.6 萬<0.1%歷史
CCICrown Castle Inc.REIT2,322$22.4 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$22.4 萬<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$22.1 萬<0.1%歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$22.0 萬<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$21.7 萬<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$21.4 萬<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$21.3 萬<0.1%歷史
iShares Tr46436E403MSCI US GARP ETF3,250$21.3 萬<0.1%–
VRSNVerisign IncCOM760$21.3 萬<0.1%歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$21.0 萬<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$20.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$20.7 萬<0.1%–