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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2026 年第 1 季持倉

持倉截至 2026/3/31,2026/5/4 申報。只含多頭部位,變化是跟 2025 年第 4 季比股數。

機構總覽
持股檔數
1,302
較 2025 年第 4 季 +15
總值
$36.0 億
較 2025 年第 4 季 −$2,249 萬 (−0.6%)
申報日
2026/5/4
SEC
Sigma Planning Corp 在 2026 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF298,651$1.95 億5.4%+5,069+1.7%加碼–
AAPLApple Inc.Stock611,864$1.55 億4.3%−9,975−1.6%減碼歷史
NVDANVIDIA CorpStock639,702$1.12 億3.1%−16,469−2.5%減碼歷史
AMZNAmazon Com IncStock349,269$7,274 萬2.0%−2,490−0.7%減碼歷史
Invesco QQQ Trust Series I46090E103ETF105,629$6,097 萬1.7%−16,671−13.6%減碼–
SPYSPDR S&P 500 ETF TrustETF86,031$5,596 萬1.6%−1,890−2.1%減碼歷史
iShares Core Dividend Growth ETF46434V621ETF721,369$5,063 萬1.4%−9,777−1.3%減碼–
MSFTMicrosoft CorpStock135,061$5,000 萬1.4%+500.0%加碼歷史
iShares S&P 500 Growth ETF464287309ETF432,346$4,890 萬1.4%−1,631−0.4%減碼–
Vanguard S&P 500 ETF922908363ETF80,249$4,795 萬1.3%−370−0.5%減碼–
GOOGAlphabet Inc.Stock137,435$3,942 萬1.1%−1,869−1.3%減碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF341,308$3,720 萬1.0%+8,411+2.5%加碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF943,430$2,748 萬0.8%−34,442−3.5%減碼–
Schwab US Dividend Equity ETF808524797ETF869,867$2,669 萬0.7%+36,626+4.4%加碼–
iShares Tr4642874571 3 YR TREAS BD303,288$2,504 萬0.7%+8,775+3.0%加碼–
AVGOBroadcom Inc.Stock77,373$2,395 萬0.7%+1,455+1.9%加碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF353,362$2,386 萬0.7%−8,899−2.5%減碼–
iShares S&P 500 Value ETF464287408ETF107,919$2,279 萬0.6%+1,907+1.8%加碼–
GOOGLAlphabet Inc.Stock78,891$2,269 萬0.6%−352−0.4%減碼歷史
METAMeta Platforms, Inc.Stock39,379$2,253 萬0.6%−964−2.4%減碼歷史
iShares Core S&P Small Cap ETF464287804ETF174,257$2,166 萬0.6%−19,415−10.0%減碼–
GLDSPDR Gold TrustETF46,617$2,006 萬0.6%−12,371−21.0%減碼歷史
IAUiShares Gold TrustETF225,847$1,991 萬0.6%+4,742+2.1%加碼歷史
BRK.BBerkshire Hathaway IncStock39,833$1,909 萬0.5%−4,731−10.6%減碼歷史
iShares Core U.S. Aggregate Bond ETF464287226ETF187,719$1,863 萬0.5%+17,736+10.4%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF57,145$1,833 萬0.5%+13,837+32.0%加碼–
First Trust Rising Dividend Achievers ETF33738R506ETF259,052$1,769 萬0.5%+7,974+3.2%加碼–
Capital Group Dividend Value14020W106SHS CREAT UNIT411,828$1,752 萬0.5%+130,999+46.6%加碼–
LLYEli Lilly & CoStock18,320$1,685 萬0.5%+1,260+7.4%加碼歷史
JPMJPMorgan Chase & CoStock54,533$1,604 萬0.4%−2,571−4.5%減碼歷史
CATCaterpillar IncStock22,456$1,591 萬0.4%−2,355−9.5%減碼歷史
iShares Tr46429B655FLTG RATE NT ETF308,804$1,573 萬0.4%+8,626+2.9%加碼–
CVXChevron CorpStock75,995$1,572 萬0.4%−4,597−5.7%減碼歷史
TSLATesla, Inc.Stock42,041$1,563 萬0.4%−6,446−13.3%減碼歷史
iShares Tr464288448INTL SEL DIV ETF364,752$1,552 萬0.4%−22,096−5.7%減碼–
COSTCostco Wholesale CorpStock14,838$1,478 萬0.4%−1,069−6.7%減碼歷史
Pacer US Cash Cows 100 ETF69374H881ETF236,308$1,478 萬0.4%−14,313−5.7%減碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF156,526$1,452 萬0.4%+6,073+4.0%加碼–
WMTWalmart Inc.Stock116,180$1,444 萬0.4%+4,064+3.6%加碼歷史
XOMExxonMobil Holdings CorpCOM84,822$1,439 萬0.4%−1,369−1.6%減碼歷史
Vanguard Morningstar Value ETF922908744ETF72,215$1,417 萬0.4%+2,137+3.0%加碼–
JNJJohnson & JohnsonStock56,291$1,376 萬0.4%−665−1.2%減碼歷史
Schwab U.S. Large-Cap ETF808524201ETF522,948$1,341 萬0.4%−10,909−2.0%減碼–
PLTRPalantir Technologies Inc.Stock88,975$1,302 萬0.4%−16,559−15.7%減碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF97,010$1,289 萬0.4%−13,738−12.4%減碼–
iShares Tr464288646ISHS 1-5YR INVS239,111$1,257 萬0.3%+8,736+3.8%加碼–
iShares Core MSCI Eafe ETF46432F842ETF138,820$1,257 萬0.3%+12,060+9.5%加碼–
ABBVAbbVie Inc.Stock56,826$1,236 萬0.3%−2,478−4.2%減碼歷史
First Tr Exchange Traded FD33741X102SMID RISNG ETF300,698$1,186 萬0.3%+9,016+3.1%加碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF349,728$1,181 萬0.3%−22,445−6.0%減碼–
Vanguard Ftse Developed Markets ETF921943858ETF184,230$1,181 萬0.3%+2,774+1.5%加碼–
HDHome Depot, Inc.Stock35,629$1,172 萬0.3%−232−0.6%減碼歷史
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT59,204$1,136 萬0.3%+3,398+6.1%加碼–
SLViShares Silver TrustETF160,771$1,095 萬0.3%−59,139−26.9%減碼歷史
iShares Tr464288638ISHS 5-10YR INVT201,494$1,072 萬0.3%−125,182−38.3%減碼–
MUMicron Technology IncStock31,613$1,068 萬0.3%−5,021−13.7%減碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF138,331$1,068 萬0.3%+7,153+5.5%加碼–
Vanguard Dividend Appreciation ETF921908844ETF49,479$1,064 萬0.3%+6,272+14.5%加碼–
iShares Core MSCI Emerging Markets ETF46434G103ETF150,782$1,052 萬0.3%+13,100+9.5%加碼–
IBMInternational Business Machines CorpStock42,677$1,034 萬0.3%−1,911−4.3%減碼歷史
iShares Core S&P US Value ETF464287663ETF100,840$1,031 萬0.3%−7,902−7.3%減碼–
NEENextera Energy IncStock110,611$1,027 萬0.3%−6,589−5.6%減碼歷史
iShares Tr464288307MRGSTR MD CP GRW129,887$1,023 萬0.3%+1,982+1.5%加碼–
VVisa Inc.Stock33,126$1,001 萬0.3%+656+2.0%加碼歷史
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF194,886$998.4 萬0.3%+5,936+3.1%加碼–
VZVerizon Communications IncStock191,693$962.3 萬0.3%−1,816−0.9%減碼歷史
iShares Tr464288414NATIONAL MUN ETF90,555$961.2 萬0.3%−170−0.2%減碼–
iShares MSCI USA Quality Factor ETF46432F339ETF48,816$936.3 萬0.3%−3,195−6.1%減碼–
VanEck Semiconductor ETF92189F676ETF24,404$935.6 萬0.3%+2,274+10.3%加碼–
TSMTaiwan Semiconductor Manufacturing Co LtdADR27,452$927.8 萬0.3%+4,302+18.6%加碼歷史
WMWaste Management IncStock39,817$914.9 萬0.3%−1,770−4.3%減碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF34,252$897.1 萬0.2%+10,776+45.9%加碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF188,952$867.1 萬0.2%+15,523+9.0%加碼–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD106,796$846.6 萬0.2%+6,589+6.6%加碼–
PGProcter & Gamble CoStock57,629$832.4 萬0.2%+2,127+3.8%加碼歷史
Vanguard Morningstar Mid-Cap ETF922908629ETF28,775$826.4 萬0.2%+1,567+5.8%加碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF134,822$825.9 萬0.2%+15,968+13.4%加碼–
iShares Tr46436E403MSCI US GARP ETF129,075$825.7 萬0.2%+129,075新進–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM144,283$817.8 萬0.2%−7,460−4.9%減碼–
Vanguard Morningstar Growth ETF922908736ETF18,656$814.9 萬0.2%+1,076+6.1%加碼–
iShares Tr464287341GLOBAL ENERG ETF140,467$809.2 萬0.2%−6,963−4.7%減碼–
AMDAdvanced Micro Devices IncStock39,657$806.7 萬0.2%−4,277−9.7%減碼歷史
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF236,638$793.7 萬0.2%+28,942+13.9%加碼–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN131,205$792.3 萬0.2%+6,385+5.1%加碼–
State Street Health Care Select Sector SPDR ETF81369Y209ETF53,850$789.5 萬0.2%+1,175+2.2%加碼–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN156,840$789.4 萬0.2%+1,067+0.7%加碼–
Vanguard Information Technology ETF92204A702ETF11,188$780.6 萬0.2%−127−1.1%減碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF170,652$778.5 萬0.2%+4,395+2.6%加碼–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD232,629$778.5 萬0.2%−32,770−12.3%減碼–
iShares Core High Dividend ETF46429B663ETF57,188$776.2 萬0.2%+371+0.7%加碼–
Pacer FDS Tr69374H568SWAN SOS FD OF238,294$763.6 萬0.2%+1,891+0.8%加碼–
DTEDte Energy CoCOM52,188$763.2 萬0.2%−961−1.8%減碼歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF51,879$750.7 萬0.2%+2,839+5.8%加碼–
GSGoldman Sachs Group IncStock8,763$741.4 萬0.2%−16−0.2%減碼歷史
CRWDCrowdStrike Holdings, Inc.Stock18,970$740.6 萬0.2%−323−1.7%減碼歷史
State Street Financial Select Sector SPDR ETF81369Y605ETF147,503$728.2 萬0.2%−43,160−22.6%減碼–
iShares Tr464287572GLOBAL 100 ETF60,002$725.8 萬0.2%−8,645−12.6%減碼–
iShares Tr46435U853BROAD USD HIGH195,873$721.6 萬0.2%+3,381+1.8%加碼–
Pinnacle Focused Opportuniti88634T519ETP195,441$702.6 萬0.2%−10,016−4.9%減碼–
NFLXNetflix IncStock72,998$701.9 萬0.2%−6,539−8.2%減碼歷史

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2026 年第 1 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$22.9 萬$21.4 萬
PLTRPalantir Technologies Inc.Stock$33.3 萬–
CNCCentene CorpStock–$10.8 萬
FFord Motor CoStock–$9.19 萬
XRXXerox Holdings CorpCOM NEW$9,107–
NWLNewell Brands Inc.Stock$2,792–

2025 年第 4 季之後清倉(116 檔)

2025 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 116 檔。

Sigma Planning Corp 在 2025 年第 4 季之後清倉的部位
證券類別2025 年第 4 季股數2025 年第 4 季市值2025 年第 4 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F516FT VEST US EQT98,254$420.4 萬0.1%–
BlackRock ETF Trust09290C871ETF109,921$410.2 萬0.1%–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT83,553$409.3 萬0.1%–
ETF Ser Solutions26922B543LHA RISK MANAGE89,811$222.6 萬0.1%–
First Tr Exchng Traded FD VI33740U752FT VEST NASD ETF78,927$164.7 萬<0.1%–
Innovator ETFs Trust45782C631INTERNATIONAL DV46,093$160.6 萬<0.1%–
TTWOTake Two Interactive Software IncCOM5,828$149.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF22,782$129.9 萬<0.1%–
J P Morgan Exchange Traded F46654Q724HEDG EQU LAD ETF18,582$123.4 萬<0.1%–
DLTRDollar Tree, Inc.COM8,293$102.0 萬<0.1%歷史
ILMNIllumina, Inc.COM7,493$98.3 萬<0.1%歷史
Innovator ETFs Trust45782C615GRWT100 PWR BUF15,961$92.3 萬<0.1%–
MLYSMineralys Therapeutics, Inc.COM24,000$87.1 萬<0.1%歷史
RMBSRambus IncCOM9,460$87.1 萬<0.1%歷史
RBARB Global Inc.COM8,416$86.6 萬<0.1%歷史
IDXXIDEXX Laboratories IncCOM1,269$85.9 萬<0.1%歷史
PTCTPTC Therapeutics, Inc.COM10,010$76.0 萬<0.1%歷史
ECGEverus Construction Group, Inc.Stock8,640$73.9 萬<0.1%歷史
EFCEllington Financial Inc.COM52,146$70.8 萬<0.1%歷史
NTRANatera, Inc.COM3,056$70.0 萬<0.1%歷史
PVLAPalvella Therapeutics, Inc.COM6,500$68.0 萬<0.1%歷史
KMTSKestra Medical Technologies, Ltd.SHS25,250$67.0 萬<0.1%歷史
RAPTRAPT Therapeutics, Inc.COM NEW19,000$64.4 萬<0.1%歷史
FNVFranco Nevada CorpStock1,591$59.9 萬<0.1%歷史
STESTERIS plcSHS USD2,232$56.6 萬<0.1%歷史
First Tr Exchange Traded FD33734X770DJ INTL INTRNT16,040$54.4 萬<0.1%–
ADPTAdaptive Biotechnologies CorpCOM32,550$52.9 萬<0.1%歷史
Dimensional ETF Trust25434V872CORE FIXE IN ETF12,180$51.8 萬<0.1%–
ZSZscaler, Inc.Stock2,130$47.9 萬<0.1%歷史
IRIngersoll Rand Inc.COM6,020$47.7 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,075$46.0 萬<0.1%–
EXEExpand Energy CorpCOM4,105$45.3 萬<0.1%歷史
APGAPi Group CorpCOM STK6,206$43.6 萬<0.1%歷史
RBB FD Inc74933W643MOTLEY FOOL CAPI38,105$41.6 萬<0.1%–
BBNXBeta Bionics, Inc.COM13,500$41.1 萬<0.1%歷史
BLLNBillionToOne, Inc.CL A5,000$40.9 萬<0.1%歷史
CCSCentury Communities, Inc.COM6,525$38.7 萬<0.1%歷史
AUAngloGold Ashanti PLCCOM SHS4,463$38.1 萬<0.1%歷史
NKTRNektar TherapeuticsCOM NEW9,000$38.1 萬<0.1%歷史
AESAES CorpStock26,514$38.0 萬<0.1%歷史
COLLCollegium Pharmaceutical, IncCOM8,000$37.0 萬<0.1%歷史
MEDPMedpace Holdings, Inc.COM659$37.0 萬<0.1%歷史
Profesionally Managed Portfo74316P579AKRE FOCUS ETF5,501$36.0 萬<0.1%–
QQnity Electronics, Inc.COMMON STOCK4,210$34.4 萬<0.1%歷史
Vanguard S&P 500 Value ETF921932703ETF1,646$33.7 萬<0.1%–
DMRADamora Therapeutics, Inc.COM NEW14,500$33.4 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,562$33.0 萬<0.1%–
DYDycom Industries IncCOM943$31.9 萬<0.1%歷史
ONCBeOne Medicines Ltd.ADR1,005$30.5 萬<0.1%歷史
OMCOmnicom Group Inc.COM3,643$29.4 萬<0.1%歷史
iShares Tr46428951110+ YR INVST GRD5,714$28.8 萬<0.1%–
Victory Portfolios II92647N550VCTRYSHS INTL MO4,431$28.8 萬<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF11,511$28.7 萬<0.1%–
New Gold Inc Cda644535106COM32,410$28.2 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN3,990$28.1 萬<0.1%–
AXGNAxogen, Inc.COM8,562$28.0 萬<0.1%歷史
RIGLRigel Pharmaceuticals IncCOM6,533$28.0 萬<0.1%歷史
ALLEAllegion plcORD SHS1,754$27.9 萬<0.1%歷史
Northern LTS FD Tr III66538R730HCM DEFEN 5004,437$27.5 萬<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF4,208$27.3 萬<0.1%–
iShares Inc464286319EM MKTS DIV ETF8,620$26.9 萬<0.1%–
Cyberark Software LtdM2682V108SHS598$26.7 萬<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA5,243$26.4 萬<0.1%–
WABWestinghouse Air Brake Technologies CorpStock1,220$26.0 萬<0.1%歷史
EXELExelixis, Inc.COM5,932$26.0 萬<0.1%歷史
EXRExtra Space Storage Inc.COM1,958$25.5 萬<0.1%歷史
CASHPathward Financial, Inc.COM3,536$25.1 萬<0.1%歷史
SGISomnigroup International Inc.COM2,789$24.9 萬<0.1%歷史
Innovator ETFs Trust45782C623EMERGING MKT PWR7,730$24.4 萬<0.1%–
TEMTempus AI, Inc.CL A4,129$24.4 萬<0.1%歷史
WBDWarner Bros. Discovery, Inc.Stock8,266$23.8 萬<0.1%歷史
DKNGDraftKings Inc.Stock6,802$23.4 萬<0.1%歷史
iShares Inc464286525MSCI GBL MIN VOL1,946$23.1 萬<0.1%–
BABAAlibaba Group Holding LtdADR1,557$22.8 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock873$22.8 萬<0.1%歷史
METMetlife IncStock2,888$22.8 萬<0.1%歷史
BIDUBaidu, Inc.ADR1,734$22.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$22.5 萬<0.1%–
CNTACentessa Pharmaceuticals plcSPONSORED ADS9,000$22.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M8,477$22.1 萬<0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE8,375$21.9 萬<0.1%–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,363$21.9 萬<0.1%歷史
SANMSanmina CorpCOM1,460$21.9 萬<0.1%歷史
AJGArthur J. Gallagher & Co.COM836$21.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,161$21.5 萬<0.1%–
Amplify ETF Tr032108649AMPLIFY JUNIOR S7,731$21.4 萬<0.1%–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR4,311$21.3 萬<0.1%–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE8,304$21.3 萬<0.1%–
Ssga Active Tr78470P408STATE STREET US3,405$21.2 萬<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF8,346$21.1 萬<0.1%–
AMPAmeriprise Financial IncCOM430$21.1 萬<0.1%歷史
Fidelity Covington Trust316092857MSCI RL EST ETF7,785$20.9 萬<0.1%–
BTCGrayscale Bitcoin Mini Trust ETFETF5,357$20.7 萬<0.1%歷史
XYLXylem Inc.COM1,538$20.7 萬<0.1%歷史
DHIHorton D R IncCOM1,435$20.7 萬<0.1%歷史
iShares Tr46436E767ESG MSCI USA ETF3,572$20.6 萬<0.1%–
Bitwise Crypto Industry Innovators ETF09175C103ETF10,143$20.2 萬<0.1%–
Fidelity Covington Trust316092113ENHANCED LARGE5,270$20.1 萬<0.1%–
Innovator ETFs Trust45782C565US EQTY ULTRA BU5,275$20.1 萬<0.1%–
LUNRIntuitive Machines, Inc.CLASS A COM10,947$17.8 萬<0.1%歷史