跳到主要內容

Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2026 年第 1 季持倉

持倉截至 2026/3/31,2026/5/4 申報。只含多頭部位,變化是跟 2025 年第 4 季比股數。

機構總覽
持股檔數
1,302
較 2025 年第 4 季 +15
總值
$36.0 億
較 2025 年第 4 季 −$2,249 萬 (−0.6%)
申報日
2026/5/4
SEC
Sigma Planning Corp 在 2026 年第 1 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%+13,050新進–
XRXDWXerox Holdings Corp*W EXP 02/11/20227,445$2,483<0.1%+27,445新進歷史
CUECue Biopharma, Inc.COM38,750$8,909<0.1%−2,300−5.6%減碼歷史
OPKOpko Health, Inc.COM15,807$1.80 萬<0.1%00.0%不變歷史
PLUGPlug Power IncStock13,991$3.16 萬<0.1%−10,692−43.3%減碼歷史
BLDPBallard Power Systems Inc.COM15,104$3.66 萬<0.1%+11+0.1%加碼歷史
OXSQOxford Square Capital Corp.COM21,310$3.77 萬<0.1%+299+1.4%加碼歷史
REIRing Energy, Inc.COM25,605$3.92 萬<0.1%+25,605新進歷史
XRXXerox Holdings CorpCOM NEW31,903$4.12 萬<0.1%−4,441−12.2%減碼歷史
GEVOGevo, Inc.COM PAR17,000$4.64 萬<0.1%+17,000新進歷史
GGBGerdau S.A.SPON ADR REP PFD13,426$4.85 萬<0.1%−3,899−22.5%減碼歷史
BBAIBigBear.ai Holdings, Inc.COM13,900$4.89 萬<0.1%+1,300+10.3%加碼歷史
PCTPureCycle Technologies, Inc.COM10,246$5.32 萬<0.1%+10,246新進歷史
NATNordic American Tankers LtdCOM11,960$7.01 萬<0.1%−10,799−47.4%減碼歷史
BBDBank BradescoSP ADR PFD NEW19,512$7.12 萬<0.1%+35+0.2%加碼歷史
GABGabelli Equity Trust IncCOM13,107$7.34 萬<0.1%+60+0.5%加碼歷史
SBSafe Bulkers, Inc.COM11,675$7.39 萬<0.1%+23+0.2%加碼歷史
ACHRArcher Aviation Inc.Stock14,418$7.45 萬<0.1%+14,418新進歷史
CIKUBS Asset Management Income Fund, Inc.COM31,435$8.05 萬<0.1%00.0%不變歷史
MPTMedical Properties Trust IncCOM17,579$8.14 萬<0.1%−698−3.8%減碼歷史
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$8.19 萬<0.1%+11,200新進歷史
TWITitan International IncCOM12,069$8.34 萬<0.1%00.0%不變歷史
IGRCbre Global Real Estate Income FundCOM20,041$8.80 萬<0.1%+121+0.6%加碼歷史
SERVServe Robotics Inc.COM10,446$8.82 萬<0.1%+300+3.0%加碼歷史
PSECProspect Capital CorpCOM36,568$9.54 萬<0.1%−1,357−3.6%減碼歷史
BCHTBirchtech Corp.COM52,412$9.96 萬<0.1%+52,412新進歷史
CLFCleveland-Cliffs Inc.COM11,969$10.1 萬<0.1%−94−0.8%減碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT10,911$10.3 萬<0.1%+11+0.1%加碼歷史
CLSKCleanspark, Inc.COM NEW12,133$10.3 萬<0.1%−200−1.6%減碼歷史
FLOFlowers Foods IncCOM12,801$10.4 萬<0.1%+1,735+15.7%加碼歷史
NOKNokia CorpSPONSORED ADR13,302$10.7 萬<0.1%−6,567−33.1%減碼歷史
EFTEaton Vance Floating-Rate Income TrustCOM10,062$10.8 萬<0.1%+28+0.3%加碼歷史
MARAMARA Holdings, Inc.COM13,409$10.9 萬<0.1%+1,485+12.5%加碼歷史
NMZNuveen Municipal High Income Opportunity FundCOM10,601$11.0 萬<0.1%+10,601新進歷史
BHVNBiohaven Ltd.COM13,324$11.3 萬<0.1%−289−2.1%減碼歷史
GNLGlobal Net Lease, Inc.COM NEW13,227$12.4 萬<0.1%−1,840−12.2%減碼歷史
RDWRedwire CorpStock15,334$13.0 萬<0.1%−1,745−10.2%減碼歷史
IBRXImmunityBio, Inc.COM17,715$13.6 萬<0.1%+715+4.2%加碼歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM12,400$13.6 萬<0.1%+12,400新進歷史
ODDOddity Tech LtdSHS CL A10,535$14.1 萬<0.1%+3,605+52.0%加碼歷史
AGNTAGNT, Inc.COM23,722$14.2 萬<0.1%+263+1.1%加碼歷史
SCWO374Water Inc.COM52,353$14.9 萬<0.1%+7,000+15.4%加碼歷史
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF12,952$15.1 萬<0.1%+143+1.1%加碼–
EFREaton Vance Senior Floating-Rate TrustCOM14,438$15.2 萬<0.1%+11+0.1%加碼歷史
FLGFlagstar Bank, National AssociationStock11,898$15.7 萬<0.1%−2,158−15.4%減碼歷史
UNGUnited States Natural Gas Fund, LPETF13,642$16.0 萬<0.1%+1,716+14.4%加碼歷史
SSLSasol LtdSPONSORED ADR12,372$16.0 萬<0.1%+12,372新進歷史
BEATHeartBeam, Inc.COM132,550$16.2 萬<0.1%+70,900+115.0%加碼歷史
EVEREverQuote, Inc.COM CL A10,560$16.3 萬<0.1%+1,125+11.9%加碼歷史
RGTIRigetti Computing, Inc.COMMON STOCK12,431$17.5 萬<0.1%−750−5.7%減碼歷史
ABRArbor Realty Trust IncCOM22,941$17.7 萬<0.1%−16,385−41.7%減碼歷史
CIMChimera Investment CorpCOM SHS14,690$18.4 萬<0.1%+501+3.5%加碼歷史
NWLNewell Brands Inc.Stock54,554$18.7 萬<0.1%+6,454+13.4%加碼歷史
JPCNuveen Preferred & Income Opportunities FundCOM24,906$18.8 萬<0.1%−492−1.9%減碼歷史
TSITCW Strategic Income Fund IncCOM41,952$18.8 萬<0.1%00.0%不變歷史
HAFNHafnia LtdCOMMON STOCK25,000$19.0 萬<0.1%−3,800−13.2%減碼歷史
Global X FDS37950E291GLOBX SUPDV US10,100$19.1 萬<0.1%−565−5.3%減碼–
SMRNuscale Power CorpCL A COM17,954$19.5 萬<0.1%+7,087+65.2%加碼歷史
VanEck ETF Trust92189F452MORTGAGE REIT19,288$19.8 萬<0.1%−1,000−4.9%減碼–
Invesco S&P 500 Equal Weight Technology ETF46137V282ETF4,425$20.0 萬<0.1%+4,425新進–
LTCLTC Properties IncREIT5,400$20.1 萬<0.1%+5,400新進歷史
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF931$20.1 萬<0.1%−292−23.9%減碼–
MLMMartin Marietta Materials IncCOM342$20.1 萬<0.1%+8+2.4%加碼歷史
iShares Tr464288752US HOME CONS ETF2,233$20.2 萬<0.1%+41+1.9%加碼–
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,697$20.2 萬<0.1%+117+4.5%加碼–
TMToyota Motor CorpADS987$20.3 萬<0.1%−639−39.3%減碼歷史
Calamos ETF Tr12811T688CALLMOS BIT STRU8,572$20.4 萬<0.1%+8,572新進–
Nushares ETF Tr67092P201NUVEEN ESG LRGCP2,240$20.4 萬<0.1%+9+0.4%加碼–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG9,750$20.4 萬<0.1%00.0%不變–
MSIMotorola Solutions, Inc.Stock470$20.4 萬<0.1%−548−53.8%減碼歷史
TTTrane Technologies plcSHS493$20.5 萬<0.1%−2,968−85.8%減碼歷史
TSCOTractor Supply CoCOM4,548$20.6 萬<0.1%−251−5.2%減碼歷史
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF10,145$20.6 萬<0.1%+408+4.2%加碼–
LANDGladstone Land CorpCOM20,243$20.6 萬<0.1%+2,417+13.6%加碼歷史
Etfis Ser Tr I26923G707VIRTUS NEWFLEET9,081$20.7 萬<0.1%−66−0.7%減碼–
AXONAxon Enterprise, Inc.COM488$20.7 萬<0.1%−180−26.9%減碼歷史
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF4,289$20.7 萬<0.1%−615−12.5%減碼–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,559$20.8 萬<0.1%+2,559新進–
IMOImperial Oil LtdCOM NEW1,588$20.8 萬<0.1%+1,588新進歷史
ONBOld National BancorpStock9,405$20.8 萬<0.1%+5+0.1%加碼歷史
First Tr Exchng Traded FD VI33740F466FT VEST U.S7,926$20.9 萬<0.1%−223−2.7%減碼–
NEANuveen AMT-Free Quality Municipal Income FundCOM18,581$20.9 萬<0.1%+347+1.9%加碼歷史
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$20.9 萬<0.1%+5,779新進–
Invesco Exch Traded FD Tr II46138E511PFD ETF19,239$20.9 萬<0.1%−4,946−20.5%減碼–
PSAPublic StorageCOM773$20.9 萬<0.1%+773新進歷史
WisdomTree Tr97717X578EM EX ST-OWNED5,227$21.0 萬<0.1%−1,153−18.1%減碼–
LNTAlliant Energy CorpStock2,926$21.0 萬<0.1%−1,807−38.2%減碼歷史
iShares Tr46435G425ESG AWR MSCI USA1,496$21.2 萬<0.1%−31−2.0%減碼–
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,242$21.2 萬<0.1%+2,242新進–
HYMCHycroft Mining Holding CorpCL A NEW6,020$21.2 萬<0.1%+6,020新進歷史
EQTEQT CorpStock3,333$21.2 萬<0.1%+3,333新進歷史
IBKRInteractive Brokers Group, Inc.Stock3,172$21.3 萬<0.1%−534−14.4%減碼歷史
SPDR Series Trust78468R887ST STR R2K LOWV1,553$21.3 萬<0.1%+1,553新進–
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF840$21.3 萬<0.1%−14−1.6%減碼–
iShares Tr46434V381FUTU EXPO TE ETF3,140$21.4 萬<0.1%00.0%不變–
CICigna GroupStock805$21.5 萬<0.1%−114−12.4%減碼歷史
iShares Tr464287812US CONSM STAPLES3,070$21.5 萬<0.1%−245−7.4%減碼–
DJTTrump Media & Technology Group Corp.Stock23,204$21.5 萬<0.1%−52−0.2%減碼歷史
DGDollar General CorpCOM1,821$21.6 萬<0.1%−498−21.5%減碼歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN9,701$21.7 萬<0.1%+9,701新進歷史

選擇權(6 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2026 年第 1 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock$22.9 萬$21.4 萬
PLTRPalantir Technologies Inc.Stock$33.3 萬–
CNCCentene CorpStock–$10.8 萬
FFord Motor CoStock–$9.19 萬
XRXXerox Holdings CorpCOM NEW$9,107–
NWLNewell Brands Inc.Stock$2,792–

2025 年第 4 季之後清倉(116 檔)

2025 年第 4 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 116 檔。

Sigma Planning Corp 在 2025 年第 4 季之後清倉的部位
證券類別2025 年第 4 季股數2025 年第 4 季市值2025 年第 4 季佔組合 %紀錄
First Tr Exchng Traded FD VI33740F516FT VEST US EQT98,254$420.4 萬0.1%–
BlackRock ETF Trust09290C871ETF109,921$410.2 萬0.1%–
First Tr Exchng Traded FD VI33740F664FT VEST US EQT83,553$409.3 萬0.1%–
ETF Ser Solutions26922B543LHA RISK MANAGE89,811$222.6 萬0.1%–
First Tr Exchng Traded FD VI33740U752FT VEST NASD ETF78,927$164.7 萬<0.1%–
Innovator ETFs Trust45782C631INTERNATIONAL DV46,093$160.6 萬<0.1%–
TTWOTake Two Interactive Software IncCOM5,828$149.2 萬<0.1%歷史
Invesco Exchange Traded FD T46137V431S&P 500 GARP ETF22,782$129.9 萬<0.1%–
J P Morgan Exchange Traded F46654Q724HEDG EQU LAD ETF18,582$123.4 萬<0.1%–
DLTRDollar Tree, Inc.COM8,293$102.0 萬<0.1%歷史
ILMNIllumina, Inc.COM7,493$98.3 萬<0.1%歷史
Innovator ETFs Trust45782C615GRWT100 PWR BUF15,961$92.3 萬<0.1%–
MLYSMineralys Therapeutics, Inc.COM24,000$87.1 萬<0.1%歷史
RMBSRambus IncCOM9,460$87.1 萬<0.1%歷史
RBARB Global Inc.COM8,416$86.6 萬<0.1%歷史
IDXXIDEXX Laboratories IncCOM1,269$85.9 萬<0.1%歷史
PTCTPTC Therapeutics, Inc.COM10,010$76.0 萬<0.1%歷史
ECGEverus Construction Group, Inc.Stock8,640$73.9 萬<0.1%歷史
EFCEllington Financial Inc.COM52,146$70.8 萬<0.1%歷史
NTRANatera, Inc.COM3,056$70.0 萬<0.1%歷史
PVLAPalvella Therapeutics, Inc.COM6,500$68.0 萬<0.1%歷史
KMTSKestra Medical Technologies, Ltd.SHS25,250$67.0 萬<0.1%歷史
RAPTRAPT Therapeutics, Inc.COM NEW19,000$64.4 萬<0.1%歷史
FNVFranco Nevada CorpStock1,591$59.9 萬<0.1%歷史
STESTERIS plcSHS USD2,232$56.6 萬<0.1%歷史
First Tr Exchange Traded FD33734X770DJ INTL INTRNT16,040$54.4 萬<0.1%–
ADPTAdaptive Biotechnologies CorpCOM32,550$52.9 萬<0.1%歷史
Dimensional ETF Trust25434V872CORE FIXE IN ETF12,180$51.8 萬<0.1%–
ZSZscaler, Inc.Stock2,130$47.9 萬<0.1%歷史
IRIngersoll Rand Inc.COM6,020$47.7 萬<0.1%歷史
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,075$46.0 萬<0.1%–
EXEExpand Energy CorpCOM4,105$45.3 萬<0.1%歷史
APGAPi Group CorpCOM STK6,206$43.6 萬<0.1%歷史
RBB FD Inc74933W643MOTLEY FOOL CAPI38,105$41.6 萬<0.1%–
BBNXBeta Bionics, Inc.COM13,500$41.1 萬<0.1%歷史
BLLNBillionToOne, Inc.CL A5,000$40.9 萬<0.1%歷史
CCSCentury Communities, Inc.COM6,525$38.7 萬<0.1%歷史
AUAngloGold Ashanti PLCCOM SHS4,463$38.1 萬<0.1%歷史
NKTRNektar TherapeuticsCOM NEW9,000$38.1 萬<0.1%歷史
AESAES CorpStock26,514$38.0 萬<0.1%歷史
COLLCollegium Pharmaceutical, IncCOM8,000$37.0 萬<0.1%歷史
MEDPMedpace Holdings, Inc.COM659$37.0 萬<0.1%歷史
Profesionally Managed Portfo74316P579AKRE FOCUS ETF5,501$36.0 萬<0.1%–
QQnity Electronics, Inc.COMMON STOCK4,210$34.4 萬<0.1%歷史
Vanguard S&P 500 Value ETF921932703ETF1,646$33.7 萬<0.1%–
DMRADamora Therapeutics, Inc.COM NEW14,500$33.4 萬<0.1%歷史
J P Morgan Exchange-Traded F46641Q738BETBULD MSCI3,562$33.0 萬<0.1%–
DYDycom Industries IncCOM943$31.9 萬<0.1%歷史
ONCBeOne Medicines Ltd.ADR1,005$30.5 萬<0.1%歷史
OMCOmnicom Group Inc.COM3,643$29.4 萬<0.1%歷史
iShares Tr46428951110+ YR INVST GRD5,714$28.8 萬<0.1%–
Victory Portfolios II92647N550VCTRYSHS INTL MO4,431$28.8 萬<0.1%–
SPDR Series Trust78464A284ST NUVE HIGH ETF11,511$28.7 萬<0.1%–
New Gold Inc Cda644535106COM32,410$28.2 萬<0.1%–
iShares Inc46434G855MSCI GBL GOLD MN3,990$28.1 萬<0.1%–
AXGNAxogen, Inc.COM8,562$28.0 萬<0.1%歷史
RIGLRigel Pharmaceuticals IncCOM6,533$28.0 萬<0.1%歷史
ALLEAllegion plcORD SHS1,754$27.9 萬<0.1%歷史
Northern LTS FD Tr III66538R730HCM DEFEN 5004,437$27.5 萬<0.1%–
State Street SPDR S&P Regional Banking ETF78464A698ETF4,208$27.3 萬<0.1%–
iShares Inc464286319EM MKTS DIV ETF8,620$26.9 萬<0.1%–
Cyberark Software LtdM2682V108SHS598$26.7 萬<0.1%–
WisdomTree Tr97717Y527FLOATNG RAT TREA5,243$26.4 萬<0.1%–
WABWestinghouse Air Brake Technologies CorpStock1,220$26.0 萬<0.1%歷史
EXELExelixis, Inc.COM5,932$26.0 萬<0.1%歷史
EXRExtra Space Storage Inc.COM1,958$25.5 萬<0.1%歷史
CASHPathward Financial, Inc.COM3,536$25.1 萬<0.1%歷史
SGISomnigroup International Inc.COM2,789$24.9 萬<0.1%歷史
Innovator ETFs Trust45782C623EMERGING MKT PWR7,730$24.4 萬<0.1%–
TEMTempus AI, Inc.CL A4,129$24.4 萬<0.1%歷史
WBDWarner Bros. Discovery, Inc.Stock8,266$23.8 萬<0.1%歷史
DKNGDraftKings Inc.Stock6,802$23.4 萬<0.1%歷史
iShares Inc464286525MSCI GBL MIN VOL1,946$23.1 萬<0.1%–
BABAAlibaba Group Holding LtdADR1,557$22.8 萬<0.1%歷史
FSLRFirst Solar, Inc.Stock873$22.8 萬<0.1%歷史
METMetlife IncStock2,888$22.8 萬<0.1%歷史
BIDUBaidu, Inc.ADR1,734$22.7 萬<0.1%歷史
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$22.5 萬<0.1%–
CNTACentessa Pharmaceuticals plcSPONSORED ADS9,000$22.5 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M8,477$22.1 萬<0.1%–
First Tr Exchng Traded FD VI33740F656FT VEST INTE8,375$21.9 萬<0.1%–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,363$21.9 萬<0.1%歷史
SANMSanmina CorpCOM1,460$21.9 萬<0.1%歷史
AJGArthur J. Gallagher & Co.COM836$21.6 萬<0.1%歷史
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,161$21.5 萬<0.1%–
Amplify ETF Tr032108649AMPLIFY JUNIOR S7,731$21.4 萬<0.1%–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR4,311$21.3 萬<0.1%–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE8,304$21.3 萬<0.1%–
Ssga Active Tr78470P408STATE STREET US3,405$21.2 萬<0.1%–
SPDR Series Trust78468R408ST TERM HIGH ETF8,346$21.1 萬<0.1%–
AMPAmeriprise Financial IncCOM430$21.1 萬<0.1%歷史
Fidelity Covington Trust316092857MSCI RL EST ETF7,785$20.9 萬<0.1%–
BTCGrayscale Bitcoin Mini Trust ETFETF5,357$20.7 萬<0.1%歷史
XYLXylem Inc.COM1,538$20.7 萬<0.1%歷史
DHIHorton D R IncCOM1,435$20.7 萬<0.1%歷史
iShares Tr46436E767ESG MSCI USA ETF3,572$20.6 萬<0.1%–
Bitwise Crypto Industry Innovators ETF09175C103ETF10,143$20.2 萬<0.1%–
Fidelity Covington Trust316092113ENHANCED LARGE5,270$20.1 萬<0.1%–
Innovator ETFs Trust45782C565US EQTY ULTRA BU5,275$20.1 萬<0.1%–
LUNRIntuitive Machines, Inc.CLASS A COM10,947$17.8 萬<0.1%歷史