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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2026 年第 2 季持倉

持倉截至 2026/6/30,2026/8/7 申報。只含多頭部位,變化是跟 2026 年第 1 季比股數。

機構總覽
持股檔數
1,394
較 2026 年第 1 季 +92
總值
$39.7 億
較 2026 年第 1 季 +$3.71 億 (+10.3%)
申報日
2026/8/7
SEC
Sigma Planning Corp 在 2026 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF282,773$2.12 億5.3%−15,878−5.3%減碼–
AAPLApple Inc.Stock579,763$1.68 億4.2%−32,101−5.2%減碼歷史
NVDANVIDIA CorpStock552,864$1.11 億2.8%−86,838−13.6%減碼歷史
Invesco QQQ Trust Series I46090E103ETF115,727$8,522 萬2.1%+10,098+9.6%加碼–
AMZNAmazon Com IncStock298,285$7,109 萬1.8%−50,984−14.6%減碼歷史
SPYSPDR S&P 500 ETF TrustETF80,585$6,019 萬1.5%−5,446−6.3%減碼歷史
iShares S&P 500 Growth ETF464287309ETF427,683$5,882 萬1.5%−4,663−1.1%減碼–
iShares Core Dividend Growth ETF46434V621ETF721,444$5,468 萬1.4%+750.0%加碼–
MSFTMicrosoft CorpStock134,286$5,009 萬1.3%−775−0.6%減碼歷史
Vanguard S&P 500 ETF922908363ETF71,642$4,920 萬1.2%−8,607−10.7%減碼–
GOOGAlphabet Inc.Stock136,886$4,837 萬1.2%−549−0.4%減碼歷史
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF335,905$3,664 萬0.9%−5,403−1.6%減碼–
Schwab U.S. Large-Cap Growth ETF808524300ETF965,245$3,266 萬0.8%+21,815+2.3%加碼–
GOOGLAlphabet Inc.Stock85,938$3,071 萬0.8%+7,047+8.9%加碼歷史
Schwab US Dividend Equity ETF808524797ETF924,059$2,930 萬0.7%+54,192+6.2%加碼–
MUMicron Technology IncStock25,156$2,904 萬0.7%−6,457−20.4%減碼歷史
CATCaterpillar IncStock25,189$2,682 萬0.7%+2,733+12.2%加碼歷史
iShares Tr4642874571 3 YR TREAS BD320,294$2,630 萬0.7%+17,006+5.6%加碼–
Vanguard Morningstar Total Stock Market ETF922908769ETF68,433$2,532 萬0.6%+11,288+19.8%加碼–
AVGOBroadcom Inc.Stock64,110$2,422 萬0.6%−13,263−17.1%減碼歷史
Capital Group Dividend Value14020W106SHS CREAT UNIT464,598$2,290 萬0.6%+52,770+12.8%加碼–
AMDAdvanced Micro Devices IncStock38,503$2,237 萬0.6%−1,154−2.9%減碼歷史
iShares S&P 500 Value ETF464287408ETF96,026$2,180 萬0.5%−11,893−11.0%減碼–
iShares Core S&P Mid-Cap ETF464287507ETF279,409$2,155 萬0.5%−73,953−20.9%減碼–
BRK.BBerkshire Hathaway IncStock42,467$2,125 萬0.5%+2,634+6.6%加碼歷史
First Trust Rising Dividend Achievers ETF33738R506ETF252,822$2,049 萬0.5%−6,230−2.4%減碼–
METAMeta Platforms, Inc.Stock36,147$2,036 萬0.5%−3,232−8.2%減碼歷史
iShares Core S&P Small Cap ETF464287804ETF135,003$2,002 萬0.5%−39,254−22.5%減碼–
JPMJPMorgan Chase & CoStock54,714$1,791 萬0.5%+181+0.3%加碼歷史
LLYEli Lilly & CoStock14,696$1,763 萬0.4%−3,624−19.8%減碼歷史
CRWDCrowdStrike Holdings, Inc.Stock22,848$1,744 萬0.4%+3,878+20.4%加碼歷史
TSLATesla, Inc.Stock40,640$1,709 萬0.4%−1,401−3.3%減碼歷史
IAUiShares Gold TrustETF220,618$1,666 萬0.4%−5,229−2.3%減碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF86,544$1,649 萬0.4%−10,466−10.8%減碼–
GLDSPDR Gold TrustETF44,071$1,623 萬0.4%−2,546−5.5%減碼歷史
VanEck Semiconductor ETF92189F676ETF24,678$1,619 萬0.4%+274+1.1%加碼–
JNJJohnson & JohnsonStock62,029$1,575 萬0.4%+5,738+10.2%加碼歷史
Vanguard Morningstar Value ETF922908744ETF70,802$1,543 萬0.4%−1,413−2.0%減碼–
iShares Tr464288448INTL SEL DIV ETF368,931$1,528 萬0.4%+4,179+1.1%加碼–
Schwab U.S. Large-Cap ETF808524201ETF507,745$1,494 萬0.4%−15,203−2.9%減碼–
COSTCostco Wholesale CorpStock15,730$1,471 萬0.4%+892+6.0%加碼歷史
iShares Tr46429B655FLTG RATE NT ETF286,822$1,464 萬0.4%−21,982−7.1%減碼–
Pacer US Cash Cows 100 ETF69374H881ETF229,879$1,430 萬0.4%−6,429−2.7%減碼–
ABBVAbbVie Inc.Stock55,986$1,409 萬0.4%−840−1.5%減碼歷史
CVXChevron CorpStock82,993$1,376 萬0.3%+6,998+9.2%加碼歷史
First Tr Exchange Traded FD33741X102SMID RISNG ETF318,247$1,373 萬0.3%+17,549+5.8%加碼–
WMTWalmart Inc.Stock117,735$1,333 萬0.3%+1,555+1.3%加碼歷史
iShares Tr464288307MRGSTR MD CP GRW130,983$1,288 萬0.3%+1,096+0.8%加碼–
iShares Tr464288646ISHS 1-5YR INVS244,321$1,280 萬0.3%+5,210+2.2%加碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF345,093$1,261 萬0.3%−4,635−1.3%減碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT58,565$1,246 萬0.3%−639−1.1%減碼–
HDHome Depot, Inc.Stock35,150$1,240 萬0.3%−479−1.3%減碼歷史
Vanguard Morningstar Small-Cap ETF922908751ETF40,643$1,232 萬0.3%+6,391+18.7%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF148,820$1,199 萬0.3%+33,720+29.3%加碼依 4 比 1 拆股換算–
VVisa Inc.Stock34,832$1,195 萬0.3%+1,706+5.2%加碼歷史
Invesco Nasdaq 100 ETF46138G649ETF39,037$1,183 萬0.3%+25,067+179.4%加碼–
Vanguard Ftse Developed Markets ETF921943858ETF165,795$1,181 萬0.3%−18,435−10.0%減碼–
IBMInternational Business Machines CorpStock41,417$1,165 萬0.3%−1,260−3.0%減碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF148,697$1,141 萬0.3%+10,366+7.5%加碼–
iShares Core S&P US Value ETF464287663ETF102,816$1,133 萬0.3%+1,976+2.0%加碼–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF183,824$1,130 萬0.3%+109,265+146.5%加碼–
Vanguard Information Technology ETF92204A702ETF93,680$1,120 萬0.3%+4,176+4.7%加碼依 8 比 1 拆股換算–
iShares Tr464288638ISHS 5-10YR INVT209,320$1,113 萬0.3%+7,826+3.9%加碼–
XOMExxonMobil Holdings CorpCOM80,117$1,095 萬0.3%−4,705−5.5%減碼歷史
Vanguard Dividend Appreciation ETF921908844ETF45,434$1,075 萬0.3%−4,045−8.2%減碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF105,579$1,045 萬0.3%−82,140−43.8%減碼–
Vanguard Morningstar Growth ETF922908736ETF120,138$1,035 萬0.3%+8,202+7.3%加碼依 6 比 1 拆股換算–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF199,125$1,021 萬0.3%+4,239+2.2%加碼–
TSMTaiwan Semiconductor Manufacturing Co LtdADR21,225$1,014 萬0.3%−6,227−22.7%減碼歷史
NEENextera Energy IncStock113,356$994.9 萬0.3%+2,745+2.5%加碼歷史
iShares MSCI USA Quality Factor ETF46432F339ETF44,442$975.2 萬0.2%−4,374−9.0%減碼–
American Centy ETF Tr025072877US SML CP VALU76,915$959.6 萬0.2%+46,494+152.8%加碼–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM58,369$942.9 萬0.2%+2,524+4.5%加碼–
PLTRPalantir Technologies Inc.Stock78,226$912.7 萬0.2%−10,749−12.1%減碼歷史
iShares S&P Small-Cap 600 Growth ETF464287887ETF50,908$909.2 萬0.2%−971−1.9%減碼–
First Tr Exchange Traded FD33738R704RBA INDL ETF67,384$897.9 萬0.2%+10,108+17.6%加碼–
iShares Core MSCI Eafe ETF46432F842ETF91,857$887.2 萬0.2%−46,963−33.8%減碼–
GSGoldman Sachs Group IncStock8,745$884.4 萬0.2%−18−0.2%減碼歷史
Pinnacle Focused Opportuniti88634T519ETP196,946$883.0 萬0.2%+1,505+0.8%加碼–
AMATApplied Materials IncStock12,058$871.8 萬0.2%−1,823−13.1%減碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD109,942$868.9 萬0.2%+3,146+2.9%加碼–
Fidelity MSCI Information Technology Index ETF316092808ETF30,272$864.5 萬0.2%−2,330−7.1%減碼–
LRCXLam Research CorpStock19,859$860.5 萬0.2%−2,114−9.6%減碼歷史
PGProcter & Gamble CoStock58,305$855.0 萬0.2%+676+1.2%加碼歷史
State Street Industrial Select Sector SPDR ETF81369Y704ETF46,079$853.5 萬0.2%+5,034+12.3%加碼–
WMWaste Management IncStock38,200$851.4 萬0.2%−1,617−4.1%減碼歷史
SLViShares Silver TrustETF158,908$849.7 萬0.2%−1,863−1.2%減碼歷史
Fidelity Comwlth Tr315912808NASDAQ COMPSIT81,887$845.2 萬0.2%+926+1.1%加碼–
State Street Energy Select Sector SPDR ETF81369Y506ETF157,801$838.1 萬0.2%+22,979+17.0%加碼–
State Street Utilities Select Sector SPDR ETF81369Y886ETF184,324$835.7 萬0.2%−4,628−2.4%減碼–
Capital Group Growth ETF14020G101SHS CREAT UNIT175,411$828.0 萬0.2%+17,078+10.8%加碼–
Schwab Strategic Tr808524789FUNDAMENTAL US B264,893$806.9 萬0.2%+264,893新進–
Pacer FDS Tr69374H568SWAN SOS FD OF235,149$806.8 萬0.2%−3,145−1.3%減碼–
iShares Tr464287572GLOBAL 100 ETF58,948$805.2 萬0.2%−1,054−1.8%減碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF175,486$798.4 萬0.2%+4,834+2.8%加碼–
Innovator ETFs Trust45783Y442U S EQ 10 BUFFER235,381$797.2 萬0.2%+22,521+10.6%加碼–
VZVerizon Communications IncStock187,124$792.3 萬0.2%−4,569−2.4%減碼歷史
First Tr Exchange Traded FD33738R118NASD TECH DIV68,710$789.3 萬0.2%+9,886+16.8%加碼–
iShares S&P Small-Cap 600 Value ETF464287879ETF57,619$787.5 萬0.2%+1,144+2.0%加碼–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF87,095$782.6 萬0.2%+10,115+13.1%加碼–

選擇權(9 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2026 年第 2 季的選擇權部位
證券類別賣權買權
CNCCentene CorpStock–$60.4 萬
NVDANVIDIA CorpStock$7.64 萬$30.5 萬
MUMicron Technology IncStock–$26.2 萬
PLTRPalantir Technologies Inc.Stock$23.6 萬–
SPYSPDR S&P 500 ETF TrustETF$18.3 萬–
FFord Motor CoStock–$18.1 萬
WFCWells Fargo & CompanyStock–$17.3 萬
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$5.25 萬
XRXXerox Holdings CorpCOM NEW$1,295–

2026 年第 1 季之後清倉(87 檔)

2026 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2026 年第 1 季之後清倉的部位
證券類別2026 年第 1 季股數2026 年第 1 季市值2026 年第 1 季佔組合 %紀錄
HONHoneywell International IncCOM29,391$664.3 萬0.2%歷史
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$190.8 萬0.1%–
FSLYFastly, Inc.CL A65,057$189.1 萬0.1%歷史
CBOECboe Global Markets, Inc.COM6,073$170.7 萬<0.1%歷史
TDWTidewater IncCOM20,416$170.6 萬<0.1%歷史
REGNRegeneron Pharmaceuticals, Inc.COM2,012$155.5 萬<0.1%歷史
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$142.5 萬<0.1%–
RGLDRoyal Gold IncStock5,396$137.3 萬<0.1%歷史
HALOHalozyme Therapeutics, Inc.COM20,592$133.1 萬<0.1%歷史
iShares Tr46435G847MSCI ACWI EXUS32,340$132.2 萬<0.1%–
MRNAModerna, Inc.Stock25,705$130.6 萬<0.1%歷史
CENXCentury Aluminum CoCOM22,158$130.0 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$129.0 萬<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$125.4 萬<0.1%歷史
ESTAEstablishment Labs Holdings Inc.COM20,424$116.0 萬<0.1%歷史
Global X FDS37960A651SUPERDVDND REIT50,709$107.5 萬<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$97.9 萬<0.1%–
AGIAlamos Gold IncStock21,994$97.7 萬<0.1%歷史
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$97.3 萬<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$95.3 萬<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$95.0 萬<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$89.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$89.5 萬<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$88.1 萬<0.1%–
SFLSFL Corp Ltd.SHS79,636$85.9 萬<0.1%歷史
AUGOAura Minerals Inc.SHS10,310$84.1 萬<0.1%歷史
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$76.5 萬<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$73.7 萬<0.1%–
UIUbiquiti Inc.COM930$73.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$72.9 萬<0.1%–
BWXTBWX Technologies, Inc.COM3,219$65.8 萬<0.1%歷史
HMYHarmony Gold Mining Co LtdADR42,775$65.7 萬<0.1%歷史
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$59.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$59.0 萬<0.1%–
Orla MNG Ltd New68634K106COM36,250$58.5 萬<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$58.2 萬<0.1%歷史
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$55.0 萬<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$51.1 萬<0.1%歷史
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$46.1 萬<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$44.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$40.3 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$38.4 萬<0.1%–
ALGNAlign Technology IncCOM2,139$36.7 萬<0.1%歷史
LQDTLiquidity Services IncCOM11,700$35.8 萬<0.1%歷史
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$34.1 萬<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$33.1 萬<0.1%歷史
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$30.3 萬<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$30.2 萬<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$29.9 萬<0.1%歷史
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$29.5 萬<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$29.4 萬<0.1%歷史
PSIXPower Solutions International, Inc.Stock4,780$29.1 萬<0.1%歷史
INTUIntuit Inc.Stock648$28.0 萬<0.1%歷史
IOTSamsara Inc.Stock7,993$25.3 萬<0.1%歷史
APOApollo Global Management, Inc.COM2,268$25.3 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$25.3 萬<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$24.4 萬<0.1%歷史
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$24.3 萬<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$24.1 萬<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$23.5 萬<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$23.2 萬<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$23.2 萬<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$22.8 萬<0.1%–
SAMBoston Beer Co IncCL A975$22.5 萬<0.1%歷史
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$22.2 萬<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$21.9 萬<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$21.7 萬<0.1%–
DGDollar General CorpCOM1,821$21.6 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock23,204$21.5 萬<0.1%歷史
EQTEQT CorpStock3,333$21.2 萬<0.1%歷史
HYMCHycroft Mining Holding CorpCL A NEW6,020$21.2 萬<0.1%歷史
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$20.9 萬<0.1%–
IMOImperial Oil LtdCOM NEW1,588$20.8 萬<0.1%歷史
TSCOTractor Supply CoCOM4,548$20.6 萬<0.1%歷史
TMToyota Motor CorpADS987$20.3 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM342$20.1 萬<0.1%歷史
Global X FDS37950E291GLOBX SUPDV US10,100$19.1 萬<0.1%–
EVEREverQuote, Inc.COM CL A10,560$16.3 萬<0.1%歷史
SSLSasol LtdSPONSORED ADR12,372$16.0 萬<0.1%歷史
FLGFlagstar Bank, National AssociationStock11,898$15.7 萬<0.1%歷史
AGNTAGNT, Inc.COM23,722$14.2 萬<0.1%歷史
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$8.19 萬<0.1%歷史
GABGabelli Equity Trust IncCOM13,107$7.34 萬<0.1%歷史
BBAIBigBear.ai Holdings, Inc.COM13,900$4.89 萬<0.1%歷史
REIRing Energy, Inc.COM25,605$3.92 萬<0.1%歷史
CUECue Biopharma, Inc.COM38,750$8,909<0.1%歷史
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–