Skip to main content

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2026

Holdings as of Jun 30, 2026, filed Aug 7, 2026. Long positions only; changes compare share counts with Q1 2026.

Institution overview
Positions
1,394
+92 vs. Q1 2026
Portfolio value
$3.97B
+$371.1M (+10.3%) vs. Q1 2026
Filed
Aug 7, 2026
SEC
Holdings of Sigma Planning Corp in Q2 2026
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF282,773$211.8M5.3%−15,878−5.3%Reduced–
AAPLApple Inc.Stock579,763$167.8M4.2%−32,101−5.2%ReducedHistory
NVDANVIDIA CorpStock552,864$110.6M2.8%−86,838−13.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF115,727$85.2M2.1%+10,098+9.6%Added–
AMZNAmazon Com IncStock298,285$71.1M1.8%−50,984−14.6%ReducedHistory
SPYSPDR S&P 500 ETF TrustETF80,585$60.2M1.5%−5,446−6.3%ReducedHistory
iShares S&P 500 Growth ETF464287309ETF427,683$58.8M1.5%−4,663−1.1%Reduced–
iShares Core Dividend Growth ETF46434V621ETF721,444$54.7M1.4%+750.0%Added–
MSFTMicrosoft CorpStock134,286$50.1M1.3%−775−0.6%ReducedHistory
Vanguard S&P 500 ETF922908363ETF71,642$49.2M1.2%−8,607−10.7%Reduced–
GOOGAlphabet Inc.Stock136,886$48.4M1.2%−549−0.4%ReducedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF335,905$36.6M0.9%−5,403−1.6%Reduced–
Schwab U.S. Large-Cap Growth ETF808524300ETF965,245$32.7M0.8%+21,815+2.3%Added–
GOOGLAlphabet Inc.Stock85,938$30.7M0.8%+7,047+8.9%AddedHistory
Schwab US Dividend Equity ETF808524797ETF924,059$29.3M0.7%+54,192+6.2%Added–
MUMicron Technology IncStock25,156$29.0M0.7%−6,457−20.4%ReducedHistory
CATCaterpillar IncStock25,189$26.8M0.7%+2,733+12.2%AddedHistory
iShares Tr4642874571 3 YR TREAS BD320,294$26.3M0.7%+17,006+5.6%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF68,433$25.3M0.6%+11,288+19.8%Added–
AVGOBroadcom Inc.Stock64,110$24.2M0.6%−13,263−17.1%ReducedHistory
Capital Group Dividend Value14020W106SHS CREAT UNIT464,598$22.9M0.6%+52,770+12.8%Added–
AMDAdvanced Micro Devices IncStock38,503$22.4M0.6%−1,154−2.9%ReducedHistory
iShares S&P 500 Value ETF464287408ETF96,026$21.8M0.5%−11,893−11.0%Reduced–
iShares Core S&P Mid-Cap ETF464287507ETF279,409$21.5M0.5%−73,953−20.9%Reduced–
BRK.BBerkshire Hathaway IncStock42,467$21.2M0.5%+2,634+6.6%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF252,822$20.5M0.5%−6,230−2.4%Reduced–
METAMeta Platforms, Inc.Stock36,147$20.4M0.5%−3,232−8.2%ReducedHistory
iShares Core S&P Small Cap ETF464287804ETF135,003$20.0M0.5%−39,254−22.5%Reduced–
JPMJPMorgan Chase & CoStock54,714$17.9M0.5%+181+0.3%AddedHistory
LLYEli Lilly & CoStock14,696$17.6M0.4%−3,624−19.8%ReducedHistory
CRWDCrowdStrike Holdings, Inc.Stock22,848$17.4M0.4%+3,878+20.4%AddedHistory
TSLATesla, Inc.Stock40,640$17.1M0.4%−1,401−3.3%ReducedHistory
IAUiShares Gold TrustETF220,618$16.7M0.4%−5,229−2.3%ReducedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF86,544$16.5M0.4%−10,466−10.8%Reduced–
GLDSPDR Gold TrustETF44,071$16.2M0.4%−2,546−5.5%ReducedHistory
VanEck Semiconductor ETF92189F676ETF24,678$16.2M0.4%+274+1.1%Added–
JNJJohnson & JohnsonStock62,029$15.8M0.4%+5,738+10.2%AddedHistory
Vanguard Morningstar Value ETF922908744ETF70,802$15.4M0.4%−1,413−2.0%Reduced–
iShares Tr464288448INTL SEL DIV ETF368,931$15.3M0.4%+4,179+1.1%Added–
Schwab U.S. Large-Cap ETF808524201ETF507,745$14.9M0.4%−15,203−2.9%Reduced–
COSTCostco Wholesale CorpStock15,730$14.7M0.4%+892+6.0%AddedHistory
iShares Tr46429B655FLTG RATE NT ETF286,822$14.6M0.4%−21,982−7.1%Reduced–
Pacer US Cash Cows 100 ETF69374H881ETF229,879$14.3M0.4%−6,429−2.7%Reduced–
ABBVAbbVie Inc.Stock55,986$14.1M0.4%−840−1.5%ReducedHistory
CVXChevron CorpStock82,993$13.8M0.3%+6,998+9.2%AddedHistory
First Tr Exchange Traded FD33741X102SMID RISNG ETF318,247$13.7M0.3%+17,549+5.8%Added–
WMTWalmart Inc.Stock117,735$13.3M0.3%+1,555+1.3%AddedHistory
iShares Tr464288307MRGSTR MD CP GRW130,983$12.9M0.3%+1,096+0.8%Added–
iShares Tr464288646ISHS 1-5YR INVS244,321$12.8M0.3%+5,210+2.2%Added–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF345,093$12.6M0.3%−4,635−1.3%Reduced–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT58,565$12.5M0.3%−639−1.1%Reduced–
HDHome Depot, Inc.Stock35,150$12.4M0.3%−479−1.3%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF40,643$12.3M0.3%+6,391+18.7%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF148,820$12.0M0.3%+33,720+29.3%AddedConverted for a 4-for-1 split–
VVisa Inc.Stock34,832$12.0M0.3%+1,706+5.2%AddedHistory
Invesco Nasdaq 100 ETF46138G649ETF39,037$11.8M0.3%+25,067+179.4%Added–
Vanguard Ftse Developed Markets ETF921943858ETF165,795$11.8M0.3%−18,435−10.0%Reduced–
IBMInternational Business Machines CorpStock41,417$11.6M0.3%−1,260−3.0%ReducedHistory
Vanguard Intermediate-Term Bond ETF921937819ETF148,697$11.4M0.3%+10,366+7.5%Added–
iShares Core S&P US Value ETF464287663ETF102,816$11.3M0.3%+1,976+2.0%Added–
JPMorgan Nasdaq Equity Premium Income ETF46654Q203ETF183,824$11.3M0.3%+109,265+146.5%Added–
Vanguard Information Technology ETF92204A702ETF93,680$11.2M0.3%+4,176+4.7%AddedConverted for a 8-for-1 split–
iShares Tr464288638ISHS 5-10YR INVT209,320$11.1M0.3%+7,826+3.9%Added–
XOMExxonMobil Holdings CorpCOM80,117$11.0M0.3%−4,705−5.5%ReducedHistory
Vanguard Dividend Appreciation ETF921908844ETF45,434$10.8M0.3%−4,045−8.2%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF105,579$10.5M0.3%−82,140−43.8%Reduced–
Vanguard Morningstar Growth ETF922908736ETF120,138$10.3M0.3%+8,202+7.3%AddedConverted for a 6-for-1 split–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF199,125$10.2M0.3%+4,239+2.2%Added–
TSMTaiwan Semiconductor Manufacturing Co LtdADR21,225$10.1M0.3%−6,227−22.7%ReducedHistory
NEENextera Energy IncStock113,356$9.95M0.3%+2,745+2.5%AddedHistory
iShares MSCI USA Quality Factor ETF46432F339ETF44,442$9.75M0.2%−4,374−9.0%Reduced–
American Centy ETF Tr025072877US SML CP VALU76,915$9.60M0.2%+46,494+152.8%Added–
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM58,369$9.43M0.2%+2,524+4.5%Added–
PLTRPalantir Technologies Inc.Stock78,226$9.13M0.2%−10,749−12.1%ReducedHistory
iShares S&P Small-Cap 600 Growth ETF464287887ETF50,908$9.09M0.2%−971−1.9%Reduced–
First Tr Exchange Traded FD33738R704RBA INDL ETF67,384$8.98M0.2%+10,108+17.6%Added–
iShares Core MSCI Eafe ETF46432F842ETF91,857$8.87M0.2%−46,963−33.8%Reduced–
GSGoldman Sachs Group IncStock8,745$8.84M0.2%−18−0.2%ReducedHistory
Pinnacle Focused Opportuniti88634T519ETP196,946$8.83M0.2%+1,505+0.8%Added–
AMATApplied Materials IncStock12,058$8.72M0.2%−1,823−13.1%ReducedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD109,942$8.69M0.2%+3,146+2.9%Added–
Fidelity MSCI Information Technology Index ETF316092808ETF30,272$8.65M0.2%−2,330−7.1%Reduced–
LRCXLam Research CorpStock19,859$8.61M0.2%−2,114−9.6%ReducedHistory
PGProcter & Gamble CoStock58,305$8.55M0.2%+676+1.2%AddedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF46,079$8.54M0.2%+5,034+12.3%Added–
WMWaste Management IncStock38,200$8.51M0.2%−1,617−4.1%ReducedHistory
SLViShares Silver TrustETF158,908$8.50M0.2%−1,863−1.2%ReducedHistory
Fidelity Comwlth Tr315912808NASDAQ COMPSIT81,887$8.45M0.2%+926+1.1%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF157,801$8.38M0.2%+22,979+17.0%Added–
State Street Utilities Select Sector SPDR ETF81369Y886ETF184,324$8.36M0.2%−4,628−2.4%Reduced–
Capital Group Growth ETF14020G101SHS CREAT UNIT175,411$8.28M0.2%+17,078+10.8%Added–
Schwab Strategic Tr808524789FUNDAMENTAL US B264,893$8.07M0.2%+264,893New–
Pacer FDS Tr69374H568SWAN SOS FD OF235,149$8.07M0.2%−3,145−1.3%Reduced–
iShares Tr464287572GLOBAL 100 ETF58,948$8.05M0.2%−1,054−1.8%Reduced–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF175,486$7.98M0.2%+4,834+2.8%Added–
Innovator ETFs Trust45783Y442U S EQ 10 BUFFER235,381$7.97M0.2%+22,521+10.6%Added–
VZVerizon Communications IncStock187,124$7.92M0.2%−4,569−2.4%ReducedHistory
First Tr Exchange Traded FD33738R118NASD TECH DIV68,710$7.89M0.2%+9,886+16.8%Added–
iShares S&P Small-Cap 600 Value ETF464287879ETF57,619$7.88M0.2%+1,144+2.0%Added–
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF87,095$7.83M0.2%+10,115+13.1%Added–

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2026
SecurityClassPutsCalls
CNCCentene CorpStock–$604.0K
NVDANVIDIA CorpStock$76.4K$304.9K
MUMicron Technology IncStock–$261.6K
PLTRPalantir Technologies Inc.Stock$235.6K–
SPYSPDR S&P 500 ETF TrustETF$182.9K–
FFord Motor CoStock–$181.4K
WFCWells Fargo & CompanyStock–$173.0K
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$52.5K
XRXXerox Holdings CorpCOM NEW$1.29K–

Sold out since Q1 2026 (87)

Positions held at the end of Q1 2026 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2026
SecurityClassShares in Q1 2026Value in Q1 2026% of portfolio in Q1 2026History
HONHoneywell International IncCOM29,391$6.64M0.2%History
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$1.91M0.1%–
FSLYFastly, Inc.CL A65,057$1.89M0.1%History
CBOECboe Global Markets, Inc.COM6,073$1.71M<0.1%History
TDWTidewater IncCOM20,416$1.71M<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM2,012$1.55M<0.1%History
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$1.43M<0.1%–
RGLDRoyal Gold IncStock5,396$1.37M<0.1%History
HALOHalozyme Therapeutics, Inc.COM20,592$1.33M<0.1%History
iShares Tr46435G847MSCI ACWI EXUS32,340$1.32M<0.1%–
MRNAModerna, Inc.Stock25,705$1.31M<0.1%History
CENXCentury Aluminum CoCOM22,158$1.30M<0.1%History
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$1.29M<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$1.25M<0.1%History
ESTAEstablishment Labs Holdings Inc.COM20,424$1.16M<0.1%History
Global X FDS37960A651SUPERDVDND REIT50,709$1.08M<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$979.5K<0.1%–
AGIAlamos Gold IncStock21,994$977.2K<0.1%History
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$972.7K<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$952.9K<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$950.3K<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$898.4K<0.1%History
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$894.9K<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$880.7K<0.1%–
SFLSFL Corp Ltd.SHS79,636$859.3K<0.1%History
AUGOAura Minerals Inc.SHS10,310$841.3K<0.1%History
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$765.2K<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$737.2K<0.1%–
UIUbiquiti Inc.COM930$735.0K<0.1%History
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$728.7K<0.1%–
BWXTBWX Technologies, Inc.COM3,219$658.2K<0.1%History
HMYHarmony Gold Mining Co LtdADR42,775$657.5K<0.1%History
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$595.3K<0.1%History
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$590.2K<0.1%–
Orla MNG Ltd New68634K106COM36,250$584.7K<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$581.6K<0.1%History
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$549.6K<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$510.6K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$461.0K<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$449.2K<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$403.1K<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$383.7K<0.1%–
ALGNAlign Technology IncCOM2,139$366.7K<0.1%History
LQDTLiquidity Services IncCOM11,700$357.7K<0.1%History
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$341.1K<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$330.7K<0.1%History
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$302.6K<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$302.3K<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$298.7K<0.1%History
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$295.3K<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$294.0K<0.1%History
PSIXPower Solutions International, Inc.Stock4,780$291.0K<0.1%History
INTUIntuit Inc.Stock648$280.0K<0.1%History
IOTSamsara Inc.Stock7,993$253.3K<0.1%History
APOApollo Global Management, Inc.COM2,268$252.7K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$252.6K<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$244.2K<0.1%History
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$243.4K<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$240.6K<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$234.6K<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$232.1K<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$231.9K<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$227.7K<0.1%–
SAMBoston Beer Co IncCL A975$224.6K<0.1%History
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$221.6K<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$219.4K<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$217.5K<0.1%–
DGDollar General CorpCOM1,821$216.2K<0.1%History
DJTTrump Media & Technology Group Corp.Stock23,204$215.3K<0.1%History
EQTEQT CorpStock3,333$212.1K<0.1%History
HYMCHycroft Mining Holding CorpCL A NEW6,020$211.9K<0.1%History
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$209.1K<0.1%–
IMOImperial Oil LtdCOM NEW1,588$207.7K<0.1%History
TSCOTractor Supply CoCOM4,548$206.0K<0.1%History
TMToyota Motor CorpADS987$203.4K<0.1%History
MLMMartin Marietta Materials IncCOM342$201.3K<0.1%History
Global X FDS37950E291GLOBX SUPDV US10,100$190.9K<0.1%–
EVEREverQuote, Inc.COM CL A10,560$162.8K<0.1%History
SSLSasol LtdSPONSORED ADR12,372$160.3K<0.1%History
FLGFlagstar Bank, National AssociationStock11,898$156.7K<0.1%History
AGNTAGNT, Inc.COM23,722$142.1K<0.1%History
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$81.9K<0.1%History
GABGabelli Equity Trust IncCOM13,107$73.4K<0.1%History
BBAIBigBear.ai Holdings, Inc.COM13,900$48.9K<0.1%History
REIRing Energy, Inc.COM25,605$39.2K<0.1%History
CUECue Biopharma, Inc.COM38,750$8.91K<0.1%History
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–