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Livermore
Livermore
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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2026 年第 2 季持倉

持倉截至 2026/6/30，2026/8/7 申報。只含多頭部位，變化是跟 2026 年第 1 季比股數。

機構總覽
持股檔數
1,394
較 2026 年第 1 季 +92
總值
$39.7 億
較 2026 年第 1 季 +$3.71 億 (+10.3%)
申報日
2026/8/7
SEC
Sigma Planning Corp 在 2026 年第 2 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
XRXDWXerox Holdings Corp*W EXP 02/11/20233,345$9,168<0.1%+5,900+21.5%加碼歷史
OPKOpko Health, Inc.COM15,807$2.37 萬<0.1%00.0%不變歷史
GEVOGevo, Inc.COM PAR17,000$2.55 萬<0.1%00.0%不變歷史
OXSQOxford Square Capital Corp.COM21,879$2.89 萬<0.1%+569+2.7%加碼歷史
PLUGPlug Power IncStock13,881$3.76 萬<0.1%−110−0.8%減碼歷史
KLRSKalaris Therapeutics, Inc.COM10,167$4.14 萬<0.1%+10,167新進歷史
BLDPBallard Power Systems Inc.COM11,664$4.54 萬<0.1%−3,440−22.8%減碼歷史
GGBGerdau S.A.SPON ADR REP PFD13,499$5.45 萬<0.1%+73+0.5%加碼歷史
ACHRArcher Aviation Inc.Stock12,008$5.68 萬<0.1%−2,410−16.7%減碼歷史
BTQBTQ Technologies Corp.COM10,660$5.75 萬<0.1%+10,660新進歷史
NATNordic American Tankers LtdCOM11,936$6.61 萬<0.1%−24−0.2%減碼歷史
BBDBank BradescoSP ADR PFD NEW19,550$6.78 萬<0.1%+38+0.2%加碼歷史
SBSafe Bulkers, Inc.COM11,671$7.36 萬<0.1%−40.0%減碼歷史
SERVServe Robotics Inc.COM11,871$7.81 萬<0.1%+1,425+13.6%加碼歷史
CIKCredit Suisse Asset Management Income Fund, Inc.COM31,587$7.83 萬<0.1%+152+0.5%加碼歷史
MPTMedical Properties Trust IncCOM17,581$8.12 萬<0.1%+20.0%加碼歷史
PSECProspect Capital CorpCOM36,685$8.47 萬<0.1%+117+0.3%加碼歷史
PCTPureCycle Technologies, Inc.COM10,746$8.71 萬<0.1%+500+4.9%加碼歷史
TWITitan International IncCOM12,069$9.31 萬<0.1%00.0%不變歷史
IGRCbre Global Real Estate Income FundCOM20,252$9.34 萬<0.1%+211+1.1%加碼歷史
Putnam ETF Trust746729813FRANK MINN ETF11,346$10.1 萬<0.1%+11,346新進–
NIMNuveen Select Maturities Municipal FundSH BEN INT10,926$10.3 萬<0.1%+15+0.1%加碼歷史
XRXXerox Holdings CorpCOM NEW33,274$10.4 萬<0.1%+1,371+4.3%加碼歷史
SMRNuscale Power CorpCL A COM10,453$10.5 萬<0.1%−7,501−41.8%減碼歷史
SCWO374Water Inc.COM55,553$10.6 萬<0.1%+3,200+6.1%加碼歷史
BCHTBirchtech Corp.COM52,412$10.7 萬<0.1%00.0%不變歷史
EFTEaton Vance Floating-Rate Income TrustCOM10,087$10.9 萬<0.1%+25+0.2%加碼歷史
LACLithium Americas Corp.Stock28,341$10.9 萬<0.1%+28,341新進歷史
RAILFreightCar America, Inc.COM11,377$11.1 萬<0.1%+11,377新進歷史
MNTNMNTN, Inc.CL A12,400$11.4 萬<0.1%+12,400新進歷史
ABRArbor Realty Trust IncCOM21,367$11.6 萬<0.1%−1,574−6.9%減碼歷史
GNLGlobal Net Lease, Inc.COM NEW13,227$11.8 萬<0.1%00.0%不變歷史
CLFCleveland-Cliffs Inc.COM12,726$11.9 萬<0.1%+757+6.3%加碼歷史
NMZNuveen Municipal High Income Opportunity FundCOM11,411$12.1 萬<0.1%+810+7.6%加碼歷史
FLOFlowers Foods IncCOM15,469$12.2 萬<0.1%+2,668+20.8%加碼歷史
PDOPIMCO Dynamic Income Opportunities FundCOM BEN SHS10,680$14.1 萬<0.1%+10,680新進歷史
MQYBlackRock Muniyield Quality Fund, Inc.COM12,420$14.4 萬<0.1%+20+0.2%加碼歷史
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT31,316$15.2 萬<0.1%−54,398−63.5%減碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM14,441$15.3 萬<0.1%+30.0%加碼歷史
RDWRedwire CorpStock13,148$16.1 萬<0.1%−2,186−14.3%減碼歷史
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS11,490$16.2 萬<0.1%−700−5.7%減碼依 10 比 1 拆股換算歷史
IBRXImmunityBio, Inc.COM19,015$16.6 萬<0.1%+1,300+7.3%加碼歷史
CDECoeur Mining, Inc.COM NEW10,392$17.0 萬<0.1%−51,140−83.1%減碼歷史
NTLAIntellia Therapeutics, Inc.COM10,141$17.2 萬<0.1%+10,141新進歷史
HAFNHafnia LtdCOMMON STOCK26,200$17.4 萬<0.1%+1,200+4.8%加碼歷史
KOPNKopin CorpCOM38,875$17.4 萬<0.1%+38,875新進歷史
MARAMARA Holdings, Inc.COM12,652$17.6 萬<0.1%−757−5.6%減碼歷史
UNGUnited States Natural Gas Fund, LPETF15,234$17.9 萬<0.1%+1,592+11.7%加碼歷史
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG12,244$17.9 萬<0.1%+444+3.8%加碼歷史
Invesco Exch Traded FD Tr II46138E511PFD ETF16,634$18.0 萬<0.1%−2,605−13.5%減碼–
LANDGladstone Land CorpCOM21,238$18.1 萬<0.1%+995+4.9%加碼歷史
CLSKCleanspark, Inc.COM NEW12,608$18.3 萬<0.1%+475+3.9%加碼歷史
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM12,410$18.5 萬<0.1%+12,410新進歷史
BEATHeartBeam, Inc.COM247,700$18.6 萬<0.1%+115,150+86.9%加碼歷史
Global X FDS37954Y657US PFD ETF10,120$18.9 萬<0.1%+10,120新進–
TSITCW Strategic Income Fund IncCOM41,952$18.9 萬<0.1%00.0%不變歷史
JPCNuveen Preferred & Income Opportunities FundCOM24,728$19.5 萬<0.1%−178−0.7%減碼歷史
LIVELive Ventures IncCOM NEW20,677$19.7 萬<0.1%+60+0.3%加碼歷史
RCATRed Cat Holdings, Inc.Stock18,757$20.0 萬<0.1%+330+1.8%加碼歷史
FROGJFrog LtdStock2,203$20.0 萬<0.1%+2,203新進歷史
ECEcopetrol S.A.SPONSORED ADS14,063$20.0 萬<0.1%−2,641−15.8%減碼歷史
RBB FD Inc74933W601MOTLEY FOL ETF2,637$20.1 萬<0.1%+2,637新進–
DCODucommun IncCOM1,086$20.1 萬<0.1%+1,086新進歷史
NGGNational Grid PLCSPONSORED ADR NE2,427$20.1 萬<0.1%+2,427新進歷史
Principal Exchange Traded FD74255Y102ACTIVE HIGH YL10,567$20.2 萬<0.1%+10,567新進–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT3,661$20.2 萬<0.1%+3,661新進–
Calamos ETF Tr12811T688CALLMOS BIT STRU8,572$20.2 萬<0.1%00.0%不變–
Invesco Exch Traded FD Tr II46138G540ESG NASDAQ 1003,939$20.2 萬<0.1%+3,939新進–
NOKNokia CorpSPONSORED ADR15,208$20.2 萬<0.1%+1,906+14.3%加碼歷史
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF4,352$20.2 萬<0.1%−1,342−23.6%減碼–
CPRTCopart IncCOM7,191$20.3 萬<0.1%−963−11.8%減碼歷史
Neos ETF Trust78433H501NEOS ENH INC 1-34,074$20.3 萬<0.1%+4,074新進–
NDSNNordson CorpCOM676$20.4 萬<0.1%+676新進歷史
First Tr Exchng Traded FD VI33740F417FT VEST U.S7,347$20.4 萬<0.1%+7,347新進–
Flexshares Tr33939L860QUALT DIVD IDX2,271$20.4 萬<0.1%+2,271新進–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,085$20.4 萬<0.1%+1,085新進歷史
LTCLTC Properties IncREIT5,317$20.4 萬<0.1%−83−1.5%減碼歷史
Calamos ETF Tr12811T852NASDAQ 100 STRU7,472$20.5 萬<0.1%+7,472新進–
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL2,529$20.5 萬<0.1%−30−1.2%減碼–
Alps ETF Tr00162Q858SECTR DIV DOGS3,014$20.6 萬<0.1%+3,014新進–
CIMChimera Investment CorpCOM SHS15,494$20.7 萬<0.1%+804+5.5%加碼歷史
American Centy ETF Tr025072307US QUALITY GROW1,751$20.7 萬<0.1%−2,135−54.9%減碼–
CICigna GroupStock751$20.7 萬<0.1%−54−6.7%減碼歷史
BHVNBiohaven Ltd.COM13,936$20.7 萬<0.1%+612+4.6%加碼歷史
Invesco Exch Traded FD Tr II46138E115S&P SMLCP INFO2,250$20.8 萬<0.1%+2,250新進–
CRKComstock Resources IncCOM13,969$20.8 萬<0.1%−4,253−23.3%減碼歷史
DVADavita Inc.COM939$20.9 萬<0.1%+939新進歷史
LUNRIntuitive Machines, Inc.CLASS A COM9,773$20.9 萬<0.1%+9,773新進歷史
SOLSSolstice Advanced Materials Inc.COM SHS2,361$20.9 萬<0.1%+2,361新進歷史
BlackRock ETF Trust09290C509ISHA US AWAR ETF2,611$20.9 萬<0.1%+2,611新進–
MSIMotorola Solutions, Inc.Stock504$20.9 萬<0.1%+34+7.2%加碼歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF5,072$20.9 萬<0.1%+5,072新進–
SPDR Series Trust78464A706ST STR GLB DOW1,137$21.0 萬<0.1%−820−41.9%減碼–
Roundhill ETF Trust77926X668MAGNIFICENT SEVE4,985$21.1 萬<0.1%+4,985新進–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG9,750$21.1 萬<0.1%00.0%不變–
JBHTHunt J B Transport Services IncCOM731$21.1 萬<0.1%+731新進歷史
PAAPlains All American Pipeline LPUNIT LTD PARTN9,506$21.2 萬<0.1%−195−2.0%減碼歷史
QQnity Electronics, Inc.COMMON STOCK1,296$21.2 萬<0.1%+1,296新進歷史
BKHBlack Hills CorpCOM2,847$21.2 萬<0.1%+2,847新進歷史
Innovator ETFs Trust45782C565US EQTY ULTRA BU5,275$21.2 萬<0.1%+5,275新進–

選擇權（9 檔）

同一份申報裡的賣權（put）與買權（call）。金額是標的股票的市值，也就是 13F 申報的數字。

Sigma Planning Corp 在 2026 年第 2 季的選擇權部位
證券類別賣權買權
CNCCentene CorpStock–$60.4 萬
NVDANVIDIA CorpStock$7.64 萬$30.5 萬
MUMicron Technology IncStock–$26.2 萬
PLTRPalantir Technologies Inc.Stock$23.6 萬–
SPYSPDR S&P 500 ETF TrustETF$18.3 萬–
FFord Motor CoStock–$18.1 萬
WFCWells Fargo & CompanyStock–$17.3 萬
Entrepreneurshares Series Tr293828877ERSH PRI PUB ETF–$5.25 萬
XRXXerox Holdings CorpCOM NEW$1,295–

2026 年第 1 季之後清倉（87 檔）

2026 年第 1 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2026 年第 1 季之後清倉的部位
證券類別2026 年第 1 季股數2026 年第 1 季市值2026 年第 1 季佔組合 %紀錄
HONHoneywell International IncCOM29,391$664.3 萬0.2%歷史
Advisorshares Tr00768Y560ADVISORSHS ETF29,460$190.8 萬0.1%–
FSLYFastly, Inc.CL A65,057$189.1 萬0.1%歷史
CBOECboe Global Markets, Inc.COM6,073$170.7 萬<0.1%歷史
TDWTidewater IncCOM20,416$170.6 萬<0.1%歷史
REGNRegeneron Pharmaceuticals, Inc.COM2,012$155.5 萬<0.1%歷史
Goldman Sachs ETF Tr38149W432TECHN OPPOR ETF39,362$142.5 萬<0.1%–
RGLDRoyal Gold IncStock5,396$137.3 萬<0.1%歷史
HALOHalozyme Therapeutics, Inc.COM20,592$133.1 萬<0.1%歷史
iShares Tr46435G847MSCI ACWI EXUS32,340$132.2 萬<0.1%–
MRNAModerna, Inc.Stock25,705$130.6 萬<0.1%歷史
CENXCentury Aluminum CoCOM22,158$130.0 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF52,079$129.0 萬<0.1%–
WPMWheaton Precious Metals Corp.COM9,574$125.4 萬<0.1%歷史
ESTAEstablishment Labs Holdings Inc.COM20,424$116.0 萬<0.1%歷史
Global X FDS37960A651SUPERDVDND REIT50,709$107.5 萬<0.1%–
Global X FDS37960A727BLOCKCHAIN & BIT19,010$97.9 萬<0.1%–
AGIAlamos Gold IncStock21,994$97.7 萬<0.1%歷史
First Tr Exchange Traded FD33738R662INTL DEV STRNGTH24,919$97.3 萬<0.1%–
Pacer FDS Tr69374H287METAURUS NASDAQ27,200$95.3 萬<0.1%–
First Tr Exchange-Traded FD33733E856FT VEST GOLD37,222$95.0 萬<0.1%–
LGNDLigand Pharmaceuticals IncCOM NEW4,500$89.8 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138G508SR LN ETF43,848$89.5 萬<0.1%–
VanEck ETF Trust92189F387SHRT HGH YLD MUN38,865$88.1 萬<0.1%–
SFLSFL Corp Ltd.SHS79,636$85.9 萬<0.1%歷史
AUGOAura Minerals Inc.SHS10,310$84.1 萬<0.1%歷史
Northern LTS FD Tr IV66538H179MAIN BUYWRITE54,349$76.5 萬<0.1%–
Janus Detroit STR Tr47103U753B-BBB CLO ETF15,818$73.7 萬<0.1%–
UIUbiquiti Inc.COM930$73.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E131S&P SMLCAP HIG55,535$72.9 萬<0.1%–
BWXTBWX Technologies, Inc.COM3,219$65.8 萬<0.1%歷史
HMYHarmony Gold Mining Co LtdADR42,775$65.7 萬<0.1%歷史
KTOSKratos Defense & Security Solutions, Inc.COM NEW8,442$59.5 萬<0.1%歷史
Invesco Exch Traded FD Tr II46138E628KBW BK ETF7,459$59.0 萬<0.1%–
Orla MNG Ltd New68634K106COM36,250$58.5 萬<0.1%–
PAHCPhibro Animal Health CorpCL A COM10,516$58.2 萬<0.1%歷史
Two RDS Shared Tr90214Q766ANFIELD UNVL ETF59,000$55.0 萬<0.1%–
AMPXAmprius Technologies, Inc.COMMON STOCK30,285$51.1 萬<0.1%歷史
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,194$46.1 萬<0.1%–
iShares Tr46435G672CORE INTL AGGR8,977$44.9 萬<0.1%–
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY9,561$40.3 萬<0.1%–
SPDR Series Trust78468R556SP O&G EXPL PRO2,110$38.4 萬<0.1%–
ALGNAlign Technology IncCOM2,139$36.7 萬<0.1%歷史
LQDTLiquidity Services IncCOM11,700$35.8 萬<0.1%歷史
WisdomTree Tr97717Y550EFFICIENT GLD PL3,371$34.1 萬<0.1%–
PKSTPeakstone Realty TrustCommon Stock15,829$33.1 萬<0.1%歷史
BlackRock ETF Trust II092528843ISH HIG MUN ETF6,307$30.3 萬<0.1%–
iShares Tr464288281JPMORGAN USD EMG3,218$30.2 萬<0.1%–
LDOSLeidos Holdings, Inc.COM1,921$29.9 萬<0.1%歷史
Fidelity Merrimack STR Tr316188846SYSTEMATIC MUN5,949$29.5 萬<0.1%–
KRMNKarman Holdings Inc.COMMON STOCK3,673$29.4 萬<0.1%歷史
PSIXPower Solutions International, Inc.Stock4,780$29.1 萬<0.1%歷史
INTUIntuit Inc.Stock648$28.0 萬<0.1%歷史
IOTSamsara Inc.Stock7,993$25.3 萬<0.1%歷史
APOApollo Global Management, Inc.COM2,268$25.3 萬<0.1%歷史
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,696$25.3 萬<0.1%–
DRDDrdgold LtdSPON ADR REPSTG8,315$24.4 萬<0.1%歷史
Innovator ETFs Trust45783Y251EQUITY DEFINED P8,373$24.3 萬<0.1%–
Fidelity Merrimack STR Tr316188853MUN BD OPPORTUN4,755$24.1 萬<0.1%–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,713$23.5 萬<0.1%–
iShares Inc46434G822MSCI JAPAN ETF2,749$23.2 萬<0.1%–
iShares Tr46435G250HIGH YLD SYSTM B4,985$23.2 萬<0.1%–
iShares Tr46438G505IBONDS OCT 20268,784$22.8 萬<0.1%–
SAMBoston Beer Co IncCL A975$22.5 萬<0.1%歷史
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF8,648$22.2 萬<0.1%–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$21.9 萬<0.1%–
Dimensional ETF Trust25434V807INTERNATNAL VAL4,120$21.7 萬<0.1%–
DGDollar General CorpCOM1,821$21.6 萬<0.1%歷史
DJTTrump Media & Technology Group Corp.Stock23,204$21.5 萬<0.1%歷史
EQTEQT CorpStock3,333$21.2 萬<0.1%歷史
HYMCHycroft Mining Holding CorpCL A NEW6,020$21.2 萬<0.1%歷史
ETF Opportunities Trust26923N769LAFFER TEN EQ IN ADDED5,779$20.9 萬<0.1%–
IMOImperial Oil LtdCOM NEW1,588$20.8 萬<0.1%歷史
TSCOTractor Supply CoCOM4,548$20.6 萬<0.1%歷史
TMToyota Motor CorpADS987$20.3 萬<0.1%歷史
MLMMartin Marietta Materials IncCOM342$20.1 萬<0.1%歷史
Global X FDS37950E291GLOBX SUPDV US10,100$19.1 萬<0.1%–
EVEREverQuote, Inc.COM CL A10,560$16.3 萬<0.1%歷史
SSLSasol LtdSPONSORED ADR12,372$16.0 萬<0.1%歷史
FLGFlagstar Bank, National AssociationStock11,898$15.7 萬<0.1%歷史
AGNTAGNT, Inc.COM23,722$14.2 萬<0.1%歷史
MITTTPG Mortgage Investment Trust, Inc.COM NEW11,200$8.19 萬<0.1%歷史
GABGabelli Equity Trust IncCOM13,107$7.34 萬<0.1%歷史
BBAIBigBear.ai Holdings, Inc.COM13,900$4.89 萬<0.1%歷史
REIRing Energy, Inc.COM25,605$3.92 萬<0.1%歷史
CUECue Biopharma, Inc.COM38,750$8,909<0.1%歷史
Gabelli Equity Tr Inc362397226RIGHT 04/14/202613,050$91<0.1%–