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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 4 季持倉

持倉截至 2025/12/31,2026/1/30 申報。只含多頭部位,變化是跟 2025 年第 3 季比股數。

機構總覽
持股檔數
1,287
較 2025 年第 3 季 +5
總值
$36.2 億
較 2025 年第 3 季 +$1.06 億 (+3.0%)
申報日
2026/1/30
SEC
Sigma Planning Corp 在 2025 年第 4 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
CUECue Biopharma, Inc.COM41,050$1.25 萬<0.1%−12,250−23.0%減碼歷史
ATOSAtossa Therapeutics, Inc.COM24,000$1.42 萬<0.1%00.0%不變歷史
CLOVClover Health Investments, Corp.COM CL A11,124$1.91 萬<0.1%−7,600−40.6%減碼歷史
OPKOpko Health, Inc.COM15,807$1.99 萬<0.1%00.0%不變歷史
INTSIntensity Therapeutics, Inc.COM56,432$2.31 萬<0.1%−12,735−18.4%減碼歷史
IBRXImmunityBio, Inc.COM17,000$3.37 萬<0.1%00.0%不變歷史
OXSQOxford Square Capital Corp.COM21,011$3.70 萬<0.1%00.0%不變歷史
BLDPBallard Power Systems Inc.COM15,093$3.83 萬<0.1%−96−0.6%減碼歷史
RCReady Capital CorpCOM18,461$3.89 萬<0.1%−1,450−7.3%減碼歷史
GLDGGoldMining Inc.COM37,500$4.69 萬<0.1%+37,500新進歷史
HIOWestern Asset High Income Opportunity Fund Inc.COM12,704$4.71 萬<0.1%−4,928−27.9%減碼歷史
PLUGPlug Power IncStock24,683$4.85 萬<0.1%−2,202−8.2%減碼歷史
STGWStagwell IncCOM CL A10,346$5.06 萬<0.1%−3,654−26.1%減碼歷史
SBSafe Bulkers, Inc.COM11,652$5.62 萬<0.1%−223−1.9%減碼歷史
GGBGerdau S.A.SPON ADR REP PFD17,325$6.39 萬<0.1%+73+0.4%加碼歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT16,728$6.42 萬<0.1%−63−0.4%減碼歷史
BBDBank BradescoSP ADR PFD NEW19,477$6.62 萬<0.1%+14+0.1%加碼歷史
BBAIBigBear.ai Holdings, Inc.COM12,600$6.80 萬<0.1%−3,500−21.7%減碼歷史
XFLTXAI Floating Rate & Alternative Income TrustCOM12,641$7.22 萬<0.1%+12,641新進歷史
NATNordic American Tankers LtdCOM22,759$7.83 萬<0.1%−8,015−26.0%減碼歷史
GABGabelli Equity Trust IncCOM13,047$8.05 萬<0.1%+53+0.4%加碼歷史
XRXXerox Holdings CorpCOM NEW36,344$8.62 萬<0.1%+7,978+28.1%加碼歷史
IGRCbre Global Real Estate Income FundCOM19,920$8.72 萬<0.1%−42−0.2%減碼歷史
CIKUBS Asset Management Income Fund, Inc.COM31,435$8.90 萬<0.1%00.0%不變歷史
MPTMedical Properties Trust IncCOM18,277$9.14 萬<0.1%−475−2.5%減碼歷史
SCWO374Water Inc.COM45,353$9.25 萬<0.1%+11,764+35.0%加碼依 1 比 10 拆股換算歷史
TWITitan International IncCOM12,069$9.45 萬<0.1%00.0%不變歷史
BTGB2GOLD CorpCOM21,000$9.47 萬<0.1%−4,700−18.3%減碼歷史
PFLTPennantPark Floating Rate Capital Ltd.COM10,495$9.73 萬<0.1%00.0%不變歷史
WUWestern Union COStock10,473$9.75 萬<0.1%−37−0.4%減碼歷史
PSECProspect Capital CorpCOM37,925$9.82 萬<0.1%−1,108−2.8%減碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT10,900$10.1 萬<0.1%+426+4.1%加碼歷史
SERVServe Robotics Inc.COM10,146$10.5 萬<0.1%+10,146新進歷史
MARAMARA Holdings, Inc.COM11,924$10.7 萬<0.1%+1,320+12.4%加碼歷史
EFTEaton Vance Floating-Rate Income TrustCOM10,034$11.3 萬<0.1%+28+0.3%加碼歷史
RCATRed Cat Holdings, Inc.Stock14,834$11.8 萬<0.1%00.0%不變歷史
CXCemex SAB de CVSPON ADR NEW10,252$11.8 萬<0.1%+10,252新進歷史
FLOFlowers Foods IncCOM11,066$12.0 萬<0.1%+11,066新進歷史
Invesco Exch TRD SLF Idx FD46138J791BULSHS 2026 CB15,868$12.3 萬<0.1%−33−0.2%減碼–
CLSKCleanspark, Inc.COM NEW12,333$12.5 萬<0.1%−425−3.3%減碼歷史
NOKNokia CorpSPONSORED ADR19,869$12.9 萬<0.1%+19,869新進歷史
GNLGlobal Net Lease, Inc.COM NEW15,067$13.0 萬<0.1%−365−2.4%減碼歷史
RDWRedwire CorpStock17,079$13.0 萬<0.1%+5,715+50.3%加碼歷史
RQICohen & Steers Quality Income Realty Fund IncCEF12,041$13.8 萬<0.1%−771−6.0%減碼歷史
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG12,800$14.4 萬<0.1%−1,900−12.9%減碼歷史
UNGUnited States Natural Gas Fund, LPETF11,926$14.6 萬<0.1%+11,926新進歷史
BEATHeartBeam, Inc.COM61,650$14.8 萬<0.1%+19,250+45.4%加碼歷史
SMRNuscale Power CorpCL A COM10,867$15.3 萬<0.1%−6,928−38.9%減碼歷史
HAFNHafnia LtdCOMMON STOCK28,800$15.4 萬<0.1%+1,200+4.3%加碼歷史
BHVNBiohaven Ltd.COM13,613$15.4 萬<0.1%+1,146+9.2%加碼歷史
CLFCleveland-Cliffs Inc.COM12,063$16.0 萬<0.1%−407−3.3%減碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM14,427$16.1 萬<0.1%+50.0%加碼歷史
AURAurora Innovation, Inc.CLASS A COM42,378$16.3 萬<0.1%−4,628−9.8%減碼歷史
LANDGladstone Land CorpCOM17,826$16.3 萬<0.1%+1,161+7.0%加碼歷史
ETYEaton Vance Tax-Managed Diversified Equity Income FundCOM10,637$16.3 萬<0.1%+10,637新進歷史
CIMChimera Investment CorpCOM SHS14,189$17.6 萬<0.1%−85−0.6%減碼歷史
FLGFlagstar Bank, National AssociationStock14,056$17.7 萬<0.1%−2,269−13.9%減碼歷史
LUNRIntuitive Machines, Inc.CLASS A COM10,947$17.8 萬<0.1%+886+8.8%加碼歷史
NWLNewell Brands Inc.Stock48,100$17.9 萬<0.1%+7,130+17.4%加碼歷史
Global X FDS37950E291GLOBX SUPDV US10,665$18.5 萬<0.1%+156+1.5%加碼–
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF12,809$19.2 萬<0.1%+12,809新進–
DOCHealthpeak Properties, Inc.COM12,222$19.7 萬<0.1%−1,987−14.0%減碼歷史
First Tr Exchng Traded FD VI33740U729FT VEST LAD18,811$19.9 萬<0.1%+6,308+50.5%加碼–
Innovator ETFs Trust45782C565US EQTY ULTRA BU5,275$20.1 萬<0.1%+5,275新進–
Invesco Actively Managed Exc46090A689QQQ INC ADV ETF3,786$20.1 萬<0.1%+3,786新進–
Fidelity Covington Trust316092113ENHANCED LARGE5,270$20.1 萬<0.1%+5,270新進–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF9,737$20.2 萬<0.1%+9,737新進–
ODFLOld Dominion Freight Line, Inc.COM1,287$20.2 萬<0.1%+1,287新進歷史
Bitwise Crypto Industry Innovators ETF09175C103ETF10,143$20.2 萬<0.1%+10,143新進–
TPLTexas Pacific Land CorpStock635$20.5 萬<0.1%−205−24.4%減碼依 3 比 1 拆股換算歷史
UECUranium Energy CorpCOM17,510$20.5 萬<0.1%−4,395−20.1%減碼歷史
iShares Tr46436E767ESG MSCI USA ETF3,572$20.6 萬<0.1%−910−20.3%減碼–
Wedbush Ser Tr947913109DAN IVE REVO ETF6,512$20.6 萬<0.1%+6,512新進–
JPCNuveen Preferred & Income Opportunities FundCOM25,398$20.6 萬<0.1%−15−0.1%減碼歷史
State Street SPDR S&P Aerospace & Defense ETF78464A631ETF854$20.6 萬<0.1%+854新進–
DHIHorton D R IncCOM1,435$20.7 萬<0.1%−7−0.5%減碼歷史
XYLXylem Inc.COM1,538$20.7 萬<0.1%+1,538新進歷史
TSITCW Strategic Income Fund IncCOM41,952$20.7 萬<0.1%00.0%不變歷史
Amplify ETF Tr032108664AMPLIFY CYBERSEC2,580$20.7 萬<0.1%−258−9.1%減碼–
BTCGrayscale Bitcoin Mini Trust ETFETF5,357$20.7 萬<0.1%+5,357新進歷史
MLMMartin Marietta Materials IncCOM334$20.8 萬<0.1%+334新進歷史
Fidelity Covington Trust316092857MSCI RL EST ETF7,785$20.9 萬<0.1%−1,916−19.8%減碼–
ONBOld National BancorpStock9,400$21.0 萬<0.1%+40.0%加碼歷史
Etfis Ser Tr I26923G707VIRTUS NEWFLEET9,147$21.1 萬<0.1%+9,147新進–
AEEAmeren CorpCOM2,111$21.1 萬<0.1%−10,633−83.4%減碼歷史
AMPAmeriprise Financial IncCOM430$21.1 萬<0.1%−5−1.1%減碼歷史
iShares Tr464288752US HOME CONS ETF2,192$21.1 萬<0.1%−184−7.7%減碼–
RIORio Tinto PLCADR2,638$21.1 萬<0.1%+2,638新進歷史
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG9,750$21.1 萬<0.1%00.0%不變–
SPDR Series Trust78468R408ST TERM HIGH ETF8,346$21.1 萬<0.1%−218−2.5%減碼–
First Tr Exchng Traded FD VI33740F466FT VEST U.S8,149$21.2 萬<0.1%−8,246−50.3%減碼–
TDGTransDigm Group INCCOM159$21.2 萬<0.1%+159新進歷史
NEANuveen AMT-Free Quality Municipal Income FundCOM18,234$21.2 萬<0.1%−713−3.8%減碼歷史
Ssga Active Tr78470P408STATE STREET US3,405$21.2 萬<0.1%+3,405新進–
AGNTAGNT, Inc.COM23,459$21.2 萬<0.1%−893−3.7%減碼歷史
Abrdn ETFs003261104BBRG ALL COMD K110,881$21.3 萬<0.1%+1,015+10.3%加碼–
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE8,304$21.3 萬<0.1%−8,107−49.4%減碼–
VanEck ETF Trust92189F452MORTGAGE REIT20,288$21.3 萬<0.1%+2,988+17.3%加碼–
Bondbloxx ETF Trust09789C853BLOOMBERG TWO YR4,311$21.3 萬<0.1%−956−18.2%減碼–
EOGEOG Resources IncStock2,035$21.4 萬<0.1%−88−4.1%減碼歷史

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 4 季的選擇權部位
證券類別賣權買權
NVDANVIDIA CorpStock–$24.4 萬
CNCCentene CorpStock–$23.4 萬
FFord Motor CoStock–$15.0 萬
SPYSPDR S&P 500 ETF TrustETF$8.86 萬–
XRXXerox Holdings CorpCOM NEW$4,430–
UBERUber Technologies, IncStock–$4,370
NWLNewell Brands Inc.Stock$3,927–
AIC3.ai, Inc.Stock–$3,200

2025 年第 3 季之後清倉(118 檔)

2025 年第 3 季季末還持有、這份申報已經沒有的部位。

依上一季市值列出前 100 檔,共 118 檔。

Sigma Planning Corp 在 2025 年第 3 季之後清倉的部位
證券類別2025 年第 3 季股數2025 年第 3 季市值2025 年第 3 季佔組合 %紀錄
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$173.6 萬<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$155.3 萬<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$136.8 萬<0.1%–
KKellanovaStock15,921$130.6 萬<0.1%歷史
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$114.6 萬<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$114.5 萬<0.1%歷史
AMBAAmbarella IncSHS13,819$114.0 萬<0.1%歷史
AGXArgan IncStock4,196$113.3 萬<0.1%歷史
OUSTOuster, Inc.COM NEW41,394$112.0 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$111.5 萬<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$100.2 萬<0.1%歷史
TWTradeweb Markets Inc.Stock8,921$99.0 萬<0.1%歷史
LRNStride, Inc.COM6,506$96.9 萬<0.1%歷史
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$93.9 萬<0.1%–
VITLVital Farms, Inc.COM22,651$93.2 萬<0.1%歷史
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$91.7 萬<0.1%歷史
ULUnilever PLCSPON ADR NEW15,164$89.9 萬<0.1%歷史
UIUbiquiti Inc.COM1,357$89.6 萬<0.1%歷史
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$87.8 萬<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$85.9 萬<0.1%–
RBRKRubrik, Inc.Stock10,194$83.8 萬<0.1%歷史
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$80.1 萬<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$79.4 萬<0.1%–
RACEFerrari N.V.COM1,629$79.0 萬<0.1%歷史
RLRalph Lauren CorpCL A2,520$79.0 萬<0.1%歷史
IBPInstalled Building Products, Inc.COM3,166$78.1 萬<0.1%歷史
NTESNetEase, Inc.SPONSORED ADS5,011$76.2 萬<0.1%歷史
CVLTCommvault Systems IncCOM4,009$75.7 萬<0.1%歷史
FFIVF5, Inc.Stock2,341$75.7 萬<0.1%歷史
MCHPMicrochip Technology IncStock11,770$75.6 萬<0.1%歷史
PGYPagaya Technologies Ltd.CL A NEW25,450$75.6 萬<0.1%歷史
MWAMueller Water Products, Inc.COM SER A29,214$74.6 萬<0.1%歷史
FISVFiserv IncStock5,759$74.2 萬<0.1%歷史
DEODiageo PLCSPON ADR NEW7,440$71.0 萬<0.1%歷史
LIFLife360, Inc.COM6,675$71.0 萬<0.1%歷史
LMNDLemonade, Inc.Stock13,125$70.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$69.4 萬<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$69.3 萬<0.1%–
PODDInsulet CorpStock2,212$68.3 萬<0.1%歷史
POOLPool CorpCOM2,193$68.0 萬<0.1%歷史
AMSCAmerican Superconductor CorpStock10,293$61.1 萬<0.1%歷史
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$60.6 萬<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$59.5 萬<0.1%–
ASAmer Sports, Inc.COM SHS17,060$59.3 萬<0.1%歷史
HNGEHinge Health, Inc.CL A11,855$58.2 萬<0.1%歷史
CVSACovista Inc.COM3,762$58.1 萬<0.1%歷史
EXPEExpedia Group, Inc.Stock2,591$55.4 萬<0.1%歷史
DXPEDXP Enterprises IncCOM NEW4,483$53.4 萬<0.1%歷史
GWREGuidewire Software, Inc.COM2,151$49.4 萬<0.1%歷史
USFDUS Foods Holding Corp.COM6,422$49.2 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$48.4 萬<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$47.1 萬<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$46.9 萬<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$45.7 萬<0.1%歷史
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$45.1 萬<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$44.7 萬<0.1%歷史
BEBloom Energy CorpCOM CL A5,025$42.5 萬<0.1%歷史
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$40.8 萬<0.1%–
TTDTrade Desk, Inc.Stock8,214$40.3 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$38.0 萬<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$37.9 萬<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$37.3 萬<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$37.0 萬<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$36.5 萬<0.1%歷史
American Centy ETF Tr025072885US EQT ETF3,209$34.9 萬<0.1%–
JCAPJefferson Capital, Inc.COM20,000$34.5 萬<0.1%歷史
KRMNKarman Holdings Inc.COMMON STOCK4,223$30.5 萬<0.1%歷史
iShares Tr46436E858IBONDS 26 TRM TS11,771$27.0 萬<0.1%–
QUREuniQure N.V.SHS4,500$26.3 萬<0.1%歷史
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$26.1 萬<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$26.0 萬<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$25.9 萬<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$25.5 萬<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$25.4 萬<0.1%–
SNPSSynopsys IncCOM514$25.4 萬<0.1%歷史
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$25.2 萬<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$24.9 萬<0.1%歷史
SESea LtdSPONSORD ADS1,394$24.9 萬<0.1%歷史
NXHNeighborhood Intelligence, Inc.COM24,863$24.3 萬<0.1%歷史
PTCPTC Inc.Stock1,196$24.3 萬<0.1%歷史
NGGNational Grid PLCSPONSORED ADR NE3,317$24.1 萬<0.1%歷史
iShares Tr46436E866IBONDS 25 TRM TS10,277$24.0 萬<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$23.9 萬<0.1%歷史
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$23.3 萬<0.1%–
LTCLTC Properties IncREIT6,258$23.1 萬<0.1%歷史
LENLennar CorpCL A1,805$22.8 萬<0.1%歷史
HPQHP IncStock8,335$22.7 萬<0.1%歷史
FUTUFutu Holdings LtdSPON ADS CL A1,300$22.6 萬<0.1%歷史
CCICrown Castle Inc.REIT2,322$22.4 萬<0.1%歷史
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$22.4 萬<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$22.1 萬<0.1%歷史
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$22.0 萬<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$21.7 萬<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$21.4 萬<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$21.3 萬<0.1%歷史
iShares Tr46436E403MSCI US GARP ETF3,250$21.3 萬<0.1%–
VRSNVerisign IncCOM760$21.3 萬<0.1%歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$21.0 萬<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$20.7 萬<0.1%歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$20.7 萬<0.1%–