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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 3 季持倉

持倉截至 2025/9/30,2025/11/10 申報。只含多頭部位,變化是跟 2025 年第 2 季比股數。

機構總覽
持股檔數
1,282
較 2025 年第 2 季 +44
總值
$35.2 億
較 2025 年第 2 季 +$1.91 億 (+5.7%)
申報日
2025/11/10
SEC
Sigma Planning Corp 在 2025 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
iShares Core S&P 500 ETF464287200ETF293,042$1.96 億5.6%−14,989−4.9%減碼–
AAPLApple Inc.Stock626,117$1.59 億4.5%−25,386−3.9%減碼歷史
NVDANVIDIA CorpStock668,155$1.25 億3.5%−24,201−3.5%減碼歷史
AMZNAmazon Com IncStock355,956$7,816 萬2.2%+8,826+2.5%加碼歷史
Invesco QQQ Trust Series I46090E103ETF118,807$7,133 萬2.0%−13,680−10.3%減碼–
MSFTMicrosoft CorpStock134,671$6,975 萬2.0%−784−0.6%減碼歷史
SPYSPDR S&P 500 ETF TrustETF87,103$5,803 萬1.7%−2,601−2.9%減碼歷史
iShares S&P 500 Growth ETF464287309ETF431,166$5,205 萬1.5%+3,293+0.8%加碼–
iShares Core Dividend Growth ETF46434V621ETF753,440$5,129 萬1.5%−37,286−4.7%減碼–
Vanguard S&P 500 ETF922908363ETF79,760$4,884 萬1.4%−21,856−21.5%減碼–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF322,735$3,598 萬1.0%+6,834+2.2%加碼–
GOOGAlphabet Inc.Stock137,856$3,357 萬1.0%−4,057−2.9%減碼歷史
Schwab U.S. Large-Cap Growth ETF808524300ETF971,044$3,099 萬0.9%+26,896+2.8%加碼–
METAMeta Platforms, Inc.Stock39,200$2,879 萬0.8%−223−0.6%減碼歷史
BRK.BBerkshire Hathaway IncStock52,872$2,658 萬0.8%+255+0.5%加碼歷史
AVGOBroadcom Inc.Stock77,292$2,550 萬0.7%+170+0.2%加碼歷史
iShares Core S&P Mid-Cap ETF464287507ETF351,028$2,291 萬0.7%−8,143−2.3%減碼–
iShares Core S&P Small Cap ETF464287804ETF190,514$2,264 萬0.6%+1,582+0.8%加碼–
iShares Tr4642874571 3 YR TREAS BD271,437$2,252 萬0.6%+10,458+4.0%加碼–
Schwab US Dividend Equity ETF808524797ETF813,969$2,222 萬0.6%−81,099−9.1%減碼–
PLTRPalantir Technologies Inc.Stock120,853$2,205 萬0.6%−6,542−5.1%減碼歷史
iShares S&P 500 Value ETF464287408ETF104,336$2,155 萬0.6%−11,343−9.8%減碼–
GLDSPDR Gold TrustETF58,242$2,070 萬0.6%−4,093−6.6%減碼歷史
GOOGLAlphabet Inc.Stock79,869$1,942 萬0.6%−4,364−5.2%減碼歷史
JPMJPMorgan Chase & CoStock56,641$1,787 萬0.5%−9,718−14.6%減碼歷史
TSLATesla, Inc.Stock39,325$1,749 萬0.5%−13,558−25.6%減碼歷史
iShares Tr464288638ISHS 5-10YR INVT317,909$1,720 萬0.5%+20,315+6.8%加碼–
iShares Core U.S. Aggregate Bond ETF464287226ETF168,069$1,685 萬0.5%−5,507−3.2%減碼–
iShares Tr46429B655FLTG RATE NT ETF320,042$1,635 萬0.5%−24,930−7.2%減碼–
First Trust Rising Dividend Achievers ETF33738R506ETF236,005$1,587 萬0.5%+58,171+32.7%加碼–
Pacer US Cash Cows 100 ETF69374H881ETF276,058$1,587 萬0.5%−155,434−36.0%減碼–
IAUiShares Gold TrustETF215,893$1,571 萬0.4%+9,239+4.5%加碼歷史
Schwab U.S. Large-Cap ETF808524201ETF557,823$1,469 萬0.4%−300.0%減碼–
HDHome Depot, Inc.Stock35,948$1,457 萬0.4%−677−1.8%減碼歷史
State Street Technology Select Sector SPDR ETF81369Y803ETF51,670$1,456 萬0.4%+350+0.7%加碼–
iShares MSCI USA Min Vol Factor ETF46429B697ETF152,898$1,455 萬0.4%−8,029−5.0%減碼–
COSTCostco Wholesale CorpStock15,627$1,446 萬0.4%−61−0.4%減碼歷史
iShares Tr464288448INTL SEL DIV ETF390,539$1,427 萬0.4%−17,399−4.3%減碼–
ABBVAbbVie Inc.Stock58,921$1,364 萬0.4%−42,829−42.1%減碼歷史
Vanguard Morningstar Total Stock Market ETF922908769ETF39,273$1,289 萬0.4%−4,273−9.8%減碼–
iShares Core S&P US Value ETF464287663ETF128,229$1,282 萬0.4%+1,999+1.6%加碼–
Vanguard Morningstar Value ETF922908744ETF68,282$1,274 萬0.4%−1,655−2.4%減碼–
First Tr Exchng Traded FD VI33740F755FT LADD BUFF ETF379,638$1,269 萬0.4%+4,479+1.2%加碼–
LLYEli Lilly & CoStock16,235$1,239 萬0.4%−306−1.8%減碼歷史
VVisa Inc.Stock35,722$1,219 萬0.3%−2,347−6.2%減碼歷史
CVXChevron CorpStock76,692$1,191 萬0.3%+21,811+39.7%加碼歷史
iShares Tr464288646ISHS 1-5YR INVS219,936$1,166 萬0.3%+30,753+16.3%加碼–
WMTWalmart Inc.Stock109,257$1,126 萬0.3%−685−0.6%減碼歷史
First Tr Exchange Traded FD33741X102SMID RISNG ETF295,992$1,125 萬0.3%−98,843−25.0%減碼–
IBMInternational Business Machines CorpStock39,386$1,111 萬0.3%+3,111+8.6%加碼歷史
Vanguard Intermediate-Term Bond ETF921937819ETF140,546$1,098 萬0.3%+11,612+9.0%加碼–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM190,072$1,085 萬0.3%−14,882−7.3%減碼–
iShares MSCI USA Quality Factor ETF46432F339ETF55,488$1,079 萬0.3%−1,945−3.4%減碼–
Vanguard Ftse Developed Markets ETF921943858ETF179,063$1,073 萬0.3%+9,143+5.4%加碼–
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT55,327$1,050 萬0.3%−1,578−2.8%減碼–
iShares Tr464288307MRGSTR MD CP GRW125,532$1,039 萬0.3%−5,991−4.6%減碼–
iShares Tr464288414NATIONAL MUN ETF94,523$1,007 萬0.3%−23,335−19.8%減碼–
CATCaterpillar IncStock20,953$999.7 萬0.3%−694−3.2%減碼歷史
iShares Core MSCI Eafe ETF46432F842ETF111,512$973.6 萬0.3%−8,130−6.8%減碼–
JNJJohnson & JohnsonStock52,278$969.3 萬0.3%−3,399−6.1%減碼歷史
iShares Tr464287572GLOBAL 100 ETF80,746$969.0 萬0.3%−22,484−21.8%減碼–
VanEck Morningstar Wide Moat ETF92189F643ETF97,700$968.3 萬0.3%−19,998−17.0%減碼–
iShares Broad Usd Investment Grade Corporate Bond ETF464288620ETF183,326$957.3 萬0.3%+24,327+15.3%加碼–
Capital Group Dividend Value14020W106SHS CREAT UNIT226,336$951.7 萬0.3%−13,816−5.8%減碼–
ORCLOracle CorpStock33,532$943.1 萬0.3%+223+0.7%加碼歷史
Vanguard Dividend Appreciation ETF921908844ETF42,413$915.2 萬0.3%+2,639+6.6%加碼–
State Street Financial Select Sector SPDR ETF81369Y605ETF168,913$909.9 萬0.3%−12,185−6.7%減碼–
NFLXNetflix IncStock7,555$905.8 萬0.3%−418−5.2%減碼歷史
iShares Core MSCI Emerging Markets ETF46434G103ETF135,129$890.8 萬0.3%+8,349+6.6%加碼–
WMWaste Management IncStock40,231$888.4 萬0.3%−416−1.0%減碼歷史
XOMExxonMobil Holdings CorpCOM77,791$877.1 萬0.2%−8,907−10.3%減碼歷史
Innovator ETFs Trust45783Y855DEFINED WLT SHLD265,315$870.8 萬0.2%−37,837−12.5%減碼–
CRWDCrowdStrike Holdings, Inc.Stock17,565$861.3 萬0.2%+1,121+6.8%加碼歷史
SLViShares Silver TrustETF197,192$835.5 萬0.2%+45,185+29.7%加碼歷史
Vanguard Total International Bond ETF92203J407ETF164,632$814.3 萬0.2%−15,319−8.5%減碼–
PGProcter & Gamble CoStock52,851$812.1 萬0.2%−4,750−8.2%減碼歷史
First Tr Exchange-Traded FD33734X846NASDAQ CYB ETF106,697$811.0 萬0.2%+6,699+6.7%加碼–
Vanguard Information Technology ETF92204A702ETF10,849$810.0 萬0.2%+2,423+28.8%加碼–
Vanguard Morningstar Growth ETF922908736ETF16,586$795.6 萬0.2%+2,120+14.7%加碼–
Bondbloxx ETF Trust09789C788BLOOMBERG SIX MN156,937$791.3 萬0.2%−3,496−2.2%減碼–
NEENextera Energy IncStock104,434$788.4 萬0.2%−360−0.3%減碼歷史
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD98,301$785.7 萬0.2%+4,663+5.0%加碼–
Vanguard Morningstar Mid-Cap ETF922908629ETF26,648$782.8 萬0.2%−386−1.4%減碼–
First Tr Exchange Traded FD33738R118NASD TECH DIV77,941$768.4 萬0.2%+7,564+10.7%加碼–
Fidelity Merrimack STR Tr316188309TOTAL BD ETF164,635$761.3 萬0.2%+7,180+4.6%加碼–
AMDAdvanced Micro Devices IncStock46,631$754.4 萬0.2%+6,881+17.3%加碼歷史
DTEDte Energy CoCOM53,230$752.9 萬0.2%−1,165−2.1%減碼歷史
VZVerizon Communications IncStock170,060$747.4 萬0.2%−16,293−8.7%減碼歷史
State Street Utilities Select Sector SPDR ETF81369Y886ETF84,846$739.9 萬0.2%+5,199+6.5%加碼–
Fidelity MSCI Information Technology Index ETF316092808ETF33,270$739.2 萬0.2%+3,106+10.3%加碼–
Pacer FDS Tr69374H568SWAN SOS FD OF230,405$728.0 萬0.2%−6,742−2.8%減碼–
Northern LTS FD Tr IV66538H591MAIN SECTR ROTN115,181$725.9 萬0.2%+3,915+3.5%加碼–
Pinnacle Focused Opportuniti88634T519ETP227,869$724.0 萬0.2%−19,008−7.7%減碼–
GSGoldman Sachs Group IncStock8,895$708.3 萬0.2%−80−0.9%減碼歷史
iShares Tr464287721U.S. TECH ETF36,075$706.6 萬0.2%−3,373−8.6%減碼–
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF78464A375ETF207,652$703.7 萬0.2%+8,357+4.2%加碼–
iShares Tr464287150CORE S&P TTL STK48,023$699.5 萬0.2%+149+0.3%加碼–
VanEck Semiconductor ETF92189F676ETF21,410$698.7 萬0.2%+1,814+9.3%加碼–
iShares Core High Dividend ETF46429B663ETF56,979$697.7 萬0.2%+2,167+4.0%加碼–
iShares Tr46435U853BROAD USD HIGH182,536$689.6 萬0.2%+17,481+10.6%加碼–

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 3 季的選擇權部位
證券類別賣權買權
AMATApplied Materials IncStock–$37.5 萬
UBERUber Technologies, IncStock–$26.6 萬
AAPLApple Inc.Stock–$23.8 萬
CNCCentene CorpStock–$17.8 萬
SPYSPDR S&P 500 ETF TrustETF$12.9 萬–
FFord Motor CoStock–$11.5 萬
XRXXerox Holdings CorpCOM NEW$1.14 萬–
NWLNewell Brands Inc.Stock$1,436–

2025 年第 2 季之後清倉(99 檔)

2025 年第 2 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2025 年第 2 季之後清倉的部位
證券類別2025 年第 2 季股數2025 年第 2 季市值2025 年第 2 季佔組合 %紀錄
iShares Inc46434G764MSCI EMRG CHN23,604$149.0 萬<0.1%–
TGTXTG Therapeutics, Inc.COM35,227$126.8 萬<0.1%歷史
iShares Tr46436E833IBONDS 28 TRM TS55,618$124.4 萬<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$123.5 萬<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$121.9 萬<0.1%–
PAYPaymentus Holdings, Inc.Stock32,600$106.8 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$99.7 萬<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS44,256$99.5 萬<0.1%–
TOSTToast, Inc.Stock20,777$92.0 萬<0.1%歷史
iShares Tr46435U333FOCUSD VAL FAC12,046$86.7 萬<0.1%–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$78.9 萬<0.1%–
USOUnited States Oil Fund, LPUNITS10,656$77.9 萬<0.1%歷史
MOHMolina Healthcare, Inc.COM2,575$76.7 萬<0.1%歷史
RGLDRoyal Gold IncStock4,078$72.5 萬<0.1%歷史
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$71.2 萬<0.1%–
STTState Street CorpCOM6,542$69.6 萬<0.1%歷史
CPRXCatalyst Pharmaceuticals, Inc.COM31,987$69.4 萬<0.1%歷史
CARTMaplebear Inc.COM15,046$68.1 萬<0.1%歷史
ATATAtour Lifestyle Holdings LtdSPONSORED ADS20,085$65.3 萬<0.1%歷史
LBLandBridge Co LLCCL A9,034$61.1 萬<0.1%歷史
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,337$59.2 萬<0.1%–
BYDBoyd Gaming CorpCOM7,388$57.8 萬<0.1%歷史
RRCRange Resources CorpCOM14,190$57.7 萬<0.1%歷史
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU48,420$56.8 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock2,324$53.8 萬<0.1%歷史
OPFIOppFi Inc.COM CL A38,396$53.7 萬<0.1%歷史
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$52.0 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$51.8 萬<0.1%–
TGITriumph Group IncCOM19,400$50.0 萬<0.1%歷史
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$49.5 萬<0.1%–
CPNGCoupang, Inc.CL A16,413$49.2 萬<0.1%歷史
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$48.8 萬<0.1%–
TRUTransUnionCOM5,085$44.7 萬<0.1%歷史
iShares Tr464288703MRNING SM CP ETF7,051$43.3 萬<0.1%–
DAVEDave Inc.CLASS A COM NEW1,582$42.5 萬<0.1%歷史
RBLXRoblox CorpStock4,000$42.1 萬<0.1%歷史
iShares Tr464287739U.S. REAL ES ETF4,399$41.7 萬<0.1%–
iShares Tr464288794US BR DEL SE ETF2,291$38.7 萬<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$38.4 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A935$38.2 萬<0.1%歷史
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$38.0 萬<0.1%–
ESTCElastic N.V.ORD SHS4,471$37.7 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM11,761$36.9 萬<0.1%歷史
VRSKVerisk Analytics, Inc.COM1,174$36.6 萬<0.1%歷史
BKRBaker Hughes CoCL A9,354$35.9 萬<0.1%歷史
FLOCFlowco Holdings Inc.COM CL A20,000$35.6 萬<0.1%歷史
PENPenumbra IncCOM1,328$34.1 萬<0.1%歷史
PPCPilgrims Pride CorpStock7,233$32.5 萬<0.1%歷史
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$32.2 萬<0.1%歷史
American Centy ETF Tr025072505DIVERSIFIED MU6,585$32.2 萬<0.1%–
iShares Tr464288208MRGSTR MD CP ETF3,911$31.2 萬<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$30.8 萬<0.1%–
CROXCrocs, Inc.COM2,974$30.1 萬<0.1%歷史
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$30.1 萬<0.1%–
Golden Ocean Group LtdG39637205SHS NEW40,964$30.0 萬<0.1%–
CDECoeur Mining, Inc.COM NEW33,598$29.8 萬<0.1%歷史
NXTNextpower Inc.Stock5,326$29.0 萬<0.1%歷史
ALHCAlignment Healthcare, Inc.COM20,070$28.1 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock24,035$27.0 萬<0.1%歷史
DUOLDuolingo, Inc.CL A COM648$26.6 萬<0.1%歷史
LULUlululemon athletica inc.Stock1,099$26.1 萬<0.1%歷史
HUMHumana IncStock1,044$25.5 萬<0.1%歷史
IMOImperial Oil LtdCOM NEW3,208$25.5 萬<0.1%歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$24.1 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,945$23.9 萬<0.1%–
iShares Tr46438G612LARG CAP JUN ETF8,687$23.9 萬<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock2,612$23.8 萬<0.1%歷史
WHRWhirlpool CorpStock2,347$23.8 萬<0.1%歷史
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$23.8 萬<0.1%–
INGRIngredion IncCOM1,751$23.7 萬<0.1%歷史
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$23.6 萬<0.1%–
VanEck ETF Trust92189H748CLO ETF4,398$23.3 萬<0.1%–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$23.1 萬<0.1%–
CHKPCheck Point Software Technologies LtdORD1,042$23.1 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$22.8 萬<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$22.7 萬<0.1%–
LOARLoar Holdings Inc.COM SHS2,637$22.7 萬<0.1%歷史
MTZMastec IncCOM1,333$22.7 萬<0.1%歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$22.7 萬<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$22.6 萬<0.1%歷史
iShares Tr4642886613 7 YR TREAS BD1,894$22.5 萬<0.1%–
PBAPembina Pipeline CorpCOM5,862$22.0 萬<0.1%歷史
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$21.8 萬<0.1%–
CAVACava Group, Inc.COM2,589$21.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,321$21.4 萬<0.1%歷史
GNRCGenerac Holdings Inc.Stock1,474$21.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$20.8 萬<0.1%–
CAGConagra Brands Inc.Stock10,124$20.7 萬<0.1%歷史
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$20.6 萬<0.1%–
WENWendy's CoStock18,004$20.6 萬<0.1%歷史
OGEOGE Energy Corp.COM4,591$20.4 萬<0.1%歷史
HLHecla Mining CoCOM31,598$18.9 萬<0.1%歷史
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XERSXeris Biopharma Holdings, Inc.COM10,050$4.69 萬<0.1%歷史
LCIDLucid Group, Inc.COM15,280$3.22 萬<0.1%歷史
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$344<0.1%歷史