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Sigma Planning Corp

SEC CIK
0001449126
最新申報
2026/8/7

2025 年第 3 季持倉

持倉截至 2025/9/30,2025/11/10 申報。只含多頭部位,變化是跟 2025 年第 2 季比股數。

機構總覽
持股檔數
1,282
較 2025 年第 2 季 +44
總值
$35.2 億
較 2025 年第 2 季 +$1.91 億 (+5.7%)
申報日
2025/11/10
SEC
Sigma Planning Corp 在 2025 年第 3 季的持倉
證券類別股數市值佔組合 %股數變化動作紀錄
INTSIntensity Therapeutics, Inc.COM69,167$1.68 萬<0.1%00.0%不變歷史
ATOSAtossa Therapeutics, Inc.COM24,000$2.08 萬<0.1%+24,000新進歷史
OPKOpko Health, Inc.COM15,807$2.45 萬<0.1%−2,165−12.0%減碼歷史
TLRYTilray Brands, Inc.COM CL 216,207$2.80 萬<0.1%+70+0.4%加碼歷史
OXSQOxford Square Capital Corp.COM21,011$3.34 萬<0.1%+227+1.1%加碼歷史
BTMBitcoin Depot Inc.COM10,300$3.46 萬<0.1%−200−1.9%減碼歷史
CUECue Biopharma, Inc.COM53,300$3.83 萬<0.1%−2,200−4.0%減碼歷史
BLDPBallard Power Systems Inc.COM15,189$4.13 萬<0.1%+15,189新進歷史
IBRXImmunityBio, Inc.COM17,000$4.18 萬<0.1%00.0%不變歷史
SBSafe Bulkers, Inc.COM11,875$5.27 萬<0.1%+172+1.5%加碼歷史
GGBGerdau S.A.SPON ADR REP PFD17,252$5.35 萬<0.1%+92+0.5%加碼歷史
ASMAvino Silver & Gold Mines LtdCOM10,482$5.50 萬<0.1%−4,135−28.3%減碼歷史
IAFAbrdn Australia Equity Fund, Inc.COM12,100$5.55 萬<0.1%00.0%不變歷史
ATOMAtomera IncCOM12,750$5.64 萬<0.1%−12,050−48.6%減碼歷史
CLOVClover Health Investments, Corp.COM CL A18,724$5.73 萬<0.1%+500+2.7%加碼歷史
PLUGPlug Power IncStock26,885$6.26 萬<0.1%+2,604+10.7%加碼歷史
BBDBank BradescoSP ADR PFD NEW19,463$6.59 萬<0.1%+19,463新進歷史
AWPabrdn Global Premier Properties FundCOM SH BEN INT16,791$6.67 萬<0.1%+311+1.9%加碼歷史
HIOWestern Asset High Income Opportunity Fund Inc.COM17,632$6.77 萬<0.1%+204+1.2%加碼歷史
BEATHeartBeam, Inc.COM42,400$7.00 萬<0.1%−31,450−42.6%減碼歷史
DNUTKrispy Kreme, Inc.COM19,650$7.60 萬<0.1%+19,650新進歷史
RCReady Capital CorpCOM19,911$7.71 萬<0.1%+563+2.9%加碼歷史
BTQBTQ Technologies Corp.COM11,300$7.82 萬<0.1%+11,300新進歷史
STGWStagwell IncCOM CL A14,000$7.88 萬<0.1%−771−5.2%減碼歷史
GABGabelli Equity Trust IncCOM12,994$7.91 萬<0.1%+52+0.4%加碼歷史
FINVFinVolution GroupSPONSORED ADS11,000$8.11 萬<0.1%+11,000新進歷史
WUWestern Union COStock10,510$8.40 萬<0.1%+189+1.8%加碼歷史
NVAXNovavax IncCOM NEW10,108$8.76 萬<0.1%+10,108新進歷史
TWITitan International IncCOM12,069$9.12 萬<0.1%00.0%不變歷史
CIKUBS Asset Management Income Fund, Inc.COM31,435$9.21 萬<0.1%00.0%不變歷史
UAMYUnited States Antimony CorpCOM14,960$9.28 萬<0.1%−40−0.3%減碼歷史
PFLTPennantPark Floating Rate Capital Ltd.COM10,495$9.33 萬<0.1%+56+0.5%加碼歷史
MPTMedical Properties Trust IncCOM18,752$9.51 萬<0.1%−4,810−20.4%減碼歷史
SCWO374Water Inc.Common Stock335,893$9.64 萬<0.1%+32,000+10.5%加碼歷史
NATNordic American Tankers LtdCOM30,774$9.66 萬<0.1%−3,249−9.5%減碼歷史
NIMNuveen Select Maturities Municipal FundSH BEN INT10,474$9.70 萬<0.1%00.0%不變歷史
SWBISmith & Wesson Brands, Inc.COM10,257$10.2 萬<0.1%+46+0.5%加碼歷史
RDWRedwire CorpStock11,364$10.2 萬<0.1%+11,364新進歷史
IGRCbre Global Real Estate Income FundCOM19,962$10.3 萬<0.1%+142+0.7%加碼歷史
BBAIBigBear.ai Holdings, Inc.COM16,100$10.5 萬<0.1%−800−4.7%減碼歷史
LUNRIntuitive Machines, Inc.CLASS A COM10,061$10.6 萬<0.1%+10,061新進歷史
XRXXerox Holdings CorpCOM NEW28,366$10.7 萬<0.1%+12,994+84.5%加碼歷史
PSECProspect Capital CorpCOM39,033$10.7 萬<0.1%−2,445−5.9%減碼歷史
EFTEaton Vance Floating-Rate Income TrustCOM10,006$11.8 萬<0.1%+10,006新進歷史
GNLGlobal Net Lease, Inc.COM NEW15,432$12.5 萬<0.1%−8,202−34.7%減碼歷史
BTGB2GOLD CorpCOM25,700$12.7 萬<0.1%+25,700新進歷史
CLFCleveland-Cliffs Inc.COM12,470$15.2 萬<0.1%+840+7.2%加碼歷史
LANDGladstone Land CorpCOM16,665$15.3 萬<0.1%+3,619+27.7%加碼歷史
RCATRed Cat Holdings, Inc.Stock14,834$15.4 萬<0.1%+1,150+8.4%加碼歷史
Northern LTS FD Tr IV66538H179MAIN BUYWRITE11,112$15.8 萬<0.1%−248−2.2%減碼–
RQICohen & Steers Quality Income Realty Fund IncCEF12,812$16.0 萬<0.1%−5,439−29.8%減碼歷史
EFREaton Vance Senior Floating-Rate TrustCOM14,422$16.5 萬<0.1%+127+0.9%加碼歷史
HAFNHafnia LtdCOMMON STOCK27,600$16.5 萬<0.1%−400−1.4%減碼歷史
CGTXCognition Therapeutics IncCOM127,090$17.2 萬<0.1%−20,900−14.1%減碼歷史
CMBTCmb.tech NVSHS18,338$17.2 萬<0.1%+18,338新進歷史
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG14,700$17.4 萬<0.1%00.0%不變歷史
CLSKCleanspark, Inc.COM NEW12,758$18.5 萬<0.1%−2,500−16.4%減碼歷史
Global X FDS37950E291GLOBX SUPDV US10,509$18.6 萬<0.1%+10,509新進–
VanEck ETF Trust92189F452MORTGAGE REIT17,300$18.6 萬<0.1%+3,100+21.8%加碼–
BHVNBiohaven Ltd.COM12,467$18.7 萬<0.1%+1,146+10.1%加碼歷史
AGFirst Majestic Silver CorpCOM15,259$18.8 萬<0.1%−1,623−9.6%減碼歷史
FLGFlagstar Bank, National AssociationStock16,325$18.9 萬<0.1%−2,913−15.1%減碼歷史
CIMChimera Investment CorpCOM SHS14,274$18.9 萬<0.1%−368−2.5%減碼歷史
New Gold Inc Cda644535106COM26,390$18.9 萬<0.1%−200−0.8%減碼–
MARAMARA Holdings, Inc.COM10,604$19.4 萬<0.1%−120−1.1%減碼歷史
ADPTAdaptive Biotechnologies CorpCOM13,015$19.5 萬<0.1%+13,015新進歷史
iShares Tr46429B309MSCI INDONIA ETF11,142$19.6 萬<0.1%+11,142新進–
HIGHartford Insurance Group, Inc.Stock1,502$20.0 萬<0.1%−234−13.5%減碼歷史
Cambria ETF Tr132061706EMRG SHAREHLDR5,407$20.1 萬<0.1%−16,779−75.6%減碼–
State Street SPDR S&P Biotech ETF78464A870ETF2,009$20.1 萬<0.1%+2,009新進–
iShares Inc464286525MSCI GBL MIN VOL1,679$20.1 萬<0.1%+1,679新進–
DDOGDatadog, Inc.CL A COM1,421$20.2 萬<0.1%+1,421新進歷史
iShares Inc46434G814MSCI MLY ETF NEW7,826$20.3 萬<0.1%+7,826新進–
Ea Series Trust02072L433AST EQU KIN ETF5,905$20.4 萬<0.1%+5,905新進–
DJTWWTrump Media & Technology Group Corp.*W EXP 03/25/20225,415$20.5 萬<0.1%00.0%不變歷史
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF6,493$20.6 萬<0.1%+6,493新進–
ONBOld National BancorpStock9,396$20.6 萬<0.1%+40.0%加碼歷史
TSITCW Strategic Income Fund IncCOM41,952$20.6 萬<0.1%00.0%不變歷史
PSNParsons CorpCOM2,495$20.7 萬<0.1%+2,495新進歷史
SAMBoston Beer Co IncCL A980$20.7 萬<0.1%+980新進歷史
CIENCiena CorpCOM NEW1,424$20.7 萬<0.1%−1,115−43.9%減碼歷史
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$20.7 萬<0.1%−578−12.0%減碼–
SFMSprouts Farmers Market, Inc.COM1,907$20.7 萬<0.1%−204−9.7%減碼歷史
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,106$20.8 萬<0.1%+4,106新進–
Innovator ETFs Trust45782C474US SML CP PWR B5,163$20.8 萬<0.1%+5,163新進–
JPCNuveen Preferred & Income Opportunities FundCOM25,413$20.8 萬<0.1%+25,413新進歷史
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$21.0 萬<0.1%+5,533新進–
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG9,750$21.0 萬<0.1%+9,750新進–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA6,351$21.1 萬<0.1%+6,351新進–
Abrdn ETFs003261104BBRG ALL COMD K19,866$21.3 萬<0.1%00.0%不變–
VRSNVerisign IncCOM760$21.3 萬<0.1%−5−0.7%減碼歷史
iShares Tr46436E403MSCI US GARP ETF3,250$21.3 萬<0.1%−11,847−78.5%減碼–
SONYSony Group CorpSPONSORED ADR7,412$21.3 萬<0.1%+7,412新進歷史
AMPAmeriprise Financial IncCOM435$21.3 萬<0.1%−53−10.9%減碼歷史
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$21.4 萬<0.1%+6,005新進–
Amplify ETF Tr032108409CWP ENHANCED DIV4,815$21.5 萬<0.1%+4,815新進–
NWLNewell Brands Inc.Stock40,970$21.5 萬<0.1%+1,685+4.3%加碼歷史
ARK ETF Tr00214Q302GENOMIC REV ETF7,738$21.5 萬<0.1%+7,738新進–
Innovator ETFs Trust45782C417US EQTY PWR BUF5,427$21.5 萬<0.1%−50−0.9%減碼–
NEANuveen AMT-Free Quality Municipal Income FundCOM18,947$21.6 萬<0.1%+153+0.8%加碼歷史

選擇權(8 檔)

同一份申報裡的賣權(put)與買權(call)。金額是標的股票的市值,也就是 13F 申報的數字。

Sigma Planning Corp 在 2025 年第 3 季的選擇權部位
證券類別賣權買權
AMATApplied Materials IncStock–$37.5 萬
UBERUber Technologies, IncStock–$26.6 萬
AAPLApple Inc.Stock–$23.8 萬
CNCCentene CorpStock–$17.8 萬
SPYSPDR S&P 500 ETF TrustETF$12.9 萬–
FFord Motor CoStock–$11.5 萬
XRXXerox Holdings CorpCOM NEW$1.14 萬–
NWLNewell Brands Inc.Stock$1,436–

2025 年第 2 季之後清倉(99 檔)

2025 年第 2 季季末還持有、這份申報已經沒有的部位。

Sigma Planning Corp 在 2025 年第 2 季之後清倉的部位
證券類別2025 年第 2 季股數2025 年第 2 季市值2025 年第 2 季佔組合 %紀錄
iShares Inc46434G764MSCI EMRG CHN23,604$149.0 萬<0.1%–
TGTXTG Therapeutics, Inc.COM35,227$126.8 萬<0.1%歷史
iShares Tr46436E833IBONDS 28 TRM TS55,618$124.4 萬<0.1%–
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF48,575$123.5 萬<0.1%–
iShares Ibonds Dec 2027 Term Corporate ETF46435UAA9ETF50,210$121.9 萬<0.1%–
PAYPaymentus Holdings, Inc.Stock32,600$106.8 萬<0.1%歷史
iShares Ibonds Dec 2026 Term Corporate ETF46435GAA0ETF41,097$99.7 萬<0.1%–
iShares Tr46436E841IBONDS 27 TRM TS44,256$99.5 萬<0.1%–
TOSTToast, Inc.Stock20,777$92.0 萬<0.1%歷史
iShares Tr46435U333FOCUSD VAL FAC12,046$86.7 萬<0.1%–
iShares Ibonds 2027 Term High Yield and Income ETF46436E478ETF35,007$78.9 萬<0.1%–
USOUnited States Oil Fund, LPUNITS10,656$77.9 萬<0.1%歷史
MOHMolina Healthcare, Inc.COM2,575$76.7 萬<0.1%歷史
RGLDRoyal Gold IncStock4,078$72.5 萬<0.1%歷史
VanEck ETF Trust92189F486IG FLOA RATE ETF27,924$71.2 萬<0.1%–
STTState Street CorpCOM6,542$69.6 萬<0.1%歷史
CPRXCatalyst Pharmaceuticals, Inc.COM31,987$69.4 萬<0.1%歷史
CARTMaplebear Inc.COM15,046$68.1 萬<0.1%歷史
ATATAtour Lifestyle Holdings LtdSPONSORED ADS20,085$65.3 萬<0.1%歷史
LBLandBridge Co LLCCL A9,034$61.1 萬<0.1%歷史
First Tr Exchange-Traded FD337344105NASDAQ-100 SEL4,337$59.2 萬<0.1%–
BYDBoyd Gaming CorpCOM7,388$57.8 萬<0.1%歷史
RRCRange Resources CorpCOM14,190$57.7 萬<0.1%歷史
SPPPSprott Physical Platinum & Palladium TrustPHYSICAL PLATINU48,420$56.8 萬<0.1%歷史
PAYCPaycom Software, Inc.Stock2,324$53.8 萬<0.1%歷史
OPFIOppFi Inc.COM CL A38,396$53.7 萬<0.1%歷史
Fidelity Covington Trust31609A206ENHANCED SML CAP16,247$52.0 萬<0.1%–
First Tr Exchange-Traded FD33734X119CONSUMR STAPLE8,180$51.8 萬<0.1%–
TGITriumph Group IncCOM19,400$50.0 萬<0.1%歷史
SPDR Series Trust78468R523ST STR BL 12 ETF4,975$49.5 萬<0.1%–
CPNGCoupang, Inc.CL A16,413$49.2 萬<0.1%歷史
Aris Water Solutions, Inc.04041L106CLASS A COM20,642$48.8 萬<0.1%–
TRUTransUnionCOM5,085$44.7 萬<0.1%歷史
iShares Tr464288703MRNING SM CP ETF7,051$43.3 萬<0.1%–
DAVEDave Inc.CLASS A COM NEW1,582$42.5 萬<0.1%歷史
RBLXRoblox CorpStock4,000$42.1 萬<0.1%歷史
iShares Tr464287739U.S. REAL ES ETF4,399$41.7 萬<0.1%–
iShares Tr464288794US BR DEL SE ETF2,291$38.7 萬<0.1%–
CLBTCellebrite DI Ltd.ORDINARY SHARES24,000$38.4 萬<0.1%歷史
CHTRCharter Communications, Inc.CL A935$38.2 萬<0.1%歷史
Goldman Sachs ETF Tr381430230ULTR SHOR BD ETF7,509$38.0 萬<0.1%–
ESTCElastic N.V.ORD SHS4,471$37.7 萬<0.1%歷史
CNQCanadian Natural Resources LtdCOM11,761$36.9 萬<0.1%歷史
VRSKVerisk Analytics, Inc.COM1,174$36.6 萬<0.1%歷史
BKRBaker Hughes CoCL A9,354$35.9 萬<0.1%歷史
FLOCFlowco Holdings Inc.COM CL A20,000$35.6 萬<0.1%歷史
PENPenumbra IncCOM1,328$34.1 萬<0.1%歷史
PPCPilgrims Pride CorpStock7,233$32.5 萬<0.1%歷史
BXSLBlackstone Secured Lending FundCOMMON STOCK10,482$32.2 萬<0.1%歷史
American Centy ETF Tr025072505DIVERSIFIED MU6,585$32.2 萬<0.1%–
iShares Tr464288208MRGSTR MD CP ETF3,911$31.2 萬<0.1%–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR6,138$30.8 萬<0.1%–
CROXCrocs, Inc.COM2,974$30.1 萬<0.1%歷史
Sprott FDS Tr85208P808JUNIOR URANIUM14,234$30.1 萬<0.1%–
Golden Ocean Group LtdG39637205SHS NEW40,964$30.0 萬<0.1%–
CDECoeur Mining, Inc.COM NEW33,598$29.8 萬<0.1%歷史
NXTNextpower Inc.Stock5,326$29.0 萬<0.1%歷史
ALHCAlignment Healthcare, Inc.COM20,070$28.1 萬<0.1%歷史
AALAmerican Airlines Group Inc.Stock24,035$27.0 萬<0.1%歷史
DUOLDuolingo, Inc.CL A COM648$26.6 萬<0.1%歷史
LULUlululemon athletica inc.Stock1,099$26.1 萬<0.1%歷史
HUMHumana IncStock1,044$25.5 萬<0.1%歷史
IMOImperial Oil LtdCOM NEW3,208$25.5 萬<0.1%歷史
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM9,350$24.1 萬<0.1%歷史
iShares Tr46435U432IBONDS DEC 258,945$23.9 萬<0.1%–
iShares Tr46438G612LARG CAP JUN ETF8,687$23.9 萬<0.1%–
ZBHZimmer Biomet Holdings, Inc.Stock2,612$23.8 萬<0.1%歷史
WHRWhirlpool CorpStock2,347$23.8 萬<0.1%歷史
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF5,757$23.8 萬<0.1%–
INGRIngredion IncCOM1,751$23.7 萬<0.1%歷史
SPDR Series Trust78468R531SPDR S&P 500 ESG4,029$23.6 萬<0.1%–
VanEck ETF Trust92189H748CLO ETF4,398$23.3 萬<0.1%–
Pacer Lunt Large Cap Multi-Factor Alternator ETF69374H816ETF4,675$23.1 萬<0.1%–
CHKPCheck Point Software Technologies LtdORD1,042$23.1 萬<0.1%歷史
Direxion Shares ETF Trust25459Y207NASDAQ 100 EQ WT2,322$22.8 萬<0.1%–
Innovator ETFs Trust45782C334GRWT100 PWR BF4,459$22.7 萬<0.1%–
LOARLoar Holdings Inc.COM SHS2,637$22.7 萬<0.1%歷史
MTZMastec IncCOM1,333$22.7 萬<0.1%歷史
Innovator ETFs Trust45782C318US EQTY PWR BUF5,995$22.7 萬<0.1%–
BJBJ's Wholesale Club Holdings, Inc.COM2,095$22.6 萬<0.1%歷史
iShares Tr4642886613 7 YR TREAS BD1,894$22.5 萬<0.1%–
PBAPembina Pipeline CorpCOM5,862$22.0 萬<0.1%歷史
First Tr Exchange-Traded FD33738D838INTER GOVT ETF10,840$21.8 萬<0.1%–
CAVACava Group, Inc.COM2,589$21.8 萬<0.1%歷史
ODFLOld Dominion Freight Line, Inc.COM1,321$21.4 萬<0.1%歷史
GNRCGenerac Holdings Inc.Stock1,474$21.1 萬<0.1%歷史
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP6,947$20.8 萬<0.1%–
CAGConagra Brands Inc.Stock10,124$20.7 萬<0.1%歷史
Pacer Trendpilot US Mid Cap ETF69374H204ETF5,897$20.6 萬<0.1%–
WENWendy's CoStock18,004$20.6 萬<0.1%歷史
OGEOGE Energy Corp.COM4,591$20.4 萬<0.1%歷史
HLHecla Mining CoCOM31,598$18.9 萬<0.1%歷史
BBBLACKBERRY LtdCOM24,327$11.1 萬<0.1%歷史
UWMCUWM Holdings CorpCOM CL A24,198$10.0 萬<0.1%歷史
NTLAIntellia Therapeutics, Inc.COM10,616$9.96 萬<0.1%歷史
PLGPlatinum Group Metals LtdCOM32,500$4.97 萬<0.1%歷史
XERSXeris Biopharma Holdings, Inc.COM10,050$4.69 萬<0.1%歷史
LCIDLucid Group, Inc.COM15,280$3.22 萬<0.1%歷史
SQFTWPresidio Property Trust, Inc.*W EXP 01/24/20210,218$344<0.1%歷史