Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 6, 2021. Long positions only.
- Positions
- 1,301
- No 13F data for Q4 2020
- Portfolio value
- $3.11B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| AAPLApple Inc. | Stock | 997,558 | $121.9M | 3.9% | – | – | History |
| iShares Core S&P 500 ETF464287200 | ETF | 286,844 | $114.1M | 3.7% | – | – | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 165,344 | $65.5M | 2.1% | – | – | History |
| AMZNAmazon Com Inc | Stock | 18,806 | $58.2M | 1.9% | – | – | History |
| MSFTMicrosoft Corp | Stock | 192,521 | $45.4M | 1.5% | – | – | History |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 297,128 | $38.6M | 1.2% | – | – | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 114,748 | $36.6M | 1.2% | – | – | – |
| iShares MSCI USA Momentum Factor ETF46432F396 | ETF | 222,237 | $35.7M | 1.1% | – | – | – |
| iShares Core Dividend Growth ETF46434V621 | ETF | 725,693 | $35.0M | 1.1% | – | – | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 287,944 | $32.8M | 1.1% | – | – | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 460,595 | $30.0M | 1.0% | – | – | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 252,482 | $27.4M | 0.9% | – | – | – |
| iShares S&P 500 Value ETF464287408 | ETF | 153,155 | $21.6M | 0.7% | – | – | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 63,746 | $21.0M | 0.7% | – | – | History |
| iShares Core S&P Mid-Cap ETF464287507 | ETF | 80,413 | $20.9M | 0.7% | – | – | – |
| iShares MSCI USA Min Vol Factor ETF46429B697 | ETF | 301,088 | $20.8M | 0.7% | – | – | – |
| Vanguard Information Technology ETF92204A702 | ETF | 57,616 | $20.7M | 0.7% | – | – | – |
| Vanguard S&P 500 ETF922908363 | ETF | 54,169 | $19.7M | 0.6% | – | – | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 227,655 | $19.6M | 0.6% | – | – | – |
| iShares Tr464287150 | CORE S&P TTL STK | 213,843 | $19.6M | 0.6% | – | – | – |
| JPMJPMorgan Chase & Co | Stock | 125,183 | $19.1M | 0.6% | – | – | History |
| JNJJohnson & Johnson | Stock | 115,015 | $18.9M | 0.6% | – | – | History |
| iShares Russell 2000 ETF464287655 | ETF | 84,741 | $18.7M | 0.6% | – | – | – |
| DISWalt Disney Co | Stock | 92,768 | $17.1M | 0.5% | – | – | History |
| First Tr Exchange-Traded FD33734H106 | SHS | 447,826 | $17.0M | 0.5% | – | – | – |
| Invesco Exch Traded FD Tr II46138E370 | S&P 500 HB ETF | 236,312 | $16.4M | 0.5% | – | – | – |
| First Tr Exchng Traded FD VI33740F805 | SMITH OPPORT FXD | 306,365 | $16.2M | 0.5% | – | – | – |
| METAMeta Platforms, Inc. | Stock | 54,085 | $15.9M | 0.5% | – | – | History |
| ARK Innovation ETF00214Q104 | ETF | 130,832 | $15.7M | 0.5% | – | – | – |
| BABoeing Co | Stock | 60,936 | $15.5M | 0.5% | – | – | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 109,029 | $15.4M | 0.5% | – | – | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 211,552 | $15.2M | 0.5% | – | – | – |
| GOOGAlphabet Inc. | Stock | 7,311 | $15.1M | 0.5% | – | – | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 234,431 | $15.1M | 0.5% | – | – | – |
| PYPLPayPal Holdings, Inc. | Stock | 61,136 | $14.8M | 0.5% | – | – | History |
| GLDSPDR Gold Trust | ETF | 92,662 | $14.8M | 0.5% | – | – | History |
| HDHome Depot, Inc. | Stock | 48,060 | $14.7M | 0.5% | – | – | History |
| VZVerizon Communications Inc | Stock | 251,456 | $14.6M | 0.5% | – | – | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 105,670 | $13.9M | 0.4% | – | – | – |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 501,530 | $13.7M | 0.4% | – | – | – |
| TAT&T Inc. | Stock | 432,078 | $13.1M | 0.4% | – | – | History |
| VVisa Inc. | Stock | 59,866 | $12.7M | 0.4% | – | – | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 108,915 | $12.6M | 0.4% | – | – | – |
| TSLATesla, Inc. | Stock | 18,749 | $12.5M | 0.4% | – | – | History |
| NVDANVIDIA Corp | Stock | 23,248 | $12.4M | 0.4% | – | – | History |
| ABBVAbbVie Inc. | Stock | 114,675 | $12.4M | 0.4% | – | – | History |
| iShares S&P Small-Cap 600 Value ETF464287879 | ETF | 122,903 | $12.4M | 0.4% | – | – | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 240,347 | $11.8M | 0.4% | – | – | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 79,312 | $11.7M | 0.4% | – | – | – |
| BRK.BBerkshire Hathaway Inc | Stock | 45,532 | $11.6M | 0.4% | – | – | History |
| GOOGLAlphabet Inc. | Stock | 5,639 | $11.6M | 0.4% | – | – | History |
| iShares S&P Small-Cap 600 Growth ETF464287887 | ETF | 90,319 | $11.6M | 0.4% | – | – | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 35,014 | $11.6M | 0.4% | – | – | – |
| WMTWalmart Inc. | Stock | 83,729 | $11.4M | 0.4% | – | – | History |
| PGProcter & Gamble Co | Stock | 82,968 | $11.2M | 0.4% | – | – | History |
| NEENextera Energy Inc | Stock | 146,556 | $11.1M | 0.4% | – | – | History |
| iShares S&P Mid-Cap 400 Value ETF464287705 | ETF | 106,584 | $10.9M | 0.3% | – | – | – |
| iShares Tr46432F859 | CORE 1 5 YR USD | 210,706 | $10.8M | 0.3% | – | – | – |
| First Tr Exchange-Traded FD33733E104 | CAP STRENGTH ETF | 149,499 | $10.6M | 0.3% | – | – | – |
| Invesco Exch Traded FD Tr II46138E354 | S&P500 LOW VOL | 175,496 | $10.2M | 0.3% | – | – | – |
| First Trust Dow Jones Internet Index Fund33733E302 | ETF | 46,506 | $10.1M | 0.3% | – | – | – |
| iShares Tr464288513 | IBOXX HI YD ETF | 115,941 | $10.1M | 0.3% | – | – | – |
| SLViShares Silver Trust | ETF | 441,180 | $10.0M | 0.3% | – | – | History |
| Fidelity MSCI Health Care Index ETF316092600 | ETF | 164,313 | $9.69M | 0.3% | – | – | – |
| FCXFreeport-McMoran Inc | Stock | 290,497 | $9.57M | 0.3% | – | – | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 95,301 | $9.38M | 0.3% | – | – | – |
| ROKURoku, Inc | COM CL A | 28,416 | $9.26M | 0.3% | – | – | History |
| PFEPfizer Inc | Stock | 250,520 | $9.08M | 0.3% | – | – | History |
| Schwab US Dividend Equity ETF808524797 | ETF | 123,959 | $9.04M | 0.3% | – | – | – |
| iShares Tr46429B655 | FLTG RATE NT ETF | 177,852 | $9.03M | 0.3% | – | – | – |
| TPRTapestry, Inc. | COM | 215,385 | $8.88M | 0.3% | – | – | History |
| Invesco Exchange Traded FD T46137V639 | AI AND NEXT GEN | 56,952 | $8.87M | 0.3% | – | – | – |
| iShares Tips Bond ETF464287176 | ETF | 70,554 | $8.86M | 0.3% | – | – | – |
| BBWIBath & Body Works, Inc. | COM | 140,277 | $8.68M | 0.3% | – | – | History |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 107,911 | $8.64M | 0.3% | – | – | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 38,340 | $8.49M | 0.3% | – | – | – |
| Schwab U.S. Large-Cap Growth ETF808524300 | ETF | 65,321 | $8.48M | 0.3% | – | – | – |
| MOAltria Group, Inc. | Stock | 164,472 | $8.41M | 0.3% | – | – | History |
| IVZInvesco Ltd. | Stock | 331,133 | $8.35M | 0.3% | – | – | History |
| State Street Utilities Select Sector SPDR ETF81369Y886 | ETF | 130,036 | $8.33M | 0.3% | – | – | – |
| UNHUnitedHealth Group Inc | Stock | 22,212 | $8.26M | 0.3% | – | – | History |
| SBUXStarbucks Corp | Stock | 74,911 | $8.19M | 0.3% | – | – | History |
| COSTCostco Wholesale Corp | Stock | 22,924 | $8.08M | 0.3% | – | – | History |
| Amplify Blockchain Technology ETF032108607 | ETF | 142,160 | $7.94M | 0.3% | – | – | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 59,685 | $7.93M | 0.3% | – | – | – |
| iShares Tr464288604 | MRGSTR SM CP GR | 26,308 | $7.90M | 0.3% | – | – | – |
| MDYSPDR S&P Midcap 400 ETF Trust | ETF | 16,596 | $7.90M | 0.3% | – | – | History |
| PEPPepsiCo Inc | Stock | 55,240 | $7.81M | 0.3% | – | – | History |
| Kraneshares Tr500767736 | QUADRTC INT RT | 272,292 | $7.78M | 0.2% | – | – | – |
| State Street Financial Select Sector SPDR ETF81369Y605 | ETF | 227,843 | $7.76M | 0.2% | – | – | – |
| CRMSalesforce, Inc. | Stock | 36,561 | $7.75M | 0.2% | – | – | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 67,887 | $7.67M | 0.2% | – | – | – |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 104,662 | $7.64M | 0.2% | – | – | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 35,452 | $7.59M | 0.2% | – | – | – |
| ADBEAdobe Inc. | Stock | 15,533 | $7.38M | 0.2% | – | – | History |
| WMWaste Management Inc | Stock | 56,642 | $7.31M | 0.2% | – | – | History |
| CATCaterpillar Inc | Stock | 31,422 | $7.29M | 0.2% | – | – | History |
| BACBank of America Corp | Stock | 179,638 | $6.95M | 0.2% | – | – | History |
| DTEDte Energy Co | COM | 52,065 | $6.93M | 0.2% | – | – | History |
| iShares Semiconductor ETF464287523 | ETF | 16,295 | $6.91M | 0.2% | – | – | – |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $3.45M | – |
| AMZNAmazon Com Inc | Stock | – | $2.79M |
| SPYSPDR S&P 500 ETF Trust | ETF | $912.0K | $674.0K |
| AVGOBroadcom Inc. | Stock | $1.16M | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $758.0K |
| AAPLApple Inc. | Stock | – | $757.0K |
| CRMSalesforce, Inc. | Stock | – | $657.0K |
| BABoeing Co | Stock | $204.0K | $433.0K |
| NKENIKE, Inc. | Stock | – | $558.0K |
| VEEVVeeva Systems Inc | Stock | – | $522.0K |
| GMGeneral Motors Co | COM | – | $425.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $378.0K |
| GEGeneral Electric Co | COM | – | $376.0K |
| NIONIO Inc. | ADR | – | $351.0K |
| MSFTMicrosoft Corp | Stock | – | $330.0K |
| REGIRenewable Energy Group, Inc. | COM NEW | $330.0K | – |
| VMWVmware LLC | CL A COM | – | $301.0K |
| METAMeta Platforms, Inc. | Stock | – | $295.0K |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $291.0K |
| DISWalt Disney Co | Stock | – | $221.0K |
| DRIDarden Restaurants Inc | COM | – | $213.0K |
| FIVEFive Below, Inc | COM | – | $210.0K |