Sigma Planning Corp

SEC CIK: 0001449126
Latest filing: Aug 7, 2026

SEC filings (opens in a new tab)

DIA holding history

SPDR Dow Jones Industrial Average ETF Trust in every 13F filed by Sigma Planning Corp, including the quarters it was sold out or no filing was made. Changes compare share counts with the previous calendar quarter.

DIA overview All 13F holders of DIA Full Q2 2026 holdings

Shares (Q2 2026): 11,019
Value: $5.76M
% of portfolio: 0.1%
Quarters held: 22; Since Q1 2021

Holdings of DIA by Sigma Planning Corp, by quarter
Quarter	Shares	Value	% of portfolio	Share change	Action	All holders
Q2 2026	11,019	$5.76M	0.1%	+282+2.6%	Added	Holders
Q1 2026	10,737	$4.97M	0.1%	−1,746−14.0%	Reduced	Holders
Q4 2025	12,483	$6.06M	0.2%	+491+4.1%	Added	Holders
Q3 2025	11,992	$5.56M	0.2%	+535+4.7%	Added	Holders
Q2 2025	11,457	$5.05M	0.2%	+3,203+38.8%	Added	Holders
Q1 2025	8,254	$3.47M	0.1%	−1,696−17.0%	Reduced	Holders
Q4 2024	9,950	$4.23M	0.1%	+1,656+20.0%	Added	Holders
Q3 2024	8,294	$3.51M	0.1%	+1,087+15.1%	Added	Holders
Q2 2024	7,207	$2.82M	0.1%	−3,198−30.7%	Reduced	Holders
Q1 2024	10,405	$4.14M	0.1%	+5,725+122.3%	Added	Holders
Q4 2023	4,680	$1.76M	0.1%	−3,499−42.8%	Reduced	Holders
Q3 2023	8,179	$2.74M	0.1%	−2,287−21.9%	Reduced	Holders
Q2 2023	10,466	$3.60M	0.1%	−3,088−22.8%	Reduced	Holders
Q1 2023	13,554	$4.51M	0.1%	−3,753−21.7%	Reduced	Holders
Q4 2022	17,307	$5.73M	0.2%	+1,027+6.3%	Added	Holders
Q3 2022	16,280	$4.68M	0.2%	+4,353+36.5%	Added	Holders
Q2 2022	11,927	$3.67M	0.1%	+923+8.4%	Added	Holders
Q1 2022	11,004	$3.82M	0.1%	+991+9.9%	Added	Holders
Q4 2021	10,013	$3.64M	0.1%	+391+4.1%	Added	Holders
Q3 2021	9,622	$3.25M	0.1%	−464−4.6%	Reduced	Holders
Q2 2021	10,086	$3.48M	0.1%	−53,660−84.2%	Reduced	Holders
Q1 2021	63,746	$21.0M	0.7%	–	–	Holders

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.