SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,025
- +7 vs. Q2 2023
- Shares held
- 25.5M
- −3.08M (−10.8%) vs. Q2 2023
- Total value
- $8.56B
- −$1.26B (−12.8%) vs. Q2 2023
- New holders
- 72
- 343 more added
- Sold out
- 65
- 336 more reduced
15 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,169,331 | $1.06B | 0.11% | −1,021,745−24.4% | Reduced |
| Bank of America Corp | 2,476,518 | $829.5M | 0.10% | +13,716+0.6% | Added |
| LPL Financial LLC | 1,232,809 | $412.9M | 0.29% | −1,221−0.1% | Reduced |
| Wells Fargo & Company | 1,227,130 | $411.0M | 0.13% | +236,141+23.8% | Added |
| UBS Group AG | 944,246 | $316.3M | 0.14% | +144,469+18.1% | Added |
| Royal Bank of Canada | 779,442 | $261.1M | 0.08% | −381,546−32.9% | Reduced |
| Ameriprise Financial Inc | 685,608 | $230.7M | 0.08% | +12,798+1.9% | Added |
| Bank of Montreal | 529,132 | $185.3M | 0.11% | −40,334−7.1% | Reduced |
| Churchill Management Corp | 552,647 | $185.1M | 3.13% | −2,789−0.5% | Reduced |
| Credit Suisse AG | 458,364 | $153.5M | 0.16% | +6,251+1.4% | Added |
| Advisor Group Holdings, Inc. | 379,822 | $127.2M | 0.19% | +61,395+19.3% | Added |
| Goldman Sachs Group Inc | 361,530 | $121.1M | 0.03% | −365,955−50.3% | Reduced |
| Envestnet Asset Management Inc | 313,439 | $105.0M | 0.05% | +7,643+2.5% | Added |
| Northwestern Mutual Wealth Management Co | 294,333 | $98.6M | 0.13% | +5,244+1.8% | Added |
| Manufacturers Life Insurance Company, The | 274,208 | $91.8M | 0.05% | −370−0.1% | Reduced |
| Commonwealth Equity Services, LLC | 246,227 | $82.5M | 0.17% | +1,702+0.7% | Added |
| Arkansas Financial Group, Inc. | 232,214 | $77.8M | 15.84% | +645+0.3% | Added |
| JPMorgan Chase & Co | 230,403 | $77.2M | 0.01% | −93,850−28.9% | Reduced |
| Squarepoint Ops LLC | 229,682 | $76.9M | 0.37% | +179,411+356.9% | Added |
| Raymond James & Associates | 223,832 | $75.0M | 0.06% | −3,073−1.4% | Reduced |
| Citigroup Inc | 220,389 | $73.8M | 0.11% | +97,242+79.0% | Added |
| The PNC Financial Services Group, Inc. | 207,678 | $69.6M | 0.06% | −929−0.4% | Reduced |
| Berkshire Money Management, Inc. | 198,564 | $66.5M | 10.07% | +6,094+3.2% | Added |
| Raymond James Financial Services Advisors, Inc. | 195,412 | $65.5M | 0.12% | +3,399+1.8% | Added |
| BNP Paribas Arbitrage, SA | 192,472 | $64.5M | 0.14% | −181,475−48.5% | Reduced |
| Twin Tree Management, LP | 191,481 | $64.1M | 2.15% | +191,481 | New |
| Total Investment Management Inc | 175,971 | $58.9M | 8.44% | +15,958+10.0% | Added |
| Chartist Inc | 172,357 | $57.7M | 42.30% | −15,392−8.2% | Reduced |
| Truist Financial Corp | 160,841 | $53.9M | 0.09% | +4,802+3.1% | Added |
| AE Wealth Management LLC | 152,748 | $51.2M | 0.31% | −13,708−8.2% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 151,084 | $50.6M | 0.24% | +35,374+30.6% | Added |
| Simplex Trading, LLC | 130,631 | $43.8M | 1.60% | +104,312+396.3% | Added |
| Private Advisor Group, LLC | 129,370 | $43.3M | 0.39% | −8,367−6.1% | Reduced |
| First Republic Investment Management, Inc. | 127,370 | $42.7M | 0.12% | +4,590+3.7% | Added |
| HighTower Advisors, LLC | 124,322 | $41.6M | 0.08% | +12,395+11.1% | Added |
| Atria Investments LLC | 122,794 | $41.1M | 0.73% | +23,576+23.8% | Added |
| Stifel Financial Corp | 121,163 | $40.6M | 0.06% | +3,683+3.1% | Added |
| Millennium Management LLC | 120,080 | $40.2M | 0.04% | +36,503+43.7% | Added |
| CM Wealth Advisors LLC | 109,584 | $38.2M | 14.96% | +23,203+26.9% | Added |
| Green Square Capital Advisors LLC | 107,013 | $35.8M | 4.79% | 00.0% | Unchanged |
| Wolverine Trading, LLC | 105,874 | $35.5M | 0.35% | −650,622−86.0% | Reduced |
| Horizon Wealth Management, LLC | 101,080 | $33.9M | 13.60% | +101,080 | New |
| Beacon Capital Management, LLC | 87,679 | $30.1M | 7.99% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 85,460 | $28.6M | 0.08% | −27,684−24.5% | Reduced |
| Campbell Wealth Management | 81,066 | $27.2M | 3.31% | −1,711−2.1% | Reduced |
| Apollon Wealth Management, LLC | 79,448 | $26.6M | 1.34% | +68,871+651.1% | Added |
| Capital Fund Management S.A. | 79,223 | $26.5M | 0.36% | +42,000+112.8% | Added |
| GTS Securities LLC | 76,651 | $25.7M | 0.54% | +76,651 | New |
| Pinnacle Associates Ltd | 75,241 | $25.2M | 0.47% | −7,337−8.9% | Reduced |
| Bank of New York Mellon Corp | 73,683 | $24.7M | 0.01% | +4,618+6.7% | Added |
| CIBC World Markets Inc. | 72,911 | $24.4M | 0.09% | −289−0.4% | Reduced |
| Financial Advisory Group | 71,661 | $24.0M | 4.94% | −7,533−9.5% | Reduced |
| HRT Financial LP | 68,879 | $23.1M | 0.23% | +68,879 | New |
| SG Americas Securities, LLC | 68,767 | $23.0M | 0.31% | −37,748−35.4% | Reduced |
| Jones Financial Companies LLLP | 68,510 | $22.9M | 0.04% | −129−0.2% | Reduced |
| Select Asset Management & Trust | 68,142 | $22.8M | 13.26% | +30,115+79.2% | Added |
| Rockefeller Capital Management L.P. | 68,062 | $22.8M | 0.09% | −7,341−9.7% | Reduced |
| Cetera Advisor Networks LLC | 67,485 | $22.6M | 0.14% | −2,591−3.7% | Reduced |
| Susquehanna International Group, LLP | 67,466 | $22.6M | 0.04% | +67,466 | New |
| Johnson Bixby & Associates, LLC | 64,401 | $21.6M | 4.50% | −15,563−19.5% | Reduced |
| Wright Fund Managment, LLC | 62,438 | $20.9M | 0.93% | −95,777−60.5% | Reduced |
| MML Investors Services, LLC | 61,899 | $20.7M | 0.11% | +10,245+19.8% | Added |
| Captrust Financial Advisors | 61,684 | $20.7M | 0.08% | +4,312+7.5% | Added |
| Mariner, LLC | 61,623 | $20.6M | 0.06% | +2,656+4.5% | Added |
| Conservest Capital Advisors, Inc. | 61,574 | $20.6M | 2.49% | +198+0.3% | Added |
| CI Private Wealth, LLC | 61,119 | $20.5M | 0.05% | +37,960+163.9% | Added |
| Parallax Volatility Advisers, L.P. | 60,586 | $20.3M | 0.71% | +32,775+117.8% | Added |
| Stephens Inc | 60,015 | $20.1M | 0.39% | −484−0.8% | Reduced |
| Cetera Investment Advisers | 59,772 | $20.0M | 0.17% | −7,876−11.6% | Reduced |
| Meitav Dash Investments Ltd | 58,511 | $19.9M | 0.32% | −50,115−46.1% | Reduced |
| Integrated Wealth Concepts LLC | 58,031 | $19.4M | 0.34% | +417+0.7% | Added |
| Creative Planning | 57,453 | $19.2M | 0.03% | +100+0.2% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 53,787 | $18.0M | 10.96% | +820+1.5% | Added |
| Baird Financial Group, Inc. | 52,338 | $17.5M | 0.05% | +13,178+33.7% | Added |
| Janney Montgomery Scott LLC | 50,500 | $16.9M | 0.06% | −1,824−3.5% | Reduced |
| Northern Trust Corp | 50,438 | $16.9M | 0.00% | −511−1.0% | Reduced |
| Prostatis Group LLC | 49,532 | $16.6M | 8.11% | +13,392+37.1% | Added |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $16.5M | 1.21% | 00.0% | Unchanged |
| AMG National Trust Bank | 47,731 | $16.0M | 0.56% | −163−0.3% | Reduced |
| FMR LLC | 46,868 | $15.7M | 0.00% | +3,421+7.9% | Added |
| Walleye Capital LLC | 46,081 | $15.4M | 0.23% | +18,353+66.2% | Added |
| Avantax Advisory Services, Inc. | 45,070 | $15.1M | 0.17% | +8,721+24.0% | Added |
| Strategic Wealth Designers | 44,300 | $14.8M | 2.69% | +719+1.6% | Added |
| Point72 Middle East FZE | 43,780 | $14.7M | 0.89% | −11,488−20.8% | Reduced |
| TCP Asset Management, LLC | 43,612 | $14.6M | 6.25% | +2,656+6.5% | Added |
| Wealth Enhancement Advisory Services, LLC | 43,530 | $14.6M | 0.05% | +42,784+5,735.1% | Added |
| HSBC Holdings PLC | 42,800 | $14.3M | 0.02% | −78,412−64.7% | Reduced |
| GenWealth Group, Inc. | 42,116 | $14.1M | 4.28% | +140+0.3% | Added |
| Daiwa Securities Group Inc. | 41,272 | $13.8M | 0.10% | −4,566−10.0% | Reduced |
| Pinnacle Financial Partners Inc | 40,135 | $13.4M | 0.35% | −473−1.2% | Reduced |
| Blair William & Co | 40,064 | $13.4M | 0.05% | −5,771−12.6% | Reduced |
| Taiyo Life Insurance Co | 40,000 | $13.4M | 1.04% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 39,314 | $13.2M | 0.20% | +520+1.3% | Added |
| GWM Advisors LLC | 38,223 | $12.8M | 0.14% | +4,809+14.4% | Added |
| MKT Advisors LLC | 37,858 | $12.6M | 9.59% | −6,213−14.1% | Reduced |
| Brookstone Capital Management | 36,799 | $12.3M | 0.27% | −1,148−3.0% | Reduced |
| L & S Advisors Inc | 36,420 | $12.2M | 1.75% | −1,281−3.4% | Reduced |
| Echo45 Advisors LLC | 36,172 | $12.1M | 10.27% | +37+0.1% | Added |
| Washburn Capital Management, Inc. | 35,628 | $11.9M | 10.08% | −2,052−5.4% | Reduced |
| TD Waterhouse Canada Inc. | 35,086 | $11.7M | 0.12% | −949−2.6% | Reduced |