Skip to main content

SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q1 2023

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
1,000
+1 vs. Q4 2022
Shares held
26.4M
−2.82M (−9.7%) vs. Q4 2022
Total value
$8.79B
−$809.1M (−8.4%) vs. Q4 2022
New holders
83
296 more added
Sold out
82
358 more reduced

23 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 1,000 institutions
Q1 2021: 885 institutionsQ2 2021: 894 institutionsQ3 2021: 893 institutionsQ4 2021: 962 institutionsQ1 2022: 989 institutionsQ2 2022: 953 institutionsQ3 2022: 935 institutionsQ4 2022: 1,022 institutionsQ1 2023: 1,000 institutionsQ2 2023: 1,033 institutionsQ3 2023: 1,025 institutionsQ4 2023: 1,139 institutionsQ1 2024: 1,151 institutionsQ2 2024: 1,140 institutionsQ3 2024: 1,189 institutionsQ4 2024: 1,298 institutionsQ1 2025: 1,257 institutionsQ2 2025: 1,280 institutionsQ3 2025: 1,289 institutionsQ4 2025: 1,393 institutionsQ1 2026: 1,373 institutionsQ2 2026: 1,457 institutions
Value heldQ1 2023: $8.79B
Q1 2021: $9.86BQ2 2021: $10.5BQ3 2021: $9.14BQ4 2021: $9.71BQ1 2022: $10.5BQ2 2022: $8.54BQ3 2022: $8.17BQ4 2022: $9.61BQ1 2023: $8.79BQ2 2023: $9.86BQ3 2023: $8.56BQ4 2023: $11.9BQ1 2024: $12.3BQ2 2024: $11.0BQ3 2024: $12.9BQ4 2024: $15.2BQ1 2025: $14.2BQ2 2025: $14.2BQ3 2025: $15.0BQ4 2025: $18.8BQ1 2026: $16.3BQ2 2026: $16.1B
Institutions holding DIA and their total value by quarter
QuarterHoldersValue
Q2 20261,457$16.1B
Q1 20261,373$16.3B
Q4 20251,393$18.8B
Q3 20251,289$15.0B
Q2 20251,280$14.2B
Q1 20251,257$14.2B
Q4 20241,298$15.2B
Q3 20241,189$12.9B
Q2 20241,140$11.0B
Q1 20241,151$12.3B
Q4 20231,139$11.9B
Q3 20231,025$8.56B
Q2 20231,033$9.86B
Q1 20231,000$8.79B
Q4 20221,022$9.61B
Q3 2022935$8.17B
Q2 2022953$8.54B
Q1 2022989$10.5B
Q4 2021962$9.71B
Q3 2021893$9.14B
Q2 2021894$10.5B
Q1 2021885$9.86B

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q4 2022.

Institutions holding DIA in Q1 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Morgan Stanley3,302,440$1.10B0.12%−397,815−10.8%Reduced
Bank of America Corp2,859,267$951.0M0.11%+114,425+4.2%Added
LPL Financial LLC1,177,906$391.8M0.31%−20,579−1.7%Reduced
Wells Fargo & Company1,135,347$377.6M0.12%−227,652−16.7%Reduced
UBS Group AG891,090$296.4M0.14%−62,419−6.5%Reduced
Royal Bank of Canada878,510$292.2M0.09%+153,383+21.2%Added
Ameriprise Financial Inc731,185$243.3M0.08%−69,152−8.6%Reduced
Goldman Sachs Group Inc648,507$215.7M0.06%−50,377−7.2%Reduced
Churchill Management Corp562,384$187.1M3.83%−1,517−0.3%Reduced
Bank of Montreal549,321$182.8M0.12%+190,261+53.0%Added
Credit Suisse AG420,535$139.9M0.14%−3,227−0.8%Reduced
Wolverine Trading, LLC389,710$128.0M3.88%+368,718+1,756.5%Added
BNP Paribas Arbitrage, SA311,139$103.5M0.22%+240,929+343.2%Added
Envestnet Asset Management Inc309,570$103.0M0.05%−11,673−3.6%Reduced
Advisor Group Holdings, Inc.305,787$101.7M0.19%−64,771−17.5%Reduced
Northwestern Mutual Wealth Management Co299,111$99.5M0.14%+1,152+0.4%Added
Berkshire Money Management, Inc.290,881$96.8M14.67%−46,865−13.9%Reduced
Commonwealth Equity Services, LLC262,616$87.4M0.19%+11,936+4.8%Added
Two Sigma Investments, LP250,550$83.3M0.25%−308,050−55.1%Reduced
Healthcare of Ontario Pension Plan Trust Fund250,000$83.2M0.47%00.0%Unchanged
Raymond James & Associates241,865$80.4M0.07%+10,949+4.7%Added
Arkansas Financial Group, Inc.233,174$77.6M16.11%−1,606−0.7%Reduced
Raymond James Financial Services Advisors, Inc.226,058$75.2M0.14%−154,611−40.6%Reduced
The PNC Financial Services Group, Inc.218,665$72.7M0.06%−21,390−8.9%Reduced
Citigroup Inc205,879$68.5M0.09%+680.0%Added
JPMorgan Chase & Co162,935$54.2M0.01%+48,324+42.2%Added
Truist Financial Corp158,451$52.7M0.09%+2,399+1.5%Added
Wright Fund Managment, LLC157,700$52.5M4.91%+54,300+52.5%Added
Cerity Partners LLC50,098$52.1M0.24%+8,381+20.1%Added
Total Investment Management Inc156,345$52.0M9.93%+156,345New
CM Wealth Advisors LLC136,825$45.6M8.82%+20,363+17.5%Added
Cambridge Investment Research Advisors, Inc.129,179$43.0M0.21%−27,362−17.5%Reduced
Atria Investments LLC126,915$42.2M0.80%+10,552+9.1%Added
HSBC Holdings PLC123,346$42.2M0.05%+77,821+170.9%Added
First Republic Investment Management, Inc.125,460$41.7M0.09%+1,160+0.9%Added
Jane Street Group, LLC122,524$40.8M0.07%+99,344+428.6%Added
Stifel Financial Corp117,630$39.1M0.06%−6,383−5.1%Reduced
Susquehanna International Group, LLP117,213$39.0M0.06%−349,222−74.9%Reduced
AE Wealth Management LLC114,059$37.9M0.24%−20,253−15.1%Reduced
HighTower Advisors, LLC109,765$36.5M0.08%+580+0.5%Added
Green Square Capital Advisors LLC107,013$35.6M4.75%−390.0%Reduced
Squarepoint Ops LLC106,977$35.6M0.25%+5,326+5.2%Added
Private Advisor Group, LLC100,758$33.5M0.32%−77,387−43.4%Reduced
Chartist Inc94,523$29.1M32.11%+94,523New
Janney Montgomery Scott LLC87,429$29.1M0.12%+27,736+46.5%Added
Creative Planning87,168$29.0M0.04%+27,201+45.4%Added
Simplex Trading, LLC85,834$28.6M1.29%+85,734+85,734.0%Added
Beacon Capital Management, LLC85,610$28.5M8.32%+3,345+4.1%Added
L & S Advisors Inc85,235$28.4M3.97%+48,340+131.0%Added
Financial Advisory Group82,130$27.3M5.51%−1,039−1.2%Reduced
Campbell Wealth Management80,687$26.8M3.36%+1,908+2.4%Added
Johnson Bixby & Associates, LLC79,155$26.3M5.81%−3,307−4.0%Reduced
Cetera Investment Advisers76,708$25.5M0.22%−41,057−34.9%Reduced
SG Americas Securities, LLC73,902$24.6M0.33%−127,330−63.3%Reduced
Optiver Holding B.V.72,272$24.0M1.11%+12,422+20.8%Added
CIBC World Markets Inc.71,193$23.7M0.09%+2,106+3.0%Added
Captrust Financial Advisors69,257$23.0M0.10%+29,240+73.1%Added
Rockefeller Capital Management L.P.69,000$22.9M0.10%−11,577−14.4%Reduced
Jones Financial Companies LLLP68,237$22.7M0.04%−1,554−2.2%Reduced
Bank of New York Mellon Corp67,356$22.4M0.00%−967−1.4%Reduced
Cetera Advisor Networks LLC64,408$21.4M0.16%−20,743−24.4%Reduced
Mariner, LLC62,783$20.9M0.06%−34,947−35.8%Reduced
Conservest Capital Advisors, Inc.61,245$20.4M2.43%+393+0.6%Added
Stephens Inc58,896$19.6M0.38%−1,159−1.9%Reduced
Meitav Dash Investments Ltd56,673$19.4M0.34%+1,654+3.0%Added
Citadel Advisors LLC57,346$19.1M0.02%−43,864−43.3%Reduced
Allworth Financial LP53,503$17.8M0.18%−1,428−2.6%Reduced
Mine & Arao Wealth Creation & Management, LLC.52,558$17.5M11.22%+2,707+5.4%Added
MML Investors Services, LLC52,345$17.4M0.12%−1,288−2.4%Reduced
Synovus Financial Corp52,286$17.4M0.20%+3,172+6.5%Added
Integrated Wealth Concepts LLC52,068$17.3M0.36%−1,573−2.9%Reduced
Washburn Capital Management, Inc.51,602$17.2M14.80%−4,336−7.8%Reduced
Atria Wealth Solutions, Inc.50,790$16.9M0.25%+14,008+38.1%Added
Northern Trust Corp50,167$16.7M0.00%−4,794−8.7%Reduced
Regions Financial Corp49,991$16.6M0.15%−1,650−3.2%Reduced
Blair William & Co49,853$16.6M0.07%−2,983−5.6%Reduced
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD48,431$16.0M1.29%00.0%Unchanged
MKT Advisors LLC47,539$15.9M11.89%−244−0.5%Reduced
AMG National Trust Bank47,676$15.9M0.55%−34−0.1%Reduced
Heck Capital Advisors, LLC46,826$15.6M2.99%+1,459+3.2%Added
Pinnacle Associates Ltd46,275$15.4M0.31%−1,583−3.3%Reduced
Daiwa Securities Group Inc.45,699$15.2M0.11%−22,317−32.8%Reduced
Marshall Wace, LLP44,483$14.8M0.04%+44,483New
Pinnacle Financial Partners Inc42,825$14.2M0.38%+2,804+7.0%Added
Baird Financial Group, Inc.41,455$13.8M0.03%−945−2.2%Reduced
GenWealth Group, Inc.41,167$13.7M4.19%+228+0.6%Added
FMR LLC40,395$13.4M0.00%+644+1.6%Added
Taiyo Life Insurance Co40,000$13.3M1.09%00.0%Unchanged
Brookstone Capital Management38,980$13.3M0.26%−13,703−26.0%Reduced
Parallax Volatility Advisers, L.P.39,626$13.2M0.46%+39,625+3,962,500.0%Added
Strategic Wealth Designers38,823$12.9M2.40%+5,288+15.8%Added
Steward Partners Investment Advisory, LLC38,732$12.9M0.21%+762+2.0%Added
Investment Management of Virginia LLC38,117$12.7M2.41%−1,534−3.9%Reduced
Williams Jones Wealth Management, LLC.36,468$12.1M0.19%+170+0.5%Added
Meridian Wealth Management, LLC36,296$12.1M1.05%+760+2.1%Added
Echo45 Advisors LLC36,238$12.1M10.00%−4,506−11.1%Reduced
Avantax Advisory Services, Inc.35,846$11.9M0.15%+1,842+5.4%Added
TD Waterhouse Canada Inc.35,129$11.8M0.12%+237+0.7%Added
National Bank of Canada35,199$11.7M0.03%−2,313−6.2%Reduced
Oak Harvest Investment Services34,688$11.5M2.66%+845+2.5%Added