SPDR Dow Jones Industrial Average ETF Trust

DIA

Exchange: NYSE
SEC CIK: 0001041130

SEC filings (opens in a new tab)

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q1 2023

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 1,000; +1 vs. Q4 2022
Shares held: 26.4M; −2.82M (−9.7%) vs. Q4 2022
Total value: $8.79B; −$809.1M (−8.4%) vs. Q4 2022
New holders: 83; 296 more added
Sold out: 82; 358 more reduced

23 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q4 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2023: 1,000 institutions

Value heldQ1 2023: $8.79B

Institutions holding DIA and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,457	$16.1B
Q1 2026	1,373	$16.3B
Q4 2025	1,393	$18.8B
Q3 2025	1,289	$15.0B
Q2 2025	1,280	$14.2B
Q1 2025	1,257	$14.2B
Q4 2024	1,298	$15.2B
Q3 2024	1,189	$12.9B
Q2 2024	1,140	$11.0B
Q1 2024	1,151	$12.3B
Q4 2023	1,139	$11.9B
Q3 2023	1,025	$8.56B
Q2 2023	1,033	$9.86B
Q1 2023	1,000	$8.79B
Q4 2022	1,022	$9.61B
Q3 2022	935	$8.17B
Q2 2022	953	$8.54B
Q1 2022	989	$10.5B
Q4 2021	962	$9.71B
Q3 2021	893	$9.14B
Q2 2021	894	$10.5B
Q1 2021	885	$9.86B

Institutions, Q1 2023

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q4 2022.

Institutions holding DIA in Q1 2023
Institution	Shares	Value	% of portfolio	Change in shares	Action
MCF Advisors LLC	0	$5	0.00%	0	New
Delta Asset Management LLC	1	$333	0.00%	+1	New
Sound Income Strategies, LLC	2	$665	0.00%	00.0%	Unchanged
PEAK6 Investments LLC	2	$742	0.00%	−1−33.3%	Reduced
Centerpoint Advisors, LLC	3	$1.00K	0.00%	00.0%	Unchanged
Cape Investment Advisory, Inc.	5	$1.66K	0.00%	+5	New
Atticus Wealth Management, LLC	6	$2.00K	0.00%	−45−88.2%	Reduced
Horizon Investments, LLC	7	$2.33K	0.00%	+7	New
Tradewinds Capital Management, LLC	7	$2.33K	0.00%	−13−65.0%	Reduced
Hazlett, Burt & Watson, Inc.	10	$3.00K	0.00%	+10	New
Raleigh Capital Management Inc.	9	$3.13K	0.00%	00.0%	Unchanged
Castleview Partners, LLC	10	$3.39K	0.00%	00.0%	Unchanged
McIlrath & Eck, LLC	11	$3.66K	0.00%	00.0%	Unchanged
Horan Securities, Inc.	12	$3.99K	0.00%	00.0%	Unchanged
Investors Research Corp	12	$3.99K	0.00%	00.0%	Unchanged
Syverson Strege & Co	12	$3.99K	0.00%	+12	New
Beaird Harris Wealth Management, LLC	14	$4.58K	0.00%	−619−97.8%	Reduced
Level Financial Advisors, Inc.	14	$4.66K	0.00%	00.0%	Unchanged
Venturi Wealth Management, LLC	14	$4.66K	0.00%	+14	New
Global Wealth Strategies & Associates	15	$4.99K	0.00%	00.0%	Unchanged
Parkside Financial Bank & Trust	15	$4.99K	0.00%	00.0%	Unchanged
Wolff Wiese Magana LLC	15	$4.99K	0.00%	00.0%	Unchanged
Gradient Investments LLC	16	$5.32K	0.00%	00.0%	Unchanged
BerganKDV Wealth Management, LLC	16	$5.32K	0.00%	00.0%	Unchanged
JNBA Financial Advisors	16	$5.32K	0.00%	+16	New
TD Capital Management LLC	17	$5.50K	0.00%	+1+6.3%	Added
New Millennium Group LLC	18	$6.12K	0.01%	00.0%	Unchanged
Eukles Asset Management	22	$7.32K	0.00%	00.0%	Unchanged
Rosenberg Matthew Hamilton	24	$7.98K	0.00%	00.0%	Unchanged
Endurance Wealth Management, Inc.	23	$8.00K	0.00%	00.0%	Unchanged
Coston, McIsaac & Partners	25	$8.00K	0.00%	00.0%	Unchanged
Assetmark, Inc	26	$8.65K	0.00%	−135−83.9%	Reduced
Anchor Investment Management, LLC	26	$8.65K	0.00%	00.0%	Unchanged
Umb Bank N A	33	$11.0K	0.00%	00.0%	Unchanged
Lowe Wealth Advisors, LLC	36	$12.0K	0.01%	00.0%	Unchanged
Concord Wealth Partners	39	$12.9K	0.00%	+1+2.6%	Added
Nalls Sherbakoff Group, LLC	40	$13.1K	0.01%	+40	New
Farther Finance Advisors, LLC	40	$13.3K	0.00%	00.0%	Unchanged
WR Wealth Planners, LLC	40	$13.3K	0.01%	00.0%	Unchanged
Russell Investments Group, Ltd.	43	$14.3K	0.00%	+43	New
Quadrant Capital Group LLC	44	$14.6K	0.00%	−3−6.4%	Reduced
Mark Sheptoff Financial Planning, LLC	50	$16.6K	0.01%	00.0%	Unchanged
Deane Retirement Strategies, Inc.	50	$16.6K	0.01%	00.0%	Unchanged
VitalStone Financial, LLC	50	$18.0K	0.02%	−142−74.0%	Reduced
Horrell Capital Management, Inc.	56	$19.0K	0.01%	00.0%	Unchanged
Costello Asset Management, INC	60	$20.0K	0.02%	00.0%	Unchanged
Pflug Koory, LLC	66	$22.0K	0.01%	00.0%	Unchanged
Retirement Group, LLC	67	$22.0K	0.01%	+1+1.5%	Added
Archer Investment Corp	68	$22.5K	0.01%	+60+750.0%	Added
Ridgewood Investments LLC	71	$23.8K	0.01%	+71	New
Avion Wealth	73	$24.0K	0.01%	00.0%	Unchanged
Richard W. Paul & Associates, LLC	74	$24.6K	0.01%	−26−26.0%	Reduced
TSFG, LLC	74	$25.0K	0.01%	+64+640.0%	Added
Chilton Capital Management LLC	79	$26.2K	0.00%	+79	New
Buck Wealth Strategies, LLC	82	$27.3K	0.01%	+82	New
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	83	$27.6K	0.00%	−16−16.2%	Reduced
Prestige Wealth Management Group LLC	85	$28.3K	0.01%	00.0%	Unchanged
Laurel Wealth Advisors LLC	93	$30.6K	0.01%	+1+1.1%	Added
Grove Bank & Trust	96	$31.9K	0.01%	+71+284.0%	Added
Financial Synergies Wealth Advisors, Inc.	100	$33.3K	0.00%	00.0%	Unchanged
Stonehage Fleming Financial Services Holdings Ltd	103	$34.3K	0.00%	00.0%	Unchanged
Brown, Lisle/Cummings, Inc.	108	$35.9K	0.02%	00.0%	Unchanged
Armstrong Advisory Group, Inc	109	$36.3K	0.00%	00.0%	Unchanged
Fairfield Financial Advisors, LTD	113	$37.0K	0.02%	+1+0.9%	Added
Fortis Capital Advisors, LLC	113	$37.6K	0.02%	−122−51.9%	Reduced
Aspire Private Capital, LLC	117	$38.9K	0.01%	00.0%	Unchanged
Cordant, Inc.	120	$39.9K	0.03%	00.0%	Unchanged
Register Financial Advisors LLC	123	$40.7K	0.03%	−44−26.3%	Reduced
Atlas Capital Advisors LLC	125	$41.6K	0.01%	00.0%	Unchanged
Missouri Trust & Investment Co	134	$44.6K	0.03%	00.0%	Unchanged
Resurgent Financial Advisors LLC	135	$44.8K	0.03%	00.0%	Unchanged
Disciplined Investments, LLC	141	$46.8K	0.02%	00.0%	Unchanged
Baldrige Asset Management LLC	145	$48.0K	0.02%	00.0%	Unchanged
Farmers & Merchants Investments Inc	145	$48.2K	0.00%	00.0%	Unchanged
Wealth CMT	147	$49.0K	0.05%	+147	New
Kalos Management, Inc.	148	$49.2K	0.10%	+148	New
TCI Wealth Advisors, Inc.	149	$49.6K	0.01%	00.0%	Unchanged
Morton Brown Family Wealth, LLC	150	$49.9K	0.03%	+150	New
Toth Financial Advisory Corp	150	$50.0K	0.01%	00.0%	Unchanged
Raffa Wealth Management, LLC	155	$51.5K	0.02%	+1+0.6%	Added
Truvestments Capital LLC	160	$53.1K	0.03%	00.0%	Unchanged
Key Financial Inc	163	$54.2K	0.02%	00.0%	Unchanged
25 LLC	175	$59.0K	0.04%	+175	New
Carmichael Hill & Associates, Inc.	179	$59.5K	0.03%	+130+265.3%	Added
Ahrens Investment Partners LLC	204	$67.8K	0.03%	+204	New
Sageworth Trust Co	204	$67.9K	0.01%	00.0%	Unchanged
NewSquare Capital LLC	205	$68.2K	0.01%	+155+310.0%	Added
Clearview Wealth Advisors LLC	207	$69.0K	0.07%	00.0%	Unchanged
Tucker Asset Management LLC	209	$69.5K	0.02%	−19−8.3%	Reduced
Bangor Savings Bank	210	$69.8K	0.01%	00.0%	Unchanged
Bell Investment Advisors, Inc	211	$70.0K	0.02%	00.0%	Unchanged
Brown Brothers Harriman & Co	215	$71.5K	0.00%	00.0%	Unchanged
Ten Capital Wealth Advisors, LLC	221	$73.5K	0.02%	+221	New
Accel Wealth Management	222	$73.8K	0.03%	00.0%	Unchanged
Northwest Investment Counselors, LLC	227	$75.6K	0.02%	+27+13.5%	Added
Kistler-Tiffany Companies, LLC	229	$76.3K	0.01%	+64+38.8%	Added
Capital Analysts, LLC	237	$79.0K	0.00%	+8+3.5%	Added
Baker Avenue Asset Management, LP	238	$79.2K	0.00%	−56−19.0%	Reduced
Arcadia Investment Advisors LLC	245	$81.4K	0.06%	00.0%	Unchanged
Bogart Wealth, LLC	246	$81.7K	0.01%	+51+26.2%	Added