SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,235,596 | $1.09B | 0.15% | −485,067−13.0% | Reduced |
| Bank of America Corp | 3,085,258 | $1.04B | 0.12% | −3,318,508−51.8% | Reduced |
| Citigroup Inc | 1,308,647 | $442.7M | 0.44% | +686,361+110.3% | Added |
| Wells Fargo & Company | 1,263,060 | $427.3M | 0.10% | −92,121−6.8% | Reduced |
| LPL Financial LLC | 1,045,422 | $353.7M | 0.33% | +69,594+7.1% | Added |
| Royal Bank of Canada | 943,674 | $319.2M | 0.09% | −264,511−21.9% | Reduced |
| UBS Group AG | 936,150 | $316.7M | 0.13% | −178,951−16.0% | Reduced |
| Mizuho Bank, Ltd. | 750,000 | $253.7M | 25.44% | +300,000+66.7% | Added |
| Ameriprise Financial Inc | 612,582 | $207.2M | 0.07% | −17,709−2.8% | Reduced |
| Churchill Management Corp | 545,593 | $184.6M | 2.78% | +2,816+0.5% | Added |
| Goldman Sachs Group Inc | 521,324 | $176.4M | 0.05% | +376,595+260.2% | Added |
| Citadel Advisors LLC | 516,787 | $174.8M | 0.19% | +305,147+144.2% | Added |
| SG Americas Securities, LLC | 479,311 | $162.1M | 0.89% | −142,753−22.9% | Reduced |
| Northwestern Mutual Wealth Management Co | 390,946 | $132.3M | 0.24% | −6,050−1.5% | Reduced |
| Two Sigma Investments, LP | 372,000 | $125.8M | 0.34% | +58,700+18.7% | Added |
| Envestnet Asset Management Inc | 314,452 | $106.4M | 0.06% | +27,452+9.6% | Added |
| Bank of Montreal | 294,245 | $101.4M | 0.05% | −18,385−5.9% | Reduced |
| Berkshire Money Management, Inc. | 279,622 | $94.6M | 15.02% | +36,214+14.9% | Added |
| Sumitomo Mitsui Financial Group, Inc. | 260,000 | $88.0M | 2.02% | +260,000 | New |
| Forward Management, LLC | 256,875 | $86.9M | 9.28% | +256,875 | New |
| Commonwealth Equity Services, LLC | 229,899 | $77.8M | 0.20% | +14,309+6.6% | Added |
| Arkansas Financial Group, Inc. | 224,214 | $75.8M | 16.65% | +3,288+1.5% | Added |
| Advisor Group Holdings, Inc. | 219,393 | $74.2M | 0.15% | −4,391−2.0% | Reduced |
| The PNC Financial Services Group, Inc. | 213,501 | $72.2M | 0.07% | −3,122−1.4% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 212,809 | $72.0M | 0.15% | +5,771+2.8% | Added |
| Raymond James & Associates | 179,666 | $60.8M | 0.05% | −47,035−20.7% | Reduced |
| Barclays PLC | 167,473 | $56.7M | 0.04% | +86,770+107.5% | Added |
| BNP Paribas Arbitrage, SA | 159,345 | $53.9M | 0.13% | −138,737−46.5% | Reduced |
| Truist Financial Corp | 155,783 | $52.7M | 0.09% | +15,996+11.4% | Added |
| AE Wealth Management LLC | 143,945 | $48.7M | 0.40% | −25,972−15.3% | Reduced |
| Two Sigma Advisers, LP | 140,700 | $47.6M | 0.12% | +93,100+195.6% | Added |
| Green Square Capital Advisors LLC | 121,179 | $41.0M | 9.31% | +5,731+5.0% | Added |
| Jump Financial, LLC | 119,841 | $40.5M | 2.93% | +101,529+554.4% | Added |
| Credit Suisse AG | 118,139 | $40.0M | 0.03% | +27,889+30.9% | Added |
| Atria Investments LLC | 111,193 | $37.6M | 0.68% | +6,530+6.2% | Added |
| HighTower Advisors, LLC | 111,140 | $37.6M | 0.10% | −2,157−1.9% | Reduced |
| Stifel Financial Corp | 109,684 | $37.1M | 0.05% | +2,409+2.2% | Added |
| Chartist Inc | 96,425 | $32.6M | 16.43% | −1,499−1.5% | Reduced |
| Private Advisor Group, LLC | 96,122 | $32.5M | 0.21% | +17,868+22.8% | Added |
| Broadmark Asset Management LLC | 95,868 | $32.4M | 17.25% | +95,868 | New |
| Rockefeller Capital Management L.P. | 92,284 | $31.2M | 0.16% | −13,450−12.7% | Reduced |
| Williams Jones Wealth Management, LLC. | 90,607 | $30.7M | 0.43% | −323−0.4% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 88,476 | $29.9M | 0.15% | −4,962−5.3% | Reduced |
| Financial Advisory Group | 86,354 | $29.2M | 6.47% | −539−0.6% | Reduced |
| First Republic Investment Management, Inc. | 84,865 | $28.7M | 0.07% | +85+0.1% | Added |
| IMC-Chicago, LLC | 84,549 | $28.6M | 2.33% | −166,700−66.3% | Reduced |
| Piershale Financial Group, Inc. | 84,225 | $28.5M | 11.74% | +20,444+32.1% | Added |
| Jones Financial Companies LLLP | 78,296 | $27.2M | 0.04% | −1,180−1.5% | Reduced |
| Blair William & Co | 77,179 | $26.1M | 0.09% | +2,971+4.0% | Added |
| Campbell Wealth Management | 72,900 | $24.7M | 3.30% | +1,762+2.5% | Added |
| Johnson Bixby & Associates, LLC | 72,120 | $24.4M | 7.06% | +1,136+1.6% | Added |
| MML Investors Services, LLC | 70,865 | $24.0M | 0.19% | +1,948+2.8% | Added |
| Bank of New York Mellon Corp | 70,072 | $23.7M | 0.00% | −1,178−1.7% | Reduced |
| Stephens Inc | 67,189 | $22.7M | 0.35% | +240+0.4% | Added |
| HSBC Holdings PLC | 61,143 | $22.1M | 0.03% | −197,263−76.3% | Reduced |
| JPMorgan Chase & Co | 63,008 | $21.3M | 0.00% | +2,380+3.9% | Added |
| Heck Capital Advisors, LLC | 61,145 | $20.7M | 4.13% | −1,583−2.5% | Reduced |
| Conservest Capital Advisors, Inc. | 61,034 | $20.6M | 2.33% | −123−0.2% | Reduced |
| Cetera Advisors LLC | 60,064 | $20.3M | 0.40% | +10,751+21.8% | Added |
| Jefferies Group LLC | 59,121 | $20.0M | 0.48% | +19,051+47.5% | Added |
| American Portfolios Advisors | 58,864 | $19.9M | 0.75% | +11,581+24.5% | Added |
| Eagle Capital Management, LLC | 57,816 | $19.6M | 5.31% | +1,515+2.7% | Added |
| Washburn Capital Management, Inc. | 56,826 | $19.2M | 12.57% | +1,114+2.0% | Added |
| Creative Planning | 55,681 | $18.8M | 0.03% | −4,694−7.8% | Reduced |
| Steward Partners Investment Advisory, LLC | 55,176 | $18.7M | 0.32% | −278−0.5% | Reduced |
| Smith Anglin Financial, LLC | 53,914 | $18.2M | 3.56% | −978−1.8% | Reduced |
| Davidson Capital Management Inc. | 52,908 | $17.9M | 9.02% | +1,259+2.4% | Added |
| AAFCPAs Wealth Management, LLC | 52,601 | $17.8M | 13.52% | +1,640+3.2% | Added |
| Meitav Dash Investments Ltd | 52,376 | $17.8M | 0.29% | +49,391+1,654.6% | Added |
| Investment Management of Virginia LLC | 52,259 | $17.7M | 3.40% | −4,397−7.8% | Reduced |
| Pinnacle Associates Ltd | 51,633 | $17.5M | 0.32% | −2,321−4.3% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 50,389 | $17.0M | 10.21% | +981+2.0% | Added |
| HRT Financial LP | 49,845 | $16.9M | 0.10% | −50,311−50.2% | Reduced |
| AMG National Trust Bank | 49,582 | $16.8M | 0.54% | +677+1.4% | Added |
| Northern Trust Corp | 48,483 | $16.4M | 0.00% | +8,639+21.7% | Added |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $16.4M | 1.17% | 00.0% | Unchanged |
| Regions Financial Corp | 46,289 | $15.7M | 0.14% | +657+1.4% | Added |
| CIBC World Markets Inc. | 45,590 | $15.4M | 0.06% | +1,909+4.4% | Added |
| Integrated Wealth Concepts LLC | 44,399 | $15.0M | 0.49% | +1,455+3.4% | Added |
| Mariner, LLC | 44,355 | $15.0M | 0.08% | +2,618+6.3% | Added |
| Cutler Group LP | 44,278 | $15.0M | 1.14% | +38,555+673.7% | Added |
| GenWealth Group, Inc. | 43,481 | $14.7M | 4.31% | +385+0.9% | Added |
| Meridian Wealth Management, LLC | 42,181 | $14.3M | 1.76% | −1,606−3.7% | Reduced |
| Summit Asset Management, LLC | 40,866 | $13.8M | 4.33% | −646−1.6% | Reduced |
| Pinnacle Financial Partners Inc | 40,771 | $13.8M | 0.49% | 00.0% | Unchanged |
| Taiyo Life Insurance Co | 40,000 | $13.5M | 2.14% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 39,389 | $13.3M | 0.18% | +2,234+6.0% | Added |
| Allworth Financial LP | 38,797 | $13.1M | 0.22% | −7,399−16.0% | Reduced |
| Janney Montgomery Scott LLC | 37,203 | $12.6M | 0.05% | +5,107+15.9% | Added |
| FMR LLC | 35,983 | $12.2M | 0.00% | +668+1.9% | Added |
| Squarepoint Ops LLC | 34,604 | $11.7M | 0.08% | +34,604 | New |
| Pinnacle Holdings, LLC | 31,816 | $10.8M | 4.72% | −1,432−4.3% | Reduced |
| Baird Financial Group, Inc. | 30,763 | $10.4M | 0.03% | +472+1.6% | Added |
| L & S Advisors Inc | 30,677 | $10.4M | 1.12% | +2,020+7.0% | Added |
| Daiwa Securities Group Inc. | 30,080 | $10.2M | 0.07% | +6,300+26.5% | Added |
| Avantax Advisory Services, Inc. | 29,839 | $10.1M | 0.17% | +1,775+6.3% | Added |
| Toronto Dominion Bank | 29,783 | $10.1M | 0.02% | +14,903+100.2% | Added |
| All Terrain Financial Advisors, LLC | 29,494 | $9.98M | 4.59% | +1,092+3.8% | Added |
| Keybank National Association | 29,308 | $9.91M | 0.04% | +362+1.3% | Added |
| Main Management LLC | 29,200 | $9.88M | 1.06% | −600−2.0% | Reduced |