SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Whittier Trust Co | 29,036 | $9.82M | 0.18% | −1,403−4.6% | Reduced |
| Jane Street Group, LLC | 28,482 | $9.63M | 0.02% | +20,896+275.5% | Added |
| Mechanics Bank Trust Department | 28,065 | $9.49M | 1.54% | −265−0.9% | Reduced |
| Mizuho Securities USA LLC | 27,431 | $9.28M | 0.95% | −64,069−70.0% | Reduced |
| Whittier Trust Co of Nevada Inc | 26,677 | $9.03M | 0.37% | −1,425−5.1% | Reduced |
| Ameritas Investment Company, LLC | 26,473 | $8.96M | 0.41% | +4,826+22.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 26,400 | $8.93M | 0.02% | 00.0% | Unchanged |
| M&T Bank Corp | 26,380 | $8.92M | 0.04% | −115−0.4% | Reduced |
| Pittenger & Anderson Inc | 26,163 | $8.85M | 0.44% | +876+3.5% | Added |
| Federation des caisses Desjardins du Quebec | 26,084 | $8.82M | 0.09% | −15,165−36.8% | Reduced |
| IFG Advisory, LLC | 26,008 | $8.80M | 0.95% | +62+0.2% | Added |
| Kestra Advisory Services, LLC | 25,696 | $8.69M | 0.09% | +2,434+10.5% | Added |
| Main Management Fund Advisors LLC | 24,800 | $8.39M | 6.48% | +800+3.3% | Added |
| Strategic Wealth Designers | 24,835 | $8.38M | 2.50% | +3,589+16.9% | Added |
| Tower Research Capital LLC (TRC) | 24,541 | $8.30M | 0.21% | +9,124+59.2% | Added |
| GHP Investment Advisors, Inc. | 24,125 | $8.16M | 0.65% | −495−2.0% | Reduced |
| Eudaimonia Partners, LLC | 23,779 | $8.04M | 1.45% | +4,018+20.3% | Added |
| Triumph Capital Management | 23,720 | $8.04M | 3.77% | +1,728+7.9% | Added |
| NTV Asset Management LLC | 23,732 | $8.03M | 1.39% | +60+0.3% | Added |
| Clear Street Markets LLC | 23,500 | $7.95M | 1.75% | +17,500+291.7% | Added |
| Flow Traders U.S. LLC | 23,249 | $7.87M | 0.32% | −21,311−47.8% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 23,004 | $7.78M | 2.82% | +330+1.5% | Added |
| Hilltop Holdings Inc. | 22,788 | $7.71M | 0.85% | −2,919−11.4% | Reduced |
| AlphaStar Capital Management, LLC | 21,806 | $7.68M | 0.52% | +5,313+32.2% | Added |
| Two Sigma Securities, LLC | 22,713 | $7.68M | 1.59% | +20,485+919.4% | Added |
| TrueWealth Advisors, LLC | 21,816 | $7.38M | 4.15% | +386+1.8% | Added |
| Gunma Bank,Ltd. | 21,400 | $7.24M | 4.01% | +13,000+154.8% | Added |
| Prospera Financial Services Inc | 21,171 | $7.16M | 0.36% | −458−2.1% | Reduced |
| Harbour Investments, Inc. | 20,663 | $6.99M | 0.22% | +38+0.2% | Added |
| Freed Investment Group | 20,523 | $6.94M | 5.29% | −1,209−5.6% | Reduced |
| Secure Asset Management, LLC | 20,487 | $6.93M | 3.42% | +6,152+42.9% | Added |
| Sowell Financial Services LLC | 20,023 | $6.79M | 0.46% | −343−1.7% | Reduced |
| Washington Capital Management Inc | 19,416 | $6.57M | 5.81% | +19,416 | New |
| Cetera Investment Advisers | 19,386 | $6.56M | 0.10% | −1,930−9.1% | Reduced |
| Cornerstone Wealth Management, LLC | 19,321 | $6.54M | 0.70% | +1,020+5.6% | Added |
| Cowa, LLC | 19,264 | $6.52M | 3.73% | −1,021−5.0% | Reduced |
| Arete Wealth Advisors, LLC | 19,264 | $6.52M | 0.72% | +218+1.1% | Added |
| Pinnacle Wealth Planning Services, Inc. | 19,064 | $6.45M | 1.43% | 00.0% | Unchanged |
| TBH Global Asset Management, LLC | 18,921 | $6.40M | 1.49% | +614+3.4% | Added |
| Oak Harvest Investment Services | 18,848 | $6.38M | 1.86% | +1,948+11.5% | Added |
| Thrivent Financial for Lutherans | – | $6.35M | 0.01% | – | – |
| Murphy Capital Management Inc | 18,765 | $6.35M | 0.74% | −1,070−5.4% | Reduced |
| Birinyi Associates Inc | 18,545 | $6.28M | 2.11% | 00.0% | Unchanged |
| Banco Bilbao Vizcaya Argentaria, S.A. | 18,265 | $6.22M | 0.10% | +15,235+502.8% | Added |
| King Wealth | 17,917 | $6.06M | 1.24% | −134−0.7% | Reduced |
| Capital Wealth Planning, LLC | 17,831 | $6.03M | 0.17% | +3,185+21.7% | Added |
| Wealth Enhancement & Preservation of GA, LLC | 17,821 | $6.03M | 4.64% | +1,161+7.0% | Added |
| Blue Bell Private Wealth Management, LLC | 17,745 | $6.02M | 1.76% | −200−1.1% | Reduced |
| Pinnacle Wealth Management Advisory Group, LLC | 17,618 | $5.96M | 1.40% | −822−4.5% | Reduced |
| Dynamic Advisor Solutions LLC | 17,396 | $5.88M | 0.44% | −26,093−60.0% | Reduced |
| Magnolia Capital Management Ltd | 17,293 | $5.85M | 5.04% | −2,805−14.0% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 16,975 | $5.74M | 0.56% | +302+1.8% | Added |
| Curtis Advisory Group, LLC | 16,927 | $5.73M | 2.08% | 00.0% | Unchanged |
| Financial Advocates Investment Management | 16,901 | $5.72M | 0.40% | +14,811+708.7% | Added |
| Pettinga Financial Advisors, LLC | 16,717 | $5.66M | 1.44% | −4,075−19.6% | Reduced |
| Brown Advisory Inc | 16,685 | $5.64M | 0.01% | −739−4.2% | Reduced |
| Probabilities Fund Management, LLC | 16,530 | $5.59M | 20.15% | −1,680−9.2% | Reduced |
| BigSur Wealth Management LLC | 16,384 | $5.55M | 2.49% | −5,300−24.4% | Reduced |
| Stratos Wealth Partners, LTD. | 16,259 | $5.50M | 0.14% | +804+5.2% | Added |
| Crescent Capital Consulting, LLC | 15,702 | $5.31M | 0.97% | +838+5.6% | Added |
| Frank, Rimerman Advisors LLC | 15,641 | $5.29M | 2.04% | +3,985+34.2% | Added |
| Susquehanna International Group, LLP | 15,622 | $5.29M | 0.01% | −19,918−56.0% | Reduced |
| Johnson Investment Counsel Inc | 15,567 | $5.28M | 0.07% | +729+4.9% | Added |
| Foster Group, Inc. | 15,500 | $5.24M | 0.51% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 15,495 | $5.24M | 0.38% | −8−0.1% | Reduced |
| WJ Wealth Management, LLC | 15,393 | $5.20M | 3.45% | +15,393 | New |
| Tufton Capital Management | 15,202 | $5.14M | 0.87% | −140−0.9% | Reduced |
| Wedbush Securities Inc | 15,025 | $5.08M | 0.24% | −500−3.2% | Reduced |
| Iowa State Bank | 14,870 | $5.03M | 1.41% | 00.0% | Unchanged |
| Mercer Global Advisors Inc | 14,536 | $4.92M | 0.03% | +5,595+62.6% | Added |
| Strategic Wealth Advisors Group, LLC | 14,270 | $4.83M | 0.24% | +906+6.8% | Added |
| Benin Management CORP | 14,221 | $4.81M | 1.53% | −400−2.7% | Reduced |
| Outlook Wealth Advisors, LLC | 14,087 | $4.77M | 1.56% | +247+1.8% | Added |
| SNS Financial Group, LLC | 13,974 | $4.73M | 0.59% | −429−3.0% | Reduced |
| IFG Advisors, LLC | 13,914 | $4.71M | 2.16% | +52+0.4% | Added |
| Gladstone Institutional Advisory LLC | 13,805 | $4.67M | 0.46% | +703+5.4% | Added |
| Sound View Wealth Advisors Group, LLC | 13,734 | $4.65M | 0.97% | +345+2.6% | Added |
| Mission Creek Capital Partners, Inc. | 13,527 | $4.58M | 0.85% | +14+0.1% | Added |
| B. Riley Wealth Management, Inc. | 13,386 | $4.53M | 0.35% | −2,002−13.0% | Reduced |
| Snowden Capital Advisors LLC | 13,249 | $4.48M | 0.22% | +669+5.3% | Added |
| Tortoise Investment Management, LLC | 13,217 | $4.47M | 0.90% | −86−0.6% | Reduced |
| Miracle Mile Advisors, LLC | 13,167 | $4.45M | 0.21% | +50.0% | Added |
| Oppenheimer & Co Inc | 12,609 | $4.26M | 0.08% | +409+3.4% | Added |
| Montag A & Associates Inc | 12,410 | $4.20M | 0.23% | −91−0.7% | Reduced |
| Thoroughbred Financial Services, LLC | 12,345 | $4.18M | 1.02% | +281+2.3% | Added |
| Wade G W & Inc | 12,309 | $4.16M | 0.20% | −129−1.0% | Reduced |
| Steel Peak Wealth Management LLC | 12,216 | $4.13M | 0.28% | −1,413−10.4% | Reduced |
| Bay Rivers Group | 12,174 | $4.12M | 2.80% | +52+0.4% | Added |
| Henshaw Capital LLC | 12,000 | $4.06M | 0.25% | 00.0% | Unchanged |
| Aj Wealth Strategies, LLC | 11,811 | $4.00M | 0.22% | +40.0% | Added |
| Harvest Investment Services, LLC | 11,761 | $3.98M | 1.62% | −402−3.3% | Reduced |
| Stratos Wealth Advisors, LLC | 11,741 | $3.97M | 0.34% | +2,471+26.7% | Added |
| Armbruster Capital Management, Inc. | 11,509 | $3.89M | 1.11% | +151+1.3% | Added |
| US Bancorp | 11,201 | $3.79M | 0.01% | −9,993−47.2% | Reduced |
| StoneX Group Inc. | 11,161 | $3.78M | 0.54% | +589+5.6% | Added |
| Greystone Financial Group, LLC | 10,665 | $3.61M | 1.07% | −3,247−23.3% | Reduced |
| GFS Advisors, LLC | 10,637 | $3.60M | 0.78% | −682−6.0% | Reduced |
| Transcend Wealth Collective, LLC | 9,971 | $3.56M | 0.32% | +9,971 | New |
| Kestra Private Wealth Services, LLC | 10,452 | $3.54M | 0.20% | +846+8.8% | Added |
| Kovack Advisors, Inc. | 10,415 | $3.52M | 0.38% | +819+8.5% | Added |