SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AtlasMark Financial, Inc | 10,400 | $3.52M | 4.70% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 10,368 | $3.51M | 0.09% | +10,368 | New |
| Independent Financial Group, LLC | 10,316 | $3.49M | 0.36% | +742+7.8% | Added |
| Venture Visionary Partners LLC | 10,118 | $3.42M | 0.24% | +20.0% | Added |
| Belpointe Asset Management LLC | 10,027 | $3.39M | 0.23% | +2,567+34.4% | Added |
| Schnieders Capital Management LLC | 9,992 | $3.38M | 0.91% | −271−2.6% | Reduced |
| Buckingham Strategic Wealth, LLC | 9,953 | $3.37M | 0.07% | −683−6.4% | Reduced |
| Greenwich Wealth Management LLC | 9,833 | $3.33M | 0.28% | +1,012+11.5% | Added |
| Vicus Capital | 9,821 | $3.32M | 0.54% | +5,628+134.2% | Added |
| Ayalon Holdings Ltd. | 9,660 | $3.32M | 1.20% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 9,648 | $3.26M | 2.10% | +74+0.8% | Added |
| Sigma Planning Corp | 9,622 | $3.25M | 0.10% | −464−4.6% | Reduced |
| Truepoint, Inc. | 9,510 | $3.22M | 0.16% | 00.0% | Unchanged |
| Moneta Group Investment Advisors LLC | 9,326 | $3.15M | 0.15% | −174−1.8% | Reduced |
| Arvest Bank Trust Division | 9,145 | $3.09M | 0.17% | +295+3.3% | Added |
| Caldwell Trust Co | 9,134 | $3.09M | 0.39% | +80+0.9% | Added |
| WealthBridge Capital Management, LLC | 9,067 | $3.07M | 1.15% | −1,846−16.9% | Reduced |
| Keystone Financial Group | 8,795 | $2.98M | 0.54% | −30−0.3% | Reduced |
| Homrich & Berg | 8,758 | $2.96M | 0.07% | +82+0.9% | Added |
| Parametric Portfolio Associates LLC | 8,523 | $2.88M | 0.00% | +211+2.5% | Added |
| Sugarloaf Wealth Management, LLC | 8,418 | $2.85M | 0.75% | −12−0.1% | Reduced |
| Wall Street Access Asset Management, LLC | 8,391 | $2.84M | 1.25% | +835+11.1% | Added |
| Good Life Advisors, LLC | 8,327 | $2.82M | 0.38% | −584−6.6% | Reduced |
| United Capital Financial Advisers, LLC | 8,328 | $2.82M | 0.01% | −217−2.5% | Reduced |
| Summit Wealth Partners, LLC | 8,326 | $2.82M | 0.67% | +14+0.2% | Added |
| Select Asset Management & Trust | 8,305 | $2.81M | 2.03% | −4,148−33.3% | Reduced |
| Neuberger Berman Group LLC | 8,193 | $2.77M | 0.00% | +1,199+17.1% | Added |
| RMR Wealth Builders | 8,138 | $2.76M | 0.81% | −16−0.2% | Reduced |
| Brighton Jones LLC | 8,147 | $2.76M | 0.14% | +8,147 | New |
| Narwhal Capital Management | 8,090 | $2.74M | 0.35% | 00.0% | Unchanged |
| First Horizon Advisors, Inc. | 7,968 | $2.69M | 0.09% | +502+6.7% | Added |
| Ausdal Financial Partners, Inc. | 7,865 | $2.66M | 0.40% | −353−4.3% | Reduced |
| Spring Creek Investment Management, LLC | 7,800 | $2.64M | 6.24% | 00.0% | Unchanged |
| Heritage Investors Management Corp | 7,700 | $2.61M | 0.11% | 00.0% | Unchanged |
| Meristem Family Wealth, LLC | 7,663 | $2.59M | 0.25% | +1,350+21.4% | Added |
| Capital Square, LLC | 7,545 | $2.59M | 1.84% | +239+3.3% | Added |
| Graves-Light Private Wealth Management, Inc. | 7,636 | $2.58M | 0.41% | 00.0% | Unchanged |
| AdvisorNet Financial, Inc | 7,620 | $2.58M | 0.18% | −5,952−43.9% | Reduced |
| Hudock, Inc. | 7,561 | $2.56M | 0.77% | +512+7.3% | Added |
| International Assets Investment Management, LLC | 7,535 | $2.55M | 0.46% | −503−6.3% | Reduced |
| National Asset Management, Inc. | 7,490 | $2.53M | 0.08% | +1,405+23.1% | Added |
| Great Valley Advisor Group, Inc. | 7,427 | $2.51M | 0.17% | +635+9.3% | Added |
| RFG Advisory, LLC | 7,320 | $2.48M | 0.20% | +668+10.0% | Added |
| Advisory Services Network, LLC | 7,182 | $2.43M | 0.08% | −5,597−43.8% | Reduced |
| Captrust Financial Advisors | 7,115 | $2.41M | 0.02% | −13−0.2% | Reduced |
| Meridian Investment Counsel Inc. | 7,090 | $2.40M | 0.87% | +9+0.1% | Added |
| Gainplan LLC | 7,058 | $2.39M | 1.06% | +1,127+19.0% | Added |
| Spire Wealth Management | 7,041 | $2.38M | 0.06% | −489−6.5% | Reduced |
| Cerity Partners LLC | 7,029 | $2.38M | 0.05% | −9,350−57.1% | Reduced |
| IFP Advisors, Inc | 6,892 | $2.33M | 0.05% | +3,679+114.5% | Added |
| Fifth Third Securities, Inc. | 6,801 | $2.31M | 0.32% | −604−8.2% | Reduced |
| Simplex Trading, LLC | 6,579 | $2.28M | 0.08% | −15,317−70.0% | Reduced |
| Brookstone Capital Management | 6,584 | $2.26M | 0.04% | +997+17.8% | Added |
| Moulton Wealth Management, Inc | 6,596 | $2.26M | 1.69% | +4,525+218.5% | Added |
| Windsor Capital Management, LLC | 6,670 | $2.26M | 0.72% | −236−3.4% | Reduced |
| Flagship Harbor Advisors, LLC | 6,431 | $2.22M | 0.24% | 00.0% | Unchanged |
| Prudential Financial Inc | 6,367 | $2.20M | 0.00% | −90−1.4% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,474 | $2.19M | 0.23% | −3,255−33.5% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 6,300 | $2.13M | 0.29% | 00.0% | Unchanged |
| Asset Dedication, LLC | 6,295 | $2.13M | 0.28% | +40+0.6% | Added |
| SignalPoint Asset Management, LLC | 6,284 | $2.13M | 0.68% | +122+2.0% | Added |
| Bank Hapoalim BM | 6,270 | $2.12M | 0.22% | +156+2.6% | Added |
| Capital Asset Advisory Services LLC | 6,242 | $2.12M | 0.24% | +412+7.1% | Added |
| Golden State Wealth Management, LLC | 6,238 | $2.11M | 0.46% | −1,609−20.5% | Reduced |
| Integrated Advisors Network LLC | 6,216 | $2.10M | 0.14% | +2,251+56.8% | Added |
| St. Clair Advisors, LLC | 6,121 | $2.07M | 1.43% | 00.0% | Unchanged |
| Fortress Wealth Group, LLC | 6,030 | $2.04M | 1.77% | −170−2.7% | Reduced |
| Swaine & Leidel Wealth Services, LLC | 6,029 | $2.04M | 1.80% | +6,029 | New |
| CMG Global Holdings, LLC | 5,888 | $1.99M | 1.49% | +2,988+103.0% | Added |
| Wealthspire Advisors, LLC | 5,851 | $1.98M | 0.04% | +305+5.5% | Added |
| Joel Isaacson & Co., LLC | 5,818 | $1.97M | 0.15% | +10.0% | Added |
| Apollon Wealth Management, LLC | 5,819 | $1.97M | 0.27% | +1,328+29.6% | Added |
| Mayflower Financial Advisors, LLC | 5,495 | $1.95M | 0.26% | −21−0.4% | Reduced |
| Capital Advisors, Ltd. LLC | 5,719 | $1.94M | 0.35% | 00.0% | Unchanged |
| Matrix Private Capital Group LLC | 5,671 | $1.92M | 1.01% | +242+4.5% | Added |
| Scotia Capital Inc. | 5,615 | $1.90M | 0.01% | +532+10.5% | Added |
| Centaurus Financial, Inc. | 5,587 | $1.89M | 0.16% | +39+0.7% | Added |
| Gamble Jones Investment Counsel | 5,550 | $1.88M | 0.12% | −100−1.8% | Reduced |
| People's United Financial, Inc. | 5,458 | $1.85M | 0.04% | −148−2.6% | Reduced |
| Kingsview Wealth Management, LLC | 5,438 | $1.84M | 0.09% | +3,215+144.6% | Added |
| Cresset Asset Management, LLC | 5,419 | $1.84M | 0.02% | +27+0.5% | Added |
| D.A. Davidson & Co. | 5,409 | $1.83M | 0.02% | +21+0.4% | Added |
| Stokes Family Office, LLC | 5,395 | $1.82M | 0.25% | 00.0% | Unchanged |
| NEXT Financial Group, Inc | 5,360 | $1.81M | 0.14% | −430−7.4% | Reduced |
| Sunbelt Securities, Inc. | 5,232 | $1.81M | 0.33% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 5,353 | $1.81M | 0.08% | +5,353 | New |
| Banque Pictet & Cie SA | 5,280 | $1.79M | 0.02% | 00.0% | Unchanged |
| First Heartland Consultants, Inc. | 5,248 | $1.77M | 0.27% | +58+1.1% | Added |
| Wealthcare Advisory Partners LLC | 5,228 | $1.77M | 0.12% | +870+20.0% | Added |
| South State Corp. | 5,200 | $1.76M | 0.15% | 00.0% | Unchanged |
| Resource Management, LLC | 5,103 | $1.73M | 0.20% | −198−3.7% | Reduced |
| Nwam LLC | 5,060 | $1.71M | 0.16% | −6−0.1% | Reduced |
| Apexium Financial, LP | 5,031 | $1.70M | 0.98% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 5,026 | $1.70M | 0.04% | +3,011+149.4% | Added |
| Advisory Alpha, LLC | 5,003 | $1.69M | 0.12% | +1,294+34.9% | Added |
| American State Bank (Iowa) | 4,992 | $1.69M | 1.31% | 00.0% | Unchanged |
| Meridian Management Co | 4,986 | $1.69M | 0.52% | 00.0% | Unchanged |
| Synovus Financial Corp | 4,945 | $1.67M | 0.02% | +460+10.3% | Added |
| Equitable Holdings, Inc. | 4,913 | $1.66M | 0.03% | −385−7.3% | Reduced |
| Analyst IMS Investment Management Services Ltd. | 4,891 | $1.65M | 0.20% | +51+1.1% | Added |