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SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q3 2021

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
893
+13 vs. Q2 2021
Shares held
27.1M
−3.19M (−10.5%) vs. Q2 2021
Total value
$9.14B
−$1.31B (−12.5%) vs. Q2 2021
New holders
77
302 more added
Sold out
64
239 more reduced

14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ3 2021: 893 institutions
Q1 2021: 885 institutionsQ2 2021: 894 institutionsQ3 2021: 893 institutionsQ4 2021: 962 institutionsQ1 2022: 989 institutionsQ2 2022: 953 institutionsQ3 2022: 935 institutionsQ4 2022: 1,022 institutionsQ1 2023: 1,000 institutionsQ2 2023: 1,033 institutionsQ3 2023: 1,025 institutionsQ4 2023: 1,139 institutionsQ1 2024: 1,151 institutionsQ2 2024: 1,140 institutionsQ3 2024: 1,189 institutionsQ4 2024: 1,298 institutionsQ1 2025: 1,257 institutionsQ2 2025: 1,280 institutionsQ3 2025: 1,289 institutionsQ4 2025: 1,393 institutionsQ1 2026: 1,373 institutionsQ2 2026: 1,457 institutions
Value heldQ3 2021: $9.14B
Q1 2021: $9.86BQ2 2021: $10.5BQ3 2021: $9.14BQ4 2021: $9.71BQ1 2022: $10.5BQ2 2022: $8.54BQ3 2022: $8.17BQ4 2022: $9.61BQ1 2023: $8.79BQ2 2023: $9.86BQ3 2023: $8.56BQ4 2023: $11.9BQ1 2024: $12.3BQ2 2024: $11.0BQ3 2024: $12.9BQ4 2024: $15.2BQ1 2025: $14.2BQ2 2025: $14.2BQ3 2025: $15.0BQ4 2025: $18.8BQ1 2026: $16.3BQ2 2026: $16.1B
Institutions holding DIA and their total value by quarter
QuarterHoldersValue
Q2 20261,457$16.1B
Q1 20261,373$16.3B
Q4 20251,393$18.8B
Q3 20251,289$15.0B
Q2 20251,280$14.2B
Q1 20251,257$14.2B
Q4 20241,298$15.2B
Q3 20241,189$12.9B
Q2 20241,140$11.0B
Q1 20241,151$12.3B
Q4 20231,139$11.9B
Q3 20231,025$8.56B
Q2 20231,033$9.86B
Q1 20231,000$8.79B
Q4 20221,022$9.61B
Q3 2022935$8.17B
Q2 2022953$8.54B
Q1 2022989$10.5B
Q4 2021962$9.71B
Q3 2021893$9.14B
Q2 2021894$10.5B
Q1 2021885$9.86B

Institutions, Q3 2021

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.

Institutions holding DIA in Q3 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Parallax Volatility Advisers, L.P.1$00.00%−277,788−100.0%Reduced
Leelyn Smith, LLC1$00.00%+1New
PEAK6 Investments LLC2$1.00K0.00%−1−33.3%Reduced
Lake Point Wealth Management3$1.00K0.00%00.0%Unchanged
Semmax Financial Advisors Inc.5$2.00K0.00%00.0%Unchanged
Red Cedar Capital, LLC5$2.00K0.00%+5New
Archer Investment Corp8$2.71K0.00%−231−96.7%Reduced
Gradient Investments LLC9$3.00K0.00%00.0%Unchanged
McIlrath & Eck, LLC11$4.00K0.00%00.0%Unchanged
Investors Research Corp12$4.00K0.00%00.0%Unchanged
Parkside Financial Bank & Trust15$5.00K0.00%−125−89.3%Reduced
TD Capital Management LLC16$5.00K0.00%00.0%Unchanged
Cordasco Financial Network15$5.00K0.00%00.0%Unchanged
Wolff Wiese Magana LLC15$5.00K0.00%00.0%Unchanged
BerganKDV Wealth Management, LLC16$5.00K0.00%+16New
Eukles Asset Management22$7.00K0.00%00.0%Unchanged
Joseph P. Lucia & Associates, LLC22$7.00K0.00%00.0%Unchanged
Cranbrook Wealth Management, LLC20$7.00K0.00%00.0%Unchanged
Patriot Financial Group Insurance Agency, LLC20$7.00K0.00%00.0%Unchanged
Mascoma Wealth Management LLC20$7.00K0.00%+20New
Sage Private Wealth Group, LLC20$7.00K0.01%+20New
Tradewinds Capital Management, LLC24$8.00K0.00%00.0%Unchanged
Endurance Wealth Management, Inc.23$8.00K0.00%00.0%Unchanged
Rosenberg Matthew Hamilton24$8.00K0.00%+24New
Credential Qtrade Securities Inc.25$8.46K0.00%00.0%Unchanged
RPG Investment Advisory, LLC30$10.0K0.00%00.0%Unchanged
Lumature Wealth Partners, LLC30$10.0K0.00%00.0%Unchanged
Lowe Wealth Advisors, LLC36$12.0K0.01%00.0%Unchanged
First Personal Financial Services39$13.0K0.00%00.0%Unchanged
Wagner Wealth Management, LLC40$14.0K0.01%−99−71.2%Reduced
Clearview Wealth Advisors LLC42$14.0K0.01%00.0%Unchanged
Firestone Capital Management41$14.0K0.00%00.0%Unchanged
Massmutual Trust Co FSB40$14.0K0.00%+40New
O'Dell Group, LLC41$14.0K0.00%+41New
Enterprise Trust & Investment Co43$15.0K0.01%+43New
NewSquare Capital LLC50$17.0K0.00%00.0%Unchanged
Mark Sheptoff Financial Planning, LLC50$17.0K0.01%00.0%Unchanged
Deane Retirement Strategies, Inc.50$17.0K0.01%00.0%Unchanged
Carmichael Hill & Associates, Inc.49$17.0K0.01%00.0%Unchanged
Sound Income Strategies, LLC54$18.0K0.00%00.0%Unchanged
Walled Lake Planning & Wealth Management, LLC52$18.0K0.01%00.0%Unchanged
Ameritas Investment Partners, Inc.60$20.0K0.00%−54−47.4%Reduced
TSFG, LLC60$20.0K0.01%00.0%Unchanged
Charter Oak Capital Management, LLC60$20.0K0.00%00.0%Unchanged
Herold Advisors, Inc.60$20.0K0.01%+60New
Kistler-Tiffany Companies, LLC63$21.0K0.00%+1+1.6%Added
Nelson, Van Denburg & Campbell Wealth Management Group, LLC67$22.0K0.00%00.0%Unchanged
Pflug Koory, LLC66$22.0K0.01%00.0%Unchanged
Avion Wealth73$25.0K0.01%00.0%Unchanged
Edge Wealth Management LLC80$27.0K0.01%00.0%Unchanged
Sonora Investment Management, LLC80$27.0K0.00%+37+86.0%Added
West Branch Capital LLC82$28.0K0.01%+32+64.0%Added
Laurel Wealth Advisors LLC90$30.0K0.01%+1+1.1%Added
Better Money Decisions, LLC101$34.0K0.03%00.0%Unchanged
Country Trust Bank100$34.0K0.00%00.0%Unchanged
Selective Wealth Management, Inc.100$34.0K0.02%+100New
Turim 21 Investimentos Ltda.107$36.0K0.02%−2,893−96.4%Reduced
Creative Financial Designs Inc108$36.0K0.01%−5−4.4%Reduced
Sargent Bickham Lagudis LLC106$36.0K0.00%+3+2.9%Added
Northern Oak Wealth Management Inc114$39.0K0.00%00.0%Unchanged
Cahill Financial Advisors Inc116$39.0K0.01%+116New
Aspire Private Capital, LLC117$40.0K0.01%00.0%Unchanged
Concord Wealth Partners130$44.0K0.02%00.0%Unchanged
NVWM, LLC132$45.0K0.02%+132New
Simon Quick Advisors, LLC137$46.0K0.01%−84−38.0%Reduced
American National Bank136$46.0K0.01%00.0%Unchanged
Costello Asset Management, INC136$46.0K0.03%00.0%Unchanged
Baldrige Asset Management LLC135$46.0K0.02%00.0%Unchanged
Farmers & Merchants Investments Inc150$51.0K0.00%00.0%Unchanged
Bogart Wealth, LLC150$51.0K0.01%+100+200.0%Added
Raffa Wealth Management, LLC151$51.1K0.02%+1+0.7%Added
Total Clarity Wealth Management, Inc.156$53.0K0.03%+156New
Truvestments Capital LLC159$54.0K0.03%+16+11.2%Added
Key Financial Inc163$55.0K0.03%00.0%Unchanged
Capital Analysts, LLC169$57.0K0.00%+1+0.6%Added
Capital Directions Investment Advisors, LLC171$58.0K0.02%00.0%Unchanged
Guidance Point Advisors, LLC185$62.0K0.02%+185New
Toth Financial Advisory Corp200$68.0K0.01%00.0%Unchanged
First Command Bank200$68.0K0.01%00.0%Unchanged
First Command Financial Services, Inc.200$68.0K0.01%00.0%Unchanged
Bell Investment Advisors, Inc208$70.0K0.02%+208New
Larson Financial Group LLC209$71.0K0.01%00.0%Unchanged
Barrett Asset Management, LLC212$72.0K0.00%00.0%Unchanged
Atlas Private Wealth Advisors215$73.0K0.04%+143+198.6%Added
Accel Wealth Management222$75.0K0.05%00.0%Unchanged
SOA Wealth Advisors, LLC.222$75.0K0.02%+190+593.8%Added
Brown Brothers Harriman & Co226$76.0K0.00%00.0%Unchanged
RWM Asset Management, LLC233$79.0K0.02%+233New
Arcadia Investment Advisors LLC241$81.5K0.04%+1+0.4%Added
Glen Eagle Advisors, LLC250$84.6K0.02%00.0%Unchanged
D'Orazio & Associates, Inc.250$85.0K0.02%00.0%Unchanged
Pinnacle Bancorp, Inc.250$85.0K0.03%00.0%Unchanged
Private Capital Group, LLC254$86.0K0.02%−9−3.4%Reduced
Retirement Group, LLC255$86.0K0.04%00.0%Unchanged
Johnson Midwest Financial, LLC254$86.0K0.07%+1+0.4%Added
Bartlett & Co. LLC260$88.0K0.00%00.0%Unchanged
Bartlett & Co. Wealth Management LLC260$88.1K0.00%00.0%Unchanged
TCI Wealth Advisors, Inc.266$90.0K0.01%+117+78.5%Added
Farmers & Merchants Trust Co of Chambersburg PA270$91.0K0.07%00.0%Unchanged
Ironwood Financial, llc270$91.0K0.03%+45+20.0%Added