SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,139
- +128 vs. Q3 2023
- Shares held
- 32.3M
- +6.95M (+27.4%) vs. Q3 2023
- Total value
- $11.9B
- +$3.41B (+40.1%) vs. Q3 2023
- New holders
- 182
- 338 more added
- Sold out
- 54
- 343 more reduced
14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 4,943,056 | $1.86B | 0.16% | +1,773,725+56.0% | Added |
| Bank of America Corp | 2,074,144 | $781.7M | 0.09% | −402,374−16.2% | Reduced |
| Goldman Sachs Group Inc | 1,537,195 | $579.3M | 0.13% | +1,175,665+325.2% | Added |
| LPL Financial LLC | 1,308,995 | $493.3M | 0.30% | +76,186+6.2% | Added |
| Royal Bank of Canada | 1,275,951 | $480.9M | 0.12% | +496,509+63.7% | Added |
| Wells Fargo & Company | 1,229,578 | $463.4M | 0.13% | +2,448+0.2% | Added |
| Jane Street Group, LLC | 965,177 | $363.7M | 0.44% | +931,237+2,743.8% | Added |
| UBS Group AG | 831,122 | $313.2M | 0.13% | −113,124−12.0% | Reduced |
| Millennium Management LLC | 1,516,091 | $306.1M | 0.29% | +1,396,011+1,162.6% | Added |
| Bank of Montreal | 669,790 | $253.4M | 0.14% | +140,658+26.6% | Added |
| Ameriprise Financial Inc | 653,449 | $246.2M | 0.07% | −32,159−4.7% | Reduced |
| Churchill Management Corp | 539,149 | $203.2M | 3.12% | −13,498−2.4% | Reduced |
| JPMorgan Chase & Co | 426,664 | $160.8M | 0.02% | +196,261+85.2% | Added |
| Credit Suisse AG | 422,706 | $159.3M | 0.16% | −35,658−7.8% | Reduced |
| IMC-Chicago, LLC | 408,197 | $153.8M | 4.90% | +408,197 | New |
| Flow Traders U.S. LLC | 389,137 | $146.7M | 4.49% | +389,137 | New |
| GTS Securities LLC | 329,511 | $124.2M | 2.68% | +252,860+329.9% | Added |
| Envestnet Asset Management Inc | 308,465 | $116.3M | 0.05% | −4,974−1.6% | Reduced |
| Northwestern Mutual Wealth Management Co | 291,534 | $109.9M | 0.12% | −2,799−1.0% | Reduced |
| Advisor Group Holdings, Inc. | 286,715 | $108.0M | 0.19% | −93,107−24.5% | Reduced |
| Barclays PLC | 257,070 | $96.9M | 0.05% | +242,849+1,707.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 250,688 | $94.5M | 0.40% | +99,604+65.9% | Added |
| Citadel Advisors LLC | 245,350 | $92.5M | 0.09% | +242,883+9,845.3% | Added |
| Commonwealth Equity Services, LLC | 241,167 | $90.9M | 0.17% | −5,060−2.1% | Reduced |
| Arkansas Financial Group, Inc. | 232,483 | $87.6M | 16.20% | +269+0.1% | Added |
| Raymond James & Associates | 204,557 | $77.1M | 0.06% | −19,275−8.6% | Reduced |
| The PNC Financial Services Group, Inc. | 203,743 | $76.8M | 0.06% | −3,935−1.9% | Reduced |
| Berkshire Money Management, Inc. | 200,791 | $75.7M | 10.07% | +2,227+1.1% | Added |
| Raymond James Financial Services Advisors, Inc. | 200,659 | $75.6M | 0.12% | +5,247+2.7% | Added |
| Capital Wealth Planning, LLC | 195,250 | $73.6M | 0.84% | +167,401+601.1% | Added |
| Total Investment Management Inc | 177,390 | $66.9M | 8.49% | +1,419+0.8% | Added |
| AE Wealth Management LLC | 173,169 | $66.0M | 0.34% | +20,421+13.4% | Added |
| BNP Paribas Arbitrage, SA | 170,339 | $64.2M | 0.12% | −22,133−11.5% | Reduced |
| Chartist Inc | 166,268 | $62.7M | 41.93% | −6,089−3.5% | Reduced |
| Truist Financial Corp | 159,080 | $60.0M | 0.10% | −1,761−1.1% | Reduced |
| Stifel Financial Corp | 153,989 | $58.0M | 0.07% | +32,826+27.1% | Added |
| HighTower Advisors, LLC | 147,497 | $55.6M | 0.09% | +23,175+18.6% | Added |
| Susquehanna International Group, LLP | 125,550 | $47.3M | 0.08% | +58,084+86.1% | Added |
| Apollon Wealth Management, LLC | 124,342 | $46.9M | 1.62% | +44,894+56.5% | Added |
| Atria Investments LLC | 121,463 | $45.8M | 0.71% | −1,331−1.1% | Reduced |
| CM Wealth Advisors LLC | 109,370 | $41.3M | 17.76% | −214−0.2% | Reduced |
| Green Square Capital Advisors LLC | 107,013 | $40.3M | 5.45% | 00.0% | Unchanged |
| Horizon Wealth Management, LLC | 106,215 | $40.0M | 11.13% | +5,135+5.1% | Added |
| CIBC World Markets Inc. | 101,893 | $38.4M | 0.11% | +28,982+39.7% | Added |
| Private Advisor Group, LLC | 85,557 | $32.2M | 0.25% | −43,813−33.9% | Reduced |
| Financial Services Advisory Inc | 84,408 | $31.8M | 9.10% | +84,408 | New |
| Campbell Wealth Management | 82,676 | $31.2M | 3.70% | +1,610+2.0% | Added |
| Creative Planning | 81,102 | $30.6M | 0.06% | +23,649+41.2% | Added |
| Select Asset Management & Trust | 79,539 | $30.0M | 14.77% | +11,397+16.7% | Added |
| Bank of New York Mellon Corp | 74,512 | $28.1M | 0.01% | +829+1.1% | Added |
| Pinnacle Associates Ltd | 73,740 | $27.8M | 0.47% | −1,501−2.0% | Reduced |
| Cetera Advisor Networks LLC | 73,366 | $27.6M | 0.15% | +5,881+8.7% | Added |
| Beacon Capital Management, LLC | 81,611 | $27.3M | 7.68% | −6,068−6.9% | Reduced |
| Rockefeller Capital Management L.P. | 70,084 | $26.4M | 0.09% | +2,022+3.0% | Added |
| SG Americas Securities, LLC | 69,275 | $26.1M | 0.29% | +508+0.7% | Added |
| Financial Advisory Group | 68,514 | $25.8M | 4.90% | −3,147−4.4% | Reduced |
| Walleye Trading LLC | 68,348 | $25.8M | 0.39% | +57,274+517.2% | Added |
| Jones Financial Companies LLLP | 67,718 | $25.5M | 0.04% | −792−1.2% | Reduced |
| Cerity Partners LLC | 64,444 | $24.3M | 0.08% | +37,892+142.7% | Added |
| CI Private Wealth, LLC | 64,263 | $24.2M | 0.04% | +3,144+5.1% | Added |
| Wright Fund Managment, LLC | 62,552 | $23.6M | 1.16% | +114+0.2% | Added |
| MML Investors Services, LLC | 61,687 | $23.2M | 0.11% | −212−0.3% | Reduced |
| Mariner, LLC | 61,626 | $23.2M | 0.06% | +30.0% | Added |
| Johnson Bixby & Associates, LLC | 61,269 | $23.1M | 4.36% | −3,132−4.9% | Reduced |
| Cetera Investment Advisers | 60,912 | $23.0M | 0.19% | +1,140+1.9% | Added |
| Stephens Inc | 60,804 | $22.9M | 0.40% | +789+1.3% | Added |
| Conservest Capital Advisors, Inc. | 60,322 | $22.7M | 2.42% | −1,252−2.0% | Reduced |
| Atlas Private Wealth Advisors | 59,812 | $22.5M | 4.19% | +59,812 | New |
| Manufacturers Life Insurance Company, The | 59,158 | $22.3M | 0.01% | −215,050−78.4% | Reduced |
| HSBC Holdings PLC | 57,399 | $21.6M | 0.02% | +14,599+34.1% | Added |
| Meitav Dash Investments Ltd | 56,671 | $21.4M | 0.31% | −1,840−3.1% | Reduced |
| Captrust Financial Advisors | 54,910 | $20.7M | 0.07% | −6,774−11.0% | Reduced |
| Mine & Arao Wealth Creation & Management, LLC. | 54,058 | $20.4M | 11.02% | +271+0.5% | Added |
| Trilogy Capital Inc. | 53,213 | $20.1M | 1.24% | +53,213 | New |
| Janney Montgomery Scott LLC | 51,682 | $19.5M | 0.06% | +1,182+2.3% | Added |
| Modern Wealth Management, LLC | 51,430 | $19.4M | 2.45% | +51,430 | New |
| GWM Advisors LLC | 50,553 | $19.1M | 0.18% | +12,330+32.3% | Added |
| FMR LLC | 50,501 | $19.0M | 0.00% | +3,633+7.8% | Added |
| Schroder Investment Management Group | 50,000 | $18.8M | 0.02% | +50,000 | New |
| Northern Trust Corp | 49,763 | $18.8M | 0.00% | −675−1.3% | Reduced |
| Integrated Wealth Concepts LLC | 48,759 | $18.4M | 0.30% | −9,272−16.0% | Reduced |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $18.2M | 1.25% | 00.0% | Unchanged |
| AMG National Trust Bank | 47,908 | $18.1M | 0.57% | +177+0.4% | Added |
| Avantax Advisory Services, Inc. | 44,967 | $16.9M | 0.17% | −103−0.2% | Reduced |
| TCP Asset Management, LLC | 44,852 | $16.9M | 6.26% | +1,240+2.8% | Added |
| IFP Advisors, Inc | 44,152 | $16.6M | 0.79% | +22,306+102.1% | Added |
| Strategic Wealth Designers | 42,680 | $16.1M | 2.42% | −1,620−3.7% | Reduced |
| GenWealth Group, Inc. | 42,194 | $15.9M | 4.39% | +78+0.2% | Added |
| Concurrent Investment Advisors, LLC | 41,594 | $15.7M | 0.74% | +41,594 | New |
| Baird Financial Group, Inc. | 41,418 | $15.6M | 0.04% | −10,920−20.9% | Reduced |
| Creekmur Asset Management LLC | 41,201 | $15.5M | 4.83% | +41,201 | New |
| Blair William & Co | 40,239 | $15.2M | 0.05% | +175+0.4% | Added |
| Echo45 Advisors LLC | 40,119 | $15.1M | 11.63% | +3,947+10.9% | Added |
| Pinnacle Financial Partners Inc | 40,040 | $15.1M | 0.36% | −95−0.2% | Reduced |
| Taiyo Life Insurance Co | 40,000 | $15.1M | 1.20% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 39,559 | $14.9M | 0.20% | +245+0.6% | Added |
| Tower Research Capital LLC (TRC) | 38,910 | $14.7M | 0.18% | +31,336+413.7% | Added |
| Wealth Enhancement Advisory Services, LLC | 38,286 | $14.4M | 0.04% | −5,244−12.0% | Reduced |
| MKT Advisors LLC | 37,672 | $14.1M | 9.31% | −186−0.5% | Reduced |
| Robertson Stephens Wealth Management, LLC | 37,249 | $14.1M | 0.88% | +3,605+10.7% | Added |