SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,139
- +128 vs. Q3 2023
- Shares held
- 32.3M
- +6.95M (+27.4%) vs. Q3 2023
- Total value
- $11.9B
- +$3.41B (+40.1%) vs. Q3 2023
- New holders
- 182
- 338 more added
- Sold out
- 54
- 343 more reduced
14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citigroup Inc | 36,688 | $13.8M | 0.02% | −183,701−83.4% | Reduced |
| Daiwa Securities Group Inc. | 36,298 | $13.7M | 0.09% | −4,974−12.1% | Reduced |
| Washburn Capital Management, Inc. | 36,084 | $13.6M | 10.22% | +456+1.3% | Added |
| TD Waterhouse Canada Inc. | 34,978 | $13.1M | 0.12% | −108−0.3% | Reduced |
| L & S Advisors Inc | 34,791 | $13.1M | 1.60% | −1,629−4.5% | Reduced |
| Commerce Bank | 34,642 | $13.1M | 0.09% | +31,960+1,191.6% | Added |
| Prostatis Group LLC | 34,093 | $12.8M | 5.37% | −15,439−31.2% | Reduced |
| Kestra Advisory Services, LLC | 33,188 | $12.5M | 0.10% | +2,808+9.2% | Added |
| National Bank of Canada | 32,987 | $12.4M | 0.02% | −2,112−6.0% | Reduced |
| Pinnacle Holdings, LLC | 32,644 | $12.3M | 5.06% | −535−1.6% | Reduced |
| Meridian Wealth Management, LLC | 32,582 | $12.3M | 0.78% | +162+0.5% | Added |
| Melone Private Wealth, LLC | 31,907 | $12.0M | 7.65% | +8,530+36.5% | Added |
| All Terrain Financial Advisors, LLC | 31,723 | $12.0M | 5.51% | −298−0.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 31,400 | $11.8M | 0.02% | +20,000+175.4% | Added |
| Amplius Wealth Advisors, LLC | 31,120 | $11.7M | 1.42% | −1,111−3.4% | Reduced |
| Benin Management CORP | 30,915 | $11.7M | 3.97% | −400−1.3% | Reduced |
| Cetera Advisors LLC | 30,644 | $11.5M | 0.16% | +6,053+24.6% | Added |
| IFG Advisory, LLC | 30,194 | $11.4M | 0.83% | +40.0% | Added |
| Oak Harvest Investment Services | 29,945 | $11.3M | 2.25% | −366−1.2% | Reduced |
| Mechanics Bank Trust Department | 28,667 | $10.8M | 1.69% | +130+0.5% | Added |
| Atria Wealth Solutions, Inc. | 28,527 | $10.8M | 0.14% | −4,178−12.8% | Reduced |
| Cutler Group LP | 27,831 | $10.5M | 1.46% | −2,489−8.2% | Reduced |
| Claudia M.P. Batlle, CRP (R) LLC | 27,584 | $10.4M | 3.33% | +8,729+46.3% | Added |
| Pittenger & Anderson Inc | 27,560 | $10.4M | 0.47% | +480+1.8% | Added |
| Wedbush Securities Inc | 27,517 | $10.4M | 0.46% | +2,233+8.8% | Added |
| Toronto Dominion Bank | 27,505 | $10.4M | 0.02% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 26,918 | $10.2M | 0.59% | +14,893+123.9% | Added |
| Whittier Trust Co of Nevada Inc | 26,765 | $10.1M | 0.32% | −1,114−4.0% | Reduced |
| Comerica Bank | 26,631 | $10.0M | 0.05% | +184+0.7% | Added |
| Prospera Financial Services Inc | 26,229 | $9.88M | 0.33% | −1,527−5.5% | Reduced |
| Heck Capital Advisors, LLC | 25,819 | $9.73M | 1.59% | +1,518+6.2% | Added |
| Financial Sense Advisors, Inc. | 25,312 | $9.54M | 3.59% | −8,017−24.1% | Reduced |
| Oppenheimer & Co Inc | 25,185 | $9.49M | 0.17% | −148−0.6% | Reduced |
| M&T Bank Corp | 25,182 | $9.49M | 0.03% | −577−2.2% | Reduced |
| Two Sigma Advisers, LP | 25,100 | $9.46M | 0.02% | −4,300−14.6% | Reduced |
| NTV Asset Management LLC | 24,070 | $9.07M | 1.53% | +800+3.4% | Added |
| Federation des caisses Desjardins du Quebec | 23,974 | $9.04M | 0.08% | +2,555+11.9% | Added |
| Whittier Trust Co | 23,441 | $8.83M | 0.14% | −2,076−8.1% | Reduced |
| Sound View Wealth Advisors Group, LLC | 22,886 | $8.63M | 0.95% | +1,329+6.2% | Added |
| Snowden Capital Advisors LLC | 22,778 | $8.58M | 0.33% | −100−0.4% | Reduced |
| AlphaStar Capital Management, LLC | 11,041 | $8.33M | 0.76% | +11,041 | New |
| Allworth Financial LP | 21,957 | $8.28M | 0.06% | +876+4.2% | Added |
| Royal Fund Management, LLC | 21,629 | $8.15M | 1.03% | −9,572−30.7% | Reduced |
| First Heartland Consultants, Inc. | 21,563 | $8.13M | 0.98% | +11,736+119.4% | Added |
| Ameritas Advisory Services, LLC | 20,550 | $7.91M | 0.44% | −12,878−38.5% | Reduced |
| Wade G W & Inc | 20,813 | $7.84M | 0.25% | +1,637+8.5% | Added |
| Credit Agricole S A | 20,812 | $7.84M | 0.16% | −193−0.9% | Reduced |
| Parallax Volatility Advisers, L.P. | 20,755 | $7.82M | 0.22% | −39,831−65.7% | Reduced |
| Arete Wealth Advisors, LLC | 20,582 | $7.76M | 0.59% | +595+3.0% | Added |
| EP Wealth Advisors, LLC | 20,470 | $7.71M | 0.10% | −656−3.1% | Reduced |
| Kestra Private Wealth Services, LLC | 20,394 | $7.69M | 0.20% | −238−1.2% | Reduced |
| Stratos Wealth Advisors, LLC | 20,325 | $7.66M | 0.44% | +779+4.0% | Added |
| Armbruster Capital Management, Inc. | 20,298 | $7.65M | 1.74% | +3,400+20.1% | Added |
| GHP Investment Advisors, Inc. | 19,978 | $7.53M | 0.41% | −312−1.5% | Reduced |
| Clarity Wealth Advisors, LLC | 19,937 | $7.51M | 2.84% | +7,003+54.1% | Added |
| J.W. Cole Advisors, Inc. | 19,905 | $7.50M | 0.44% | +9,135+84.8% | Added |
| RFG Advisory, LLC | 19,491 | $7.35M | 0.29% | +6,206+46.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 19,470 | $7.34M | 0.66% | −1,900−8.9% | Reduced |
| Washington Capital Management Inc | 19,416 | $7.32M | 6.26% | 00.0% | Unchanged |
| Paloma Partners Management Co | 19,269 | $7.26M | 1.19% | +16,247+537.6% | Added |
| Capital Management Associates, Inc | 19,228 | $7.25M | 6.56% | +19,228 | New |
| Curtis Advisory Group, LLC | 18,943 | $7.14M | 3.26% | −2,018−9.6% | Reduced |
| Peapack Gladstone Financial Corp | 18,854 | $7.11M | 0.12% | −89−0.5% | Reduced |
| Beacon Pointe Advisors, LLC | 18,846 | $7.10M | 0.09% | +8,710+85.9% | Added |
| Wealth Quarterback LLC | 18,227 | $6.87M | 4.19% | +1,358+8.1% | Added |
| Equitable Holdings, Inc. | 17,954 | $6.77M | 0.08% | +4,072+29.3% | Added |
| FOCUS Wealth Advisors, LLC | 17,732 | $6.68M | 4.23% | +2,813+18.9% | Added |
| King Wealth | 17,419 | $6.57M | 1.27% | −146−0.8% | Reduced |
| Magnolia Capital Management Ltd | 17,410 | $6.56M | 5.98% | −17−0.1% | Reduced |
| Regions Financial Corp | 17,330 | $6.53M | 0.05% | −319−1.8% | Reduced |
| Worth Asset Management, LLC | 17,304 | $6.52M | 4.66% | +17,304 | New |
| Stratos Wealth Partners, LTD. | 17,272 | $6.51M | 0.12% | +510+3.0% | Added |
| Cornerstone Wealth Management, LLC | 17,022 | $6.41M | 0.55% | +823+5.1% | Added |
| Mercer Global Advisors Inc | 16,965 | $6.39M | 0.02% | +7,672+82.6% | Added |
| Smith Anglin Financial, LLC | 16,838 | $6.35M | 0.73% | −2,623−13.5% | Reduced |
| Kingswood Wealth Advisors, LLC | 16,736 | $6.31M | 0.72% | +14,016+515.3% | Added |
| Gladstone Institutional Advisory LLC | 16,595 | $6.25M | 0.35% | +188+1.1% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 16,502 | $6.22M | 0.73% | −865−5.0% | Reduced |
| Johnson Investment Counsel Inc | 16,361 | $6.17M | 0.07% | −95−0.6% | Reduced |
| Renaissance Technologies LLC | 16,300 | $6.14M | 0.01% | +16,300 | New |
| Sowell Financial Services LLC | 16,055 | $6.06M | 0.33% | +114+0.7% | Added |
| Blue Bell Private Wealth Management, LLC | 16,063 | $6.05M | 1.45% | −131−0.8% | Reduced |
| D.A. Davidson & Co. | 15,797 | $5.95M | 0.06% | +8,066+104.3% | Added |
| Cresset Asset Management, LLC | 15,718 | $5.93M | 0.04% | −50.0% | Reduced |
| Northern Financial Advisors Inc | 15,529 | $5.85M | 4.93% | −1,977−11.3% | Reduced |
| Summit Asset Management, LLC | 15,462 | $5.83M | 1.39% | −281−1.8% | Reduced |
| Dynamic Advisor Solutions LLC | 15,554 | $5.83M | 0.22% | +2,521+19.3% | Added |
| National Asset Management, Inc. | 15,287 | $5.77M | 0.16% | −951−5.9% | Reduced |
| Independent Financial Group, LLC | 15,256 | $5.75M | 0.31% | +3,034+24.8% | Added |
| Bremer Bank National Association | 14,957 | $5.64M | 1.05% | 00.0% | Unchanged |
| Iowa State Bank | 14,870 | $5.60M | 1.34% | 00.0% | Unchanged |
| Natixis Advisors, L.P. | 14,432 | $5.44M | 0.01% | +2,204+18.0% | Added |
| Foster Group, Inc. | 16,180 | $5.42M | 0.33% | 00.0% | Unchanged |
| Intergy Private Wealth, LLC | 14,255 | $5.37M | 2.32% | +135+1.0% | Added |
| Traction Financial Partners, LLC | 14,227 | $5.36M | 3.60% | +14,227 | New |
| LM Advisors LLC | 14,213 | $5.36M | 1.08% | +14,213 | New |
| Harbour Investments, Inc. | 14,120 | $5.32M | 0.22% | +1,849+15.1% | Added |
| Prudential Financial Inc | 13,955 | $5.26M | 0.01% | −3,821−21.5% | Reduced |
| Birinyi Associates Inc | 13,954 | $5.26M | 1.87% | −6,345−31.3% | Reduced |
| Frank, Rimerman Advisors LLC | 13,953 | $5.26M | 1.10% | +342+2.5% | Added |