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SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,458 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

Q4 2023 vs. Q3 2023

How the institutions holding SPDR Dow Jones Industrial Average ETF Trust changed between Q3 2023 and Q4 2023.

All holders in Q4 2023All holders in Q3 2023

13F holders of DIA: Q3 2023 compared with Q4 2023
MeasureQ3 2023Of which not filed for Q4 2023Q4 2023Change
Holders1,025141,139+128
Shares25.5M176.5K32.3M+6.95M (+27.4%)
Value$8.56B$59.1M$11.9B+$3.41B (+40.1%)

14 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.

New holders (182)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q4 2023 but not at the end of Q3 2023.

Showing the largest 100 of 182 by value.

Institutions new to DIA in Q4 2023
InstitutionSharesValue% of portfolio
IMC-Chicago, LLC408,197$153.8M4.90%
Flow Traders U.S. LLC389,137$146.7M4.49%
Financial Services Advisory Inc84,408$31.8M9.10%
Atlas Private Wealth Advisors59,812$22.5M4.19%
Trilogy Capital Inc.53,213$20.1M1.24%
Modern Wealth Management, LLC51,430$19.4M2.45%
Schroder Investment Management Group50,000$18.8M0.02%
Concurrent Investment Advisors, LLC41,594$15.7M0.74%
Creekmur Asset Management LLC41,201$15.5M4.83%
AlphaStar Capital Management, LLC11,041$8.33M0.76%
Capital Management Associates, Inc19,228$7.25M6.56%
Worth Asset Management, LLC17,304$6.52M4.66%
Renaissance Technologies LLC16,300$6.14M0.01%
Traction Financial Partners, LLC14,227$5.36M3.60%
LM Advisors LLC14,213$5.36M1.08%
One Capital Management, LLC13,158$4.96M0.20%
Christopher J. Hasenberg, Inc12,994$4.90M2.73%
Guardian Asset Advisors, LLC12,611$4.75M4.46%
Vivid Wealth Management, LLC12,573$4.74M3.22%
Miller Investment Management, LP12,010$4.53M0.64%
Man Group plc9,355$3.53M0.01%
Focus Financial Network Inc8,501$3.20M0.12%
Novak & Powell Financial Services, Inc.8,313$3.13M2.09%
Sharp Financial Services, LLC8,290$3.12M3.39%
Win Advisors, Inc8,036$3.03M1.37%
Foresight Capital Management Advisors, Inc.7,620$2.87M2.94%
FSC Wealth Advisors, LLC7,341$2.77M2.03%
Letson Investment Management, Inc.7,159$2.70M1.25%
Arvest Investments, Inc.7,057$2.66M0.43%
Cambridge Financial Group, LLC6,982$2.63M1.37%
Quadcap Wealth Management, LLC6,732$2.54M0.66%
BTS Asset Management, Inc.6,540$2.47M1.86%
D. E. Shaw & Co., Inc.5,904$2.23M0.00%
Madison Park Capital Advisors, LLC5,722$2.16M2.08%
Seamount Financial Group Inc5,254$1.98M1.90%
Atomi Financial Group, Inc.4,957$1.87M0.26%
Pathstone Holdings, LLC4,663$1.76M0.01%
Embree Financial Group4,543$1.71M0.36%
Ayalon Holdings Ltd.4,357$1.64M0.60%
Lake Street Advisors Group, LLC3,995$1.51M0.08%
American Financial & Tax Strategies Inc3,938$1.48M0.85%
Leo Wealth, LLC3,910$1.47M0.15%
Clear Point Advisors Inc.3,523$1.33M1.17%
Lionsbridge Wealth Management LLC3,329$1.25M1.00%
NewEdge Wealth, LLC3,188$1.20M0.03%
Q3 Asset Management3,150$1.19M0.30%
BluePointe Capital Management, LLC3,006$1.14M0.86%
Imprint Wealth LLC2,673$1.02M0.82%
Rothschild Investment LLC2,587$975.0K0.08%
One Wealth Management Investment & Advisory Services, LLC2,518$948.9K0.42%
Nuveen Asset Management, LLC2,450$923.3K0.00%
Northwest Financial Advisors2,446$921.9K0.78%
Roman Butler Fullerton & Co2,338$891.0K0.35%
Sage Capital Management, LLC2,204$830.6K0.50%
Gordian Advisors LLC2,082$784.8K0.77%
OMNI 360 Wealth, Inc.1,875$706.6K0.66%
Hobbs Group Advisors, LLC1,786$672.9K0.30%
Signal Advisors Wealth, LLC1,732$654.2K0.23%
Fogel Capital Management, Inc.1,688$653.8K0.50%
Sage Advisors, LLC1,726$650.5K0.65%
All Season Financial Advisors, Inc.1,718$647.5K0.55%
Colony Group, LLC1,715$646.0K0.01%
Stonebrook Private Inc.1,692$637.7K0.21%
Opinicus Capital, Inc.1,524$574.3K0.59%
Chesley Taft & Associates LLC1,386$522.3K0.03%
Orrstown Financial Services Inc1,358$511.8K0.41%
Monument Capital Management1,345$506.9K0.16%
Principal Securities, Inc.1,334$502.7K0.02%
Howard Capital Management Inc.1,275$480.5K0.06%
AlphaQ Advisors LLC1,237$466.4K0.32%
King Luther Capital Management Corp–$465.4K0.00%
Walkner Condon Financial Advisors LLC1,211$456.4K0.10%
Bayesian Capital Management, LP1,192$449.2K0.05%
Kavar Capital Partners Group, LLC1,150$433.4K0.05%
Harbour Trust & Investment Management Co1,135$427.7K0.06%
CenterStar Asset Management, LLC1,082$407.7K0.42%
Investment Partners Asset Management, Inc.1,029$387.8K0.39%
Gerber Kawasaki Wealth & Investment Management1,013$382.0K0.02%
Highland Capital Management, LLC1,000$376.9K0.02%
Vista Investment Partners LLC942$355.2K0.13%
Donaldson Capital Management, LLC927$349.4K0.02%
Fulcrum Equity Management920$346.7K0.43%
One River Asset Management, LLC881$332.0K0.10%
Van Hulzen Asset Management, LLC881$332.0K0.02%
Patrick M Sweeney & Associates, Inc871$328.3K0.30%
SilverOak Wealth Management LLC800$301.5K0.08%
AlTi Global, Inc.795$300.5K0.01%
Inspire Advisors, LLC779$293.6K0.04%
Phillips Wealth Planners LLC783$293.5K0.35%
Scientech Research LLC772$290.9K0.29%
Stephen J. Garry & Associates, LLC763$287.6K0.32%
World Equity Group, Inc.720$272.5K0.05%
Axxcess Wealth Management, LLC680$256.4K0.01%
Independent Advisor Alliance680$256.3K0.01%
Galvin, Gaustad & Stein, LLC675$254.4K0.02%
Banco BTG Pactual S.A.673$253.7K0.06%
CIC Wealth, LLC672$253.3K0.08%
Tyche Wealth Partners LLC667$251.3K0.06%
SFMG, LLC666$250.9K0.02%
Hirtle Callaghan & Co LLC657$247.6K0.01%

Sold out (54)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q3 2023 and filed for Q4 2023 without it.

Institutions that sold out of DIA in Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
Squarepoint Ops LLC229,682$76.9M
Twin Tree Management, LP191,481$64.1M
Simplex Trading, LLC130,631$43.8M
Wolverine Trading, LLC105,874$35.5M
Capital Fund Management S.A.79,223$26.5M
HRT Financial LP68,879$23.1M
Walleye Capital LLC46,081$15.4M
Point72 Middle East FZE43,780$14.7M
Sykon Capital LLC30,578$10.2M
XR Securities LLC13,376$4.48M
Gsa Capital Partners LLP12,366$4.14M
J. Goldman & Co LP11,366$3.81M
Trexquant Investment LP10,359$3.47M
Quantbot Technologies LP5,256$1.76M
Evoke Wealth, LLC4,395$1.48M
Compass Ion Advisors, LLC3,562$1.19M
Money Concepts Capital Corp3,380$1.13M
Wexford Capital LP2,869$961.0K
Optiver Holding B.V.2,638$883.6K
Hunting Hill Global Capital, LLC2,000$669.9K
Peterson Wealth Management1,463$490.0K
Evergreen Capital Management LLC1,284$431.4K
Waddell & Associates, LLC1,081$362.0K
Gainplan LLC1,019$341.4K
Simplicity Wealth,LLC991$331.9K
Revisor Wealth Management LLC954$319.4K
Fisher Asset Management, LLC935$313.3K
Allspring Global Investments Holdings, LLC900$301.5K
D. Scott Neal, Inc.883$296.6K
Bokf, NA868$286.9K
KFG Wealth Management, LLC834$279.3K
Little House Capital LLC828$277.3K
Cassaday & Co Wealth Management LLC824$276.0K
RIA Advisory Group LLC783$262.4K
Financial Management Network Inc739$244.6K
Blue Square Asset Management, LLC715$239.5K
Green Harvest Asset Management LLC695$232.8K
AAFCPAs Wealth Management, LLC679$227.4K
Maven Securities LTD670$224.4K
Aviance Capital Partners, LLC646$216.4K
Global Assets Advisory, LLC645$216.0K
Bridgecreek Investment Management, LLC630$211.0K
Avidian Wealth Solutions, LLC605$202.5K
LFA - Lugano Financial Advisors SA500$167.5K
MCF Advisors LLC328$109.9K
Flaharty Asset Management, LLC287$96.1K
Arcadia Investment Advisors LLC245$82.0K
Baker Avenue Asset Management, LP238$79.7K
Northwest Investment Counselors, LLC200$67.0K
Legacy Financial Group LLC149$49.9K
Register Financial Advisors LLC79$26.4K
WR Wealth Planners, LLC40$13.5K
TD Capital Management LLC17$5.60K
PEAK6 Investments LLC2$733

Not filed for Q4 2023 yet (14)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding DIA in Q3 2023 that haven't filed for Q4 2023
InstitutionShares, Q3 2023Value, Q3 2023
First Republic Investment Management, Inc.127,370$42.7M
Johnson Midwest Financial, LLC12,647$4.24M
Goodwin Daniel L8,929$2.99M
Pathstone Family Office, LLC5,621$1.88M
Focus Financial Network, Inc.5,267$1.76M
Hall Private Wealth Advisors3,857$1.29M
Rothschild Investment Corp3,421$1.15M
V Wealth Advisors LLC2,547$853.1K
Truadvice, LLC1,837$630.1K
Colony Group LLC1,717$575.0K
Comerica Securities,inc.1,438$483.0K
Tiedemann Advisors, LLC794$266.6K
Bryn Mawr Trust Co735$246.2K
Column Capital Advisors, LLC310$103.8K