SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 962
- +87 vs. Q3 2021
- Shares held
- 26.7M
- −212.4K (−0.8%) vs. Q3 2021
- Total value
- $9.71B
- +$609.8M (+6.7%) vs. Q3 2021
- New holders
- 157
- 317 more added
- Sold out
- 70
- 235 more reduced
18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 3,235,713 | $1.18B | 0.15% | +1170.0% | Added |
| Bank of America Corp | 2,790,061 | $1.01B | 0.11% | −295,197−9.6% | Reduced |
| Wells Fargo & Company | 1,232,474 | $447.8M | 0.12% | −30,586−2.4% | Reduced |
| LPL Financial LLC | 1,071,742 | $389.4M | 0.33% | +26,320+2.5% | Added |
| Citigroup Inc | 1,002,477 | $364.2M | 0.33% | −306,170−23.4% | Reduced |
| UBS Group AG | 994,355 | $361.3M | 0.14% | +58,205+6.2% | Added |
| Wolverine Trading, LLC | 823,389 | $299.8M | 4.02% | +818,714+17,512.6% | Added |
| Ameriprise Financial Inc | 593,423 | $215.8M | 0.06% | −19,159−3.1% | Reduced |
| Royal Bank of Canada | 566,017 | $205.6M | 0.05% | −377,657−40.0% | Reduced |
| Churchill Management Corp | 549,764 | $199.7M | 2.78% | +4,171+0.8% | Added |
| Goldman Sachs Group Inc | 482,687 | $175.4M | 0.04% | −38,637−7.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 363,259 | $132.0M | 0.22% | −27,687−7.1% | Reduced |
| Two Sigma Investments, LP | 360,047 | $130.8M | 0.32% | −11,953−3.2% | Reduced |
| Bank of Montreal | 350,044 | $127.5M | 0.07% | +55,799+19.0% | Added |
| Envestnet Asset Management Inc | 317,175 | $115.2M | 0.06% | +2,723+0.9% | Added |
| Berkshire Money Management, Inc. | 292,752 | $106.4M | 15.56% | +13,130+4.7% | Added |
| Advisor Group Holdings, Inc. | 283,487 | $103.0M | 0.19% | +64,094+29.2% | Added |
| Oliver Lagore Vanvalin Investment Group | 280,060 | $101.8M | 7.29% | +280,060 | New |
| Citadel Advisors LLC | 266,935 | $97.0M | 0.10% | −249,852−48.3% | Reduced |
| Commonwealth Equity Services, LLC | 240,184 | $87.3M | 0.20% | +10,285+4.5% | Added |
| Arkansas Financial Group, Inc. | 233,801 | $84.9M | 17.05% | +9,587+4.3% | Added |
| Twin Tree Management, LP | 230,165 | $83.6M | 2.03% | +230,165 | New |
| Raymond James Financial Services Advisors, Inc. | 229,064 | $83.2M | 0.16% | +16,255+7.6% | Added |
| Raymond James & Associates | 228,625 | $83.1M | 0.07% | +48,959+27.3% | Added |
| The PNC Financial Services Group, Inc. | 210,047 | $76.3M | 0.06% | −3,454−1.6% | Reduced |
| Barclays PLC | 180,912 | $65.7M | 0.04% | +13,439+8.0% | Added |
| Two Sigma Advisers, LP | 165,100 | $60.0M | 0.15% | +24,400+17.3% | Added |
| Truist Financial Corp | 151,985 | $55.2M | 0.08% | −3,798−2.4% | Reduced |
| Private Advisor Group, LLC | 140,294 | $51.0M | 0.38% | +44,172+46.0% | Added |
| BNP Paribas Arbitrage, SA | 129,210 | $46.9M | 0.11% | −30,135−18.9% | Reduced |
| HighTower Advisors, LLC | 128,879 | $46.8M | 0.10% | +17,739+16.0% | Added |
| AE Wealth Management LLC | 127,414 | $46.3M | 0.32% | −16,531−11.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 126,359 | $45.9M | 0.21% | +37,883+42.8% | Added |
| Brookstone Capital Management | 126,054 | $45.7M | 0.79% | +119,470+1,814.6% | Added |
| Atria Investments LLC | 121,855 | $44.3M | 0.79% | +10,662+9.6% | Added |
| Green Square Capital Advisors LLC | 121,179 | $44.0M | 8.70% | 00.0% | Unchanged |
| Stifel Financial Corp | 114,435 | $41.6M | 0.05% | +4,751+4.3% | Added |
| Squarepoint Ops LLC | 111,880 | $40.6M | 0.20% | +77,276+223.3% | Added |
| Credit Suisse AG | 103,834 | $37.7M | 0.03% | −14,305−12.1% | Reduced |
| Chartist Inc | 99,794 | $36.3M | 16.56% | +3,369+3.5% | Added |
| Piershale Financial Group, Inc. | 97,756 | $35.5M | 13.54% | +13,531+16.1% | Added |
| First Republic Investment Management, Inc. | 97,395 | $35.4M | 0.08% | +12,530+14.8% | Added |
| Blair William & Co | 97,150 | $35.3M | 0.11% | +19,971+25.9% | Added |
| Capital Wealth Planning, LLC | 96,773 | $35.2M | 0.78% | +78,942+442.7% | Added |
| Williams Jones Wealth Management, LLC. | 96,095 | $34.9M | 0.44% | +5,488+6.1% | Added |
| Steel Peak Wealth Management LLC | 95,032 | $34.5M | 2.08% | +82,816+677.9% | Added |
| SG Americas Securities, LLC | 94,306 | $34.3M | 0.23% | −385,005−80.3% | Reduced |
| MML Investors Services, LLC | 88,954 | $32.3M | 0.23% | +18,089+25.5% | Added |
| Rockefeller Capital Management L.P. | 88,643 | $32.2M | 0.15% | −3,641−3.9% | Reduced |
| Financial Advisory Group | 86,068 | $31.3M | 6.16% | −286−0.3% | Reduced |
| Jones Financial Companies LLLP | 77,450 | $28.1M | 0.04% | −846−1.1% | Reduced |
| Campbell Wealth Management | 76,033 | $27.6M | 3.16% | +3,133+4.3% | Added |
| Johnson Bixby & Associates, LLC | 75,820 | $27.5M | 7.30% | +3,700+5.1% | Added |
| Millennium Management LLC | 69,004 | $25.1M | 0.03% | +65,462+1,848.2% | Added |
| IMC-Chicago, LLC | 68,742 | $25.0M | 1.02% | −15,807−18.7% | Reduced |
| Susquehanna International Group, LLP | 67,741 | $24.6M | 0.04% | +52,119+333.6% | Added |
| Bank of New York Mellon Corp | 67,422 | $24.5M | 0.00% | −2,650−3.8% | Reduced |
| Stephens Inc | 65,152 | $23.7M | 0.36% | −2,037−3.0% | Reduced |
| JPMorgan Chase & Co | 64,926 | $23.6M | 0.00% | +1,918+3.0% | Added |
| Heck Capital Advisors, LLC | 63,780 | $23.2M | 4.21% | +2,635+4.3% | Added |
| Barings LLC | 63,267 | $23.0M | 0.59% | +63,267 | New |
| American Portfolios Advisors | 62,712 | $22.8M | 0.77% | +3,848+6.5% | Added |
| Qube Research & Technologies Ltd | 62,314 | $22.6M | 0.17% | +62,314 | New |
| Johnson Midwest Financial, LLC | 60,701 | $22.1M | 16.54% | +60,447+23,798.0% | Added |
| Conservest Capital Advisors, Inc. | 60,272 | $21.9M | 2.35% | −762−1.2% | Reduced |
| Jump Financial, LLC | 60,175 | $21.9M | 1.37% | −59,666−49.8% | Reduced |
| Eagle Capital Management, LLC | 59,551 | $21.6M | 5.67% | +1,735+3.0% | Added |
| Washburn Capital Management, Inc. | 58,122 | $21.1M | 12.55% | +1,296+2.3% | Added |
| Steward Partners Investment Advisory, LLC | 55,334 | $20.1M | 0.31% | +158+0.3% | Added |
| Meitav Dash Investments Ltd | 55,191 | $20.1M | 0.33% | +2,815+5.4% | Added |
| Creative Planning | 54,654 | $19.9M | 0.03% | −1,027−1.8% | Reduced |
| Parallax Volatility Advisers, L.P. | 53,709 | $19.5M | 0.24% | +53,708+5,370,800.0% | Added |
| Davidson Capital Management Inc. | 53,611 | $19.5M | 10.67% | +703+1.3% | Added |
| AAFCPAs Wealth Management, LLC | 52,981 | $19.3M | 13.93% | +380+0.7% | Added |
| Smith Anglin Financial, LLC | 52,936 | $19.2M | 3.28% | −978−1.8% | Reduced |
| Cetera Advisors LLC | 52,932 | $19.2M | 0.39% | −7,132−11.9% | Reduced |
| Clear Street Markets LLC | 51,644 | $18.8M | 1.68% | +28,144+119.8% | Added |
| Mine & Arao Wealth Creation & Management, LLC. | 51,544 | $18.7M | 10.32% | +1,155+2.3% | Added |
| Northern Trust Corp | 51,480 | $18.7M | 0.00% | +2,997+6.2% | Added |
| Integrated Wealth Concepts LLC | 51,426 | $18.7M | 0.56% | +7,027+15.8% | Added |
| Marshall Wace, LLP | 50,195 | $18.2M | 0.04% | +50,195 | New |
| AMG National Trust Bank | 49,409 | $18.0M | 0.54% | −173−0.3% | Reduced |
| Regions Financial Corp | 48,702 | $17.7M | 0.14% | +2,413+5.2% | Added |
| Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet LTD | 48,431 | $17.6M | 1.15% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 47,745 | $17.3M | 0.06% | +2,155+4.7% | Added |
| Mariner, LLC | 47,265 | $17.2M | 0.07% | +2,910+6.6% | Added |
| Pinnacle Associates Ltd | 46,866 | $17.0M | 0.29% | −4,767−9.2% | Reduced |
| CTC LLC | 46,662 | $17.0M | 0.39% | +46,662 | New |
| Janney Montgomery Scott LLC | 45,986 | $16.7M | 0.06% | +8,783+23.6% | Added |
| American Planning Services, Inc. | 45,739 | $16.6M | 14.71% | +45,739 | New |
| MKT Advisors LLC | 48,380 | $16.5M | 12.94% | +48,380 | New |
| HSBC Holdings PLC | 40,753 | $16.3M | 0.02% | −20,390−33.3% | Reduced |
| National Bank of Canada | 43,934 | $16.0M | 0.07% | +43,934 | New |
| GenWealth Group, Inc. | 43,840 | $15.9M | 4.31% | +359+0.8% | Added |
| Summit Asset Management, LLC | 41,203 | $15.0M | 4.24% | +337+0.8% | Added |
| Pinnacle Financial Partners Inc | 40,318 | $14.6M | 0.46% | −453−1.1% | Reduced |
| Taiyo Life Insurance Co | 40,000 | $14.5M | 2.07% | 00.0% | Unchanged |
| FMR LLC | 37,684 | $13.7M | 0.00% | +1,701+4.7% | Added |
| Cetera Advisor Networks LLC | 37,613 | $13.7M | 0.17% | −1,776−4.5% | Reduced |
| Investment Management of Virginia LLC | 37,498 | $13.6M | 2.20% | −14,761−28.2% | Reduced |