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Barings LLC

SEC CIK
0000009015
Latest filing
Oct 22, 2026

The latest 13F from Barings LLC covers Q3 2026 (filed Oct 22, 2026): 179 long positions worth $5.84B. The top 10 holdings make up 73.9% of the portfolio, and the largest is iShares Core S&P 500 ETF at 23.6%. Livermore has 27 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q3 2026

Full comparison

Share counts compared with Q2 2026: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

New
15
Est. +$59.9M
Added
55
Est. +$410.2M
Reduced
47
Est. −$195.0M
Sold out
27
Est. −$58.1M

Top 5 holdings

Share of this quarter's portfolio value

  1. iShares Core S&P 500 ETF464287200
    23.6%$1.38B
  2. Invesco QQQ Trust Series I46090E103
    11.4%$667.9M
  3. iShares Russell 2000 Growth ETF464287648
    10.8%$629.5M
  4. Vanguard Scottsdale FDS92206C409
    6.8%$394.6M
  5. iShares Tr464288646
    6.0%$350.4M

Share of portfolio

Top 5 holdings and the other 174 positions, by share of portfolio value

  1. iShares Core S&P 500 ETF23.6%
  2. Invesco QQQ Trust Series I11.4%
  3. iShares Russell 2000 Growth ETF10.8%
  4. Vanguard Scottsdale FDS6.8%
  5. iShares Tr6.0%
  6. Other 174 positions41.4%

Biggest buys

New and added positions, by estimated amount bought

  1. Pacer FDS Tr69384J604
    +$74.7MAdded
  2. Pacer FDS Tr69384J703
    +$73.7MAdded
  3. iShares Russell 2000 Growth ETF464287648
    +$64.9MAdded
  4. Janus Detroit STR Tr47103U845
    +$55.1MAdded
  5. iShares Core S&P 500 ETF464287200
    +$41.2MAdded

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. Pacer FDS Tr69384J604
    +1.27 pp0.4% → 1.7%
  2. Pacer FDS Tr69384J703
    +1.24 pp0.4% → 1.7%
  3. Janus Detroit STR Tr47103U845
    +0.79 pp4.4% → 5.2%
  4. iShares Core S&P 500 ETF464287200
    +0.45 pp23.2% → 23.6%
  5. iShares Inc46434G764
    +0.31 pp0.0% → 0.3%

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. iShares Tr46435U853
    −$27.4MReduced
  2. Sabre GLBL Inc78573NAK8
    −$22.0MSold out
  3. iShares Tr464287234
    −$21.9MReduced
  4. Vanguard Total World Stock ETF922042742
    −$20.8MReduced
  5. iShares Inc46434G822
    −$16.3MReduced

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. iShares Tr46435U853
    −0.51 pp0.6% → 0.1%
  2. Vanguard Total World Stock ETF922042742
    −0.42 pp2.0% → 1.6%
  3. iShares Tr464287234
    −0.40 pp0.4% → <0.1%
  4. Sabre GLBL Inc78573NAK8
    −0.39 pp0.4% → 0.0%
  5. iShares Inc46434G822
    −0.27 pp0.5% → 0.2%

Metrics

13F metrics for Q3 2026, computed only from the numbers in the filings. Definitions below.

Portfolio value
$5.84B
+$203.6M (+3.6%) vs. prior quarter
Positions
179
−12 vs. prior quarter
Top 10 concentration
73.9%
Top 10 as share of value
Turnover
4.4%
Q3 2026, one quarter
Average holding period
18.5 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

23 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $6.19B (Q1 2026)

Q1 2021: $4.04BQ2 2021: $4.32BQ3 2021: $4.39BQ4 2021: $3.88BQ1 2022: $3.32BQ2 2022: $2.77BQ3 2022: $2.51BQ4 2022: $2.82BQ1 2023: $2.91BQ2 2023: $2.96BQ3 2023: $2.93BQ4 2023: $3.14BQ1 2024: $3.99BQ2 2024: $4.11BQ3 2024: $4.28BQ4 2024: $4.21BQ1 2025: $4.01BQ2 2025: $4.28BQ3 2025: $5.25BQ4 2025: $5.43BQ1 2026: $6.19BQ2 2026: $5.64BQ3 2026: $5.84B
Q1 2021Q3 2026
13F filings of Barings LLC by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q3 2026Oct 22, 2026179$5.84BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q2 2026SEC
Q2 2026Aug 7, 2026191$5.64BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q1 2026SEC
Q1 2026May 6, 2026179$6.19BiShares Core S&P 500 ETFiShares Iboxx $ Investment Grade Corporate Bond ETFJanus Detroit STR Trvs. Q4 2025SEC
Q4 2025Feb 12, 2026169$5.43BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q3 2025SEC
Q3 2025Nov 10, 2025171$5.25BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q2 2025SEC
Q2 2025Aug 12, 2025171$4.28BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q1 2025SEC
Q1 2025May 9, 2025163$4.01BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q4 2024SEC
Q4 2024Feb 7, 2025163$4.21BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q3 2024SEC
Q3 2024Nov 13, 2024160$4.28BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q2 2024SEC
Q2 2024Nov 6, 2024Amended154$4.11BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q1 2024SEC
Q1 2024May 8, 2024159$3.99BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q4 2023SEC
Q4 2023Feb 8, 2024145$3.14BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q3 2023SEC
Q3 2023Nov 13, 2023150$2.93BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q2 2023SEC
Q2 2023Aug 8, 2023167$2.96BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q1 2023SEC
Q1 2023May 9, 2023161$2.91BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q4 2022SEC
Q4 2022Feb 13, 2023188$2.82BiShares Core S&P 500 ETFiShares Russell 2000 Growth ETFInvesco QQQ Trust Series Ivs. Q3 2022SEC
Q3 2022Nov 14, 2022187$2.51BiShares Core S&P 500 ETFiShares Russell 2000 Growth ETFInvesco QQQ Trust Series Ivs. Q2 2022SEC
Q2 2022Aug 8, 2022321$2.77BiShares Core S&P 500 ETFiShares Russell 2000 Growth ETFInvesco QQQ Trust Series Ivs. Q1 2022SEC
Q1 2022May 13, 2022305$3.32BiShares Core S&P 500 ETFInvesco QQQ Trust Series IiShares Russell 2000 Growth ETFvs. Q4 2021SEC
Q4 2021Feb 10, 2022Amended371$3.88BiShares Core S&P 500 ETFiShares Russell 2000 Growth ETFInvesco QQQ Trust Series Ivs. Q3 2021SEC
Q3 2021Nov 12, 2021377$4.39BiShares Core S&P 500 ETFiShares Iboxx $ Investment Grade Corporate Bond ETFiShares Trvs. Q2 2021SEC
Q2 2021Aug 12, 2021Amended383$4.32BiShares Core S&P 500 ETFiShares TrInvesco QQQ Trust Series Ivs. Q1 2021SEC
Q1 2021May 11, 2021425$4.04BiShares Core S&P 500 ETFBABAInvesco QQQ Trust Series I–SEC

13D and 13G filings

Companies where Barings LLC reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

3 companies, largest stake first.

Companies where Barings LLC owns 5% or more
CompanyLatest formStakeChangeFirst filedLatest filingFiling
FSCOFS Credit Opportunities Corp.13G/A32.50%130.0K shares+6.25 ppfrom 26.25%Nov 7, 20252 filingsMar 6, 2026SEC
TYGTortoise Energy Infrastructure Corp13G14.30%1.00M sharesNewSep 8, 20251 filingSep 8, 2025SEC
CION Ares Diversified Credit FundMandatory Redeemable Preferred Shares13G8.88%3.80M sharesNewAug 13, 20251 filingAug 13, 2025SEC

Latest filings

6 filings on file made by Barings LLC or listing it as a reporting person, newest first.

Schedule 13D and 13G filings by Barings LLC
CompanyFiled (ET)FormStakeChangeEvent dateFiling
FSCOFS Credit Opportunities Corp.Mar 6, 20268:39 AM ET13G/A32.50%130.0K shares+6.25 ppfrom 26.25%Feb 28, 2026SEC
FSCOFS Credit Opportunities Corp.Nov 7, 20254:40 PM ET13G26.25%105.0K sharesNewOct 31, 2025SEC
TYGTortoise Energy Infrastructure CorpSep 8, 20254:46 PM ET13G14.30%1.00M sharesNewAug 31, 2025SEC
CION Ares Diversified Credit FundMandatory Redeemable Preferred SharesAug 13, 20252:29 PM ET13G8.88%3.80M sharesNewJun 30, 2025SEC
CEMClearBridge MLP & Midstream Fund Inc.Jul 25, 202313DOld format–––SEC
CEMClearBridge MLP & Midstream Fund Inc.Jul 25, 202313DOld format–New–SEC