Skip to main content

Barings LLC

SEC CIK
0000009015
Latest filing
Aug 7, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 13, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
305
−66 vs. Q4 2021
Portfolio value
$3.32B
−$555.6M (−14.3%) vs. Q4 2021
Filed
May 13, 2022
SEC
Holdings of Barings LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF1,756,756$797.0M24.0%+38,483+2.2%Added–
Invesco QQQ Trust Series I46090E103ETF980,793$355.6M10.7%+46,973+5.0%Added–
iShares Russell 2000 Growth ETF464287648ETF1,365,650$349.3M10.5%+63,500+4.9%Added–
BBDCBarings BDC, Inc.COM13,639,681$141.0M4.2%00.0%UnchangedHistory
iShares Tr46429B655FLTG RATE NT ETF1,309,186$66.1M2.0%+278,186+27.0%Added–
iShares S&P 500 Value ETF464287408ETF368,489$57.4M1.7%+53,395+16.9%Added–
Vanguard Morningstar Value ETF922908744ETF356,168$52.6M1.6%+186,742+110.2%Added–
DISH Network CORP25470MAB5NOTE 3.375% 8/1–$52.4M1.6%–––
SUSuncor Energy IncStock1,561,706$50.9M1.5%−440,839−22.0%ReducedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF443,587$47.5M1.4%+335,278+309.6%Added–
Vanguard Dividend Appreciation ETF921908844ETF272,139$44.1M1.3%−88,751−24.6%Reduced–
SESea LtdSPONSORD ADS334,022$40.0M1.2%+69,967+26.5%AddedHistory
NTRNutrien Ltd.COM335,475$34.9M1.0%−113,003−25.2%ReducedHistory
iShares Tr46429B7470-5 YR TIPS ETF306,251$32.1M1.0%+208,228+212.4%Added–
iShares Tips Bond ETF464287176ETF257,365$32.1M1.0%+130,490+102.8%Added–
State Street SPDR Bloomberg Convertible Securities ETF78464A359ETF414,423$31.9M1.0%00.0%Unchanged–
NIONIO Inc.ADR1,274,812$26.8M0.8%+406,876+46.9%AddedHistory
ZTOZTO Express (Cayman) Inc.SPONSORED ADS A1,043,103$26.1M0.8%−1,056−0.1%ReducedHistory
TCPCBlackRock TCP Capital Corp.COM1,603,372$22.9M0.7%00.0%UnchangedHistory
Colony Cap Inc19624RAA4NOTE 5.000% 4/1–$22.1M0.7%–––
iShares Semiconductor ETF464287523ETF46,448$22.0M0.7%+21,140+83.5%Added–
SQMChemical & Mining Co of Chile IncSPON ADR SER B225,623$19.3M0.6%+176,739+361.5%AddedHistory
XOMExxonMobil Holdings CorpCOM233,061$19.2M0.6%+57,455+32.7%AddedHistory
TPG Specialty Lending Inc87265KAD4NOTE 4.500% 8/0–$19.1M0.6%–––
iShares Tr464288513IBOXX HI YD ETF223,477$18.4M0.6%+47,145+26.7%Added–
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF374,063$18.2M0.5%+374,063New–
WFRDWeatherford International plcORD SHS537,900$17.9M0.5%00.0%UnchangedHistory
CTVACorteva, Inc.Stock310,270$17.8M0.5%+31,902+11.5%AddedHistory
SPYSPDR S&P 500 ETF TrustETF38,895$17.6M0.5%+37,966+4,086.8%AddedHistory
Pennymac Corp70932AAD5NOTE 5.500%11/0–$17.3M0.5%–––
LINLinde PLCSHS53,673$17.1M0.5%+953+1.8%AddedHistory
Green Plains Inc.393222AF1CONVERTIBLE BOND–$16.8M0.5%–New–
COPConocoPhillipsStock161,241$16.1M0.5%+4,425+2.8%AddedHistory
iShares Tr46434V4070-5YR HI YL CP358,368$15.8M0.5%+349,858+4,111.1%Added–
Vanguard Total World Stock ETF922042742ETF152,995$15.5M0.5%+152,995New–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679ETF137,821$15.2M0.5%+90,355+190.4%Added–
Mfa Finl Inc55272XAA0NOTE 6.250% 6/1–$14.8M0.4%–––
GDSGDS Holdings LtdSPONSORED ADS362,934$14.2M0.4%00.0%UnchangedHistory
Avaya Hldgs Corp05351XAB7NOTE 2.250% 6/1–$13.9M0.4%–––
YUMCYum China Holdings, Inc.COM328,627$13.7M0.4%+103,031+45.7%AddedHistory
BBDBank BradescoSP ADR PFD NEW2,884,492$13.4M0.4%+79,927+2.8%AddedHistory
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD2,320,876$13.3M0.4%+94,534+4.2%AddedHistory
VALEVale S.A.SPONSORED ADS639,833$12.8M0.4%+7,661+1.2%AddedHistory
iShares Tr46432F388MSCI USA VALUE119,893$12.5M0.4%−86,194−41.8%Reduced–
EOGEOG Resources IncStock104,199$12.4M0.4%−1,282−1.2%ReducedHistory
HESHess CorpStock110,949$11.9M0.4%+16,884+17.9%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF55,614$11.8M0.4%+55,614New–
GRABGrab Holdings LtdCLASS A ORD3,323,176$11.6M0.3%+76,620+2.4%AddedHistory
DARDarling Ingredients Inc.COM144,381$11.6M0.3%+10,337+7.7%AddedHistory
Vanguard Energy ETF92204A306ETF107,586$11.5M0.3%+107,586New–
CVXChevron CorpStock70,242$11.4M0.3%+34,737+97.8%AddedHistory
AAPLApple Inc.Stock63,706$11.1M0.3%−20,849−24.7%ReducedHistory
MSFTMicrosoft CorpStock34,401$10.6M0.3%−13,530−28.2%ReducedHistory
AGCOAGCO CorpCOM70,232$10.3M0.3%+42,592+154.1%AddedHistory
iShares Inc46434G822MSCI JAPAN ETF159,901$9.85M0.3%−156,013−49.4%Reduced–
AMZNAmazon Com IncStock2,945$9.60M0.3%−383−11.5%ReducedHistory
VanEck ETF Trust92189F106GOLD MINERS ETF249,592$9.57M0.3%+249,592New–
FMXMexican Economic Development IncSPON ADR UNITS113,252$9.38M0.3%+17,749+18.6%AddedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 126,601$9.23M0.3%−36,666−58.0%ReducedHistory
PDDPDD Holdings Inc.SPONSORED ADS229,320$9.20M0.3%00.0%UnchangedHistory
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF73,900$8.94M0.3%−861,974−92.1%Reduced–
iShares Tr4642874407-10 YR TRSY BD83,065$8.93M0.3%−90,934−52.3%Reduced–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF167,617$8.66M0.3%+87,723+109.8%Added–
IFFInternational Flavors & Fragrances IncCOM65,045$8.54M0.3%−8,218−11.2%ReducedHistory
VLOValero Energy CorpStock83,742$8.50M0.3%−15,106−15.3%ReducedHistory
AUAngloGold Ashanti PLCSPONSORED ADR357,047$8.46M0.3%00.0%UnchangedHistory
SPDR Series Trust78464A755ST STR SP METAL136,217$8.35M0.3%+136,217New–
ALBAlbemarle CorpStock37,722$8.34M0.3%+37,722NewHistory
DEDeere & CoStock19,756$8.21M0.2%+2,155+12.2%AddedHistory
DOWDow Inc.Stock127,741$8.14M0.2%+8,643+7.3%AddedHistory
Blackstone Mtg Tr Inc09257WAC4NOTE 4.750% 3/1–$8.13M0.2%–––
TDCX Inc87190U100ADS665,518$8.09M0.2%+135,980+25.7%Added–
BGBunge Global SACOM72,958$8.08M0.2%+23,921+48.8%AddedHistory
Ssga Active ETF Tr78467V608ST STR BL LN ETF177,582$7.98M0.2%+177,582New–
AJRDAerojet Rocketdyne Holdings, Inc.COM201,341$7.92M0.2%+201,341NewHistory
iShares Inc46434G848MSCI GBL ETF NEW153,568$7.87M0.2%+153,568New–
MOSMosaic CoCOM111,828$7.44M0.2%+18,175+19.4%AddedHistory
PBR.APetrobras - Petroleo Brasileiro SASP ADR NON VTG523,923$7.32M0.2%−89,591−14.6%ReducedHistory
APDAir Products & Chemicals, Inc.Stock28,482$7.12M0.2%+1,580+5.9%AddedHistory
ZHZhihu Inc.ADS2,916,601$7.06M0.2%00.0%UnchangedHistory
CFCF Industries Holdings, Inc.COM67,041$6.91M0.2%−78,609−54.0%ReducedHistory
CIBGrupo Cibest S.A.SPON ADR PREF161,324$6.88M0.2%+15,019+10.3%AddedHistory
UNHUnitedHealth Group IncStock13,093$6.68M0.2%−2,691−17.0%ReducedHistory
LILi Auto Inc.SPONSORED ADS252,429$6.51M0.2%00.0%UnchangedHistory
iShares Tr46435G102CONV BD ETF77,910$6.49M0.2%−122,086−61.0%Reduced–
ADMArcher-Daniels-Midland CoStock68,136$6.15M0.2%+5,398+8.6%AddedHistory
iShares Russell 2000 ETF464287655ETF28,417$5.83M0.2%+28,417New–
VALValaris LtdCL A111,915$5.82M0.2%00.0%UnchangedHistory
FNFabrinetSHS52,495$5.52M0.2%00.0%UnchangedHistory
AONAon plcCL A16,665$5.43M0.2%−184−1.1%ReducedHistory
GGBGerdau S.A.SPON ADR REP PFD824,679$5.30M0.2%−26,214−3.1%ReducedHistory
Arbor Realty Trust Inc038923AP3NOTE 4.750%11/0–$5.24M0.2%–––
First Tr Exch Traded FD III33739E108PFD SECS INC ETF269,073$5.12M0.2%00.0%Unchanged–
PPGPPG Industries IncStock38,974$5.11M0.2%+1,112+2.9%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR334,360$4.95M0.1%+70,243+26.6%AddedHistory
iShares Inc464286251JP MRG EM CRP BD102,520$4.76M0.1%00.0%Unchanged–
GOOGLAlphabet Inc.Stock1,564$4.35M0.1%+51+3.4%AddedHistory
iShares Tr464288646ISHS 1-5YR INVS76,800$3.97M0.1%−100,000−56.6%Reduced–
Global X FDS37954Y350X EMERGING MKT160,300$3.85M0.1%+25,300+18.7%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD49,121$3.84M0.1%−19,288−28.2%Reduced–

Sold out since Q4 2021 (108)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 108 by value last quarter.

Positions of Barings LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares S&P 500 Growth ETF464287309ETF601,002$50.3M1.3%–
iShares MSCI USA Quality Factor ETF46432F339ETF337,968$49.2M1.3%–
iShares Tr46435G425ESG AWR MSCI USA402,093$43.4M1.1%–
Vanguard Information Technology ETF92204A702ETF93,505$42.8M1.1%–
Two HBRS Invt Corp90187BAA9NOTE 6.250% 1/1–$38.5M1.0%–
XPEVXpeng Inc.ADS629,232$31.7M0.8%History
New York Mtg Tr Inc649604AD7NOTE 6.250% 1/1–$17.0M0.4%–
iShares Tr464287861EUROPE ETF277,731$15.1M0.4%–
JDJD.com, Inc.SPON ADS CL A162,043$11.4M0.3%History
Vanguard Financials ETF92204A405ETF103,605$10.0M0.3%–
NTESNetEase, Inc.SPONSORED ADS94,267$9.59M0.2%History
iShares Tr464287515EXPANDED TECH23,670$9.41M0.2%–
VMCVulcan Materials COCOM35,426$7.35M0.2%History
ECLEcolab Inc.Stock28,767$6.75M0.2%History
BILIBilibili Inc.SPONS ADS REP Z139,776$6.49M0.2%History
Mobile Telesystems PJSC607409109SPONSORED ADR742,745$5.91M0.2%–
Vanguard Intl Equity Index F922042874FTSE EUROPE ETF53,123$3.63M0.1%–
REREATRenew Inc.SPONSORED ADS565,488$3.36M0.1%History
iShares Tr464288182MSCI AC ASIA ETF40,273$3.33M0.1%–
iShares Tr46434V886HDG MSCI JAPAN71,020$2.81M0.1%–
TVGrupo Televisa, S.A.B.SPON ADR REP ORD241,172$2.26M0.1%History
FTNTFortinet, Inc.Stock5,721$2.06M0.1%History
NOWServiceNow, Inc.Stock2,667$1.73M<0.1%History
BNTXBioNTech SESPONSORED ADS6,400$1.65M<0.1%History
iShares U S ETF Tr46431W663DISCRETIONARY33,748$1.63M<0.1%–
Natura &CO Hldg S A63884N108ADS154,787$1.44M<0.1%–
DDOGDatadog, Inc.CL A COM6,612$1.18M<0.1%History
AMXAmerica Movil SAB de CVSPON ADR L SHS55,008$1.16M<0.1%History
ANETArista Networks, Inc.COM5,942$854.0K<0.1%History
LWLamb Weston Holdings, Inc.Stock13,165$834.0K<0.1%History
XLNXXilinx IncCOM3,501$742.0K<0.1%History
DDDuPont de Nemours, Inc.COM8,995$727.0K<0.1%History
EQIXEquinix IncCOM820$694.0K<0.1%History
Athene Holding Ltd.G0684D107CL A8,134$678.0K<0.1%–
INFOIHS Markit Ltd.SHS5,098$678.0K<0.1%History
BIDUBaidu, Inc.ADR4,243$631.0K<0.1%History
FFIVF5, Inc.Stock2,500$612.0K<0.1%History
SYFSynchrony FinancialCOM13,059$606.0K<0.1%History
ANSSAnsys IncCOM1,468$589.0K<0.1%History
OXYOccidental Petroleum CorpStock20,210$586.0K<0.1%History
ATVIActivision Blizzard, Inc.COM8,699$579.0K<0.1%History
CRWDCrowdStrike Holdings, Inc.Stock2,808$575.0K<0.1%History
DLRDigital Realty Trust, Inc.COM3,178$562.0K<0.1%History
ZMZoom Communications, Inc.Stock3,021$555.0K<0.1%History
WDAYWorkday, Inc.CL A2,022$552.0K<0.1%History
PANWPalo Alto Networks IncStock959$533.0K<0.1%History
CATCaterpillar IncStock2,517$520.0K<0.1%History
CHDChurch & Dwight Co IncCOM4,842$496.0K<0.1%History
RFRegions Financial CorpCOM22,706$495.0K<0.1%History
JNPRJuniper Networks IncCOM13,852$495.0K<0.1%History
EPAMEPAM Systems, Inc.COM720$481.0K<0.1%History
CONECyrusOne Holdco LLCCOM5,241$470.0K<0.1%History
MCKMcKesson CorpStock1,884$468.0K<0.1%History
SNAPSnap IncStock9,749$458.0K<0.1%History
SLBSLB LimitedStock15,018$450.0K<0.1%History
TTDTrade Desk, Inc.Stock4,858$445.0K<0.1%History
QRVOQorvo, Inc.Stock2,819$441.0K<0.1%History
AKAMAkamai Technologies IncCOM3,727$436.0K<0.1%History
TWLOTwilio IncCL A1,641$432.0K<0.1%History
STTState Street CorpCOM4,518$420.0K<0.1%History
RHIRobert Half Inc.COM3,660$408.0K<0.1%History
EAElectronic Arts Inc.COM3,046$401.0K<0.1%History
TELTE Connectivity plcREG SHS2,454$396.0K<0.1%History
OCOwens CorningStock4,315$391.0K<0.1%History
AMTAmerican Tower CorpREIT1,331$389.0K<0.1%History
EQHEquitable Holdings, Inc.COM11,377$373.0K<0.1%History
WOLFWolfspeed, Inc.Stock3,211$359.0K<0.1%History
FICOFair Isaac CorpCOM810$352.0K<0.1%History
FDXFedEx CorpStock1,353$350.0K<0.1%History
TAPMolson Coors Beverage CoCL B7,496$347.0K<0.1%History
VMWVmware LLCCL A COM2,987$346.0K<0.1%History
NTRSNorthern Trust CorpCOM2,806$336.0K<0.1%History
DOCUDocuSign, Inc.Stock2,147$327.0K<0.1%History
WRKWestRock CoCOM7,347$326.0K<0.1%History
ALLYAlly Financial Inc.Stock6,812$324.0K<0.1%History
SIVBSVB Financial GroupCOM473$321.0K<0.1%History
RSGRepublic Services, Inc.COM2,269$316.0K<0.1%History
ISRGIntuitive Surgical IncCOM NEW880$316.0K<0.1%History
CMGChipotle Mexican Grill IncCOM180$315.0K<0.1%History
DBXDropbox, Inc.CL A12,560$308.0K<0.1%History
OTISOtis Worldwide CorpStock3,530$307.0K<0.1%History
ROPRoper Technologies IncStock617$304.0K<0.1%History
BKRBaker Hughes CoCL A12,595$303.0K<0.1%History
NETCloudflare, Inc.CL A COM2,309$303.0K<0.1%History
PXDPioneer Natural Resources CoCOM1,653$301.0K<0.1%History
FASTFastenal CoStock4,662$299.0K<0.1%History
FISVFiserv IncStock2,812$292.0K<0.1%History
HUBSHubSpot IncCOM433$286.0K<0.1%History
COOCooper Companies, Inc.COM NEW677$284.0K<0.1%History
DVNDevon Energy CorpStock6,401$282.0K<0.1%History
CIENCiena CorpCOM NEW3,619$278.0K<0.1%History
AZOAutoZone IncCOM131$274.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM5,177$270.0K<0.1%History
CAGConagra Brands Inc.Stock7,738$264.0K<0.1%History
EXPDExpeditors International of Washington IncCOM1,883$253.0K<0.1%History
GRMNGarmin LtdSHS1,841$251.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,135$249.0K<0.1%History
ROSTRoss Stores, Inc.COM2,185$249.0K<0.1%History
KKellanovaStock3,816$246.0K<0.1%History
TYLTyler Technologies IncCOM455$245.0K<0.1%History