ClearBridge MLP & Midstream Fund Inc.
CEMDelisted Sep 9, 2024- SEC CIK
- 0001488775
ClearBridge MLP & Midstream Fund Inc. was delisted on Sep 9, 2024; its insiders filed their last Form 4 on Sep 11, 2024; 51 institutions reported holding it in 13F filings for Q2 2024, worth $95.7M in total; no superinvestor held it.
Holders of 5% or more of CEM
Holders whose latest Schedule 13D or 13G filing reports 5% or more of ClearBridge MLP & Midstream Fund Inc., largest stake first. The change is against the holder's previous filing.
No holder currently reports owning 5% or more of ClearBridge MLP & Midstream Fund Inc. on Schedule 13D or 13G.
Stakes are as of each holder's latest filing. Holders whose last filing was in the old format (before December 18, 2024) have no stake on record and are not listed, and after an acquisition or delisting holders usually stop filing.
13D and 13G filings
35 Schedule 13D and 13G filings on ClearBridge MLP & Midstream Fund Inc., newest first, including old-format filings without a stake.
| Filed (ET) | Filer | Form | Stake | Change | Event date | Filing |
|---|---|---|---|---|---|---|
| Jun 25, 2024 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Jun 11, 20244:18 PM ET | Corebridge Financial, Inc. | 13GOld format | – | New | – | SEC |
| Jun 11, 20244:16 PM ET | American International Group, Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 12, 2024 | Morgan Stanley | 13G/AOld format | – | – | – | SEC |
| Dec 27, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Dec 13, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Dec 11, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Dec 5, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Nov 9, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Nov 1, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Oct 27, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Jul 25, 2023 | Barings LLC | 13DOld format | – | – | – | SEC |
| Jul 25, 2023 | Barings LLC | 13DOld format | – | New | – | SEC |
| Jul 24, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Jun 30, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Jun 28, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Jun 1, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Apr 11, 2023 | Guardian Life Insurance Company of America | 13G/AOld format | – | – | – | SEC |
| Feb 28, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Feb 23, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Feb 17, 2023 | Guardian Life Insurance Company of America | 13G/AOld format | – | – | – | SEC |
| Feb 8, 202312:38 PM ET | Morgan Stanley | 13G/AOld format | – | – | – | SEC |
| Jan 25, 2023 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Dec 12, 2022 | Prudential Financial Inc | 13G/AOld format | – | – | – | SEC |
| Dec 12, 2022 | American International Group, Inc. | 13G/AOld format | – | – | – | SEC |
| Nov 22, 2022 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Oct 26, 2022 | Saba Capital Management, L.P. | 13D/AOld format | – | – | – | SEC |
| Oct 7, 2022 | Saba Capital Management, L.P. | 13DOld format | – | New | – | SEC |
| Feb 15, 2022 | Guardian Life Insurance Company of America | 13G/AOld format | – | – | – | SEC |
| Feb 14, 20222:59 PM ET | Sun Life Financial INC | 13G/AOld format | – | – | – | SEC |
| Feb 14, 2022 | Sun Life Assurance Co of Canada | 13G/AOld format | – | – | – | SEC |
| Feb 9, 20223:36 PM ET | Morgan Stanley | 13GOld format | – | New | – | SEC |
| Jul 27, 20214:44 PM ET | American International Group, Inc. | 13G/AOld format | – | – | – | SEC |
| Feb 16, 20213:00 PM ET | Sun Life Financial INC | 13G/AOld format | – | – | – | SEC |
| Feb 16, 2021 | Sun Life Assurance Co of Canada | 13G/AOld format | – | – | – | SEC |
Form 144: proposed insider sales
Notices from officers, directors and other affiliates planning to sell ClearBridge MLP & Midstream Fund Inc. shares.
No Form 144 notices for ClearBridge MLP & Midstream Fund Inc. are on file.