SPDR Dow Jones Industrial Average ETF Trust

DIA

Exchange: NYSE
SEC CIK: 0001041130

SEC filings (opens in a new tab)

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

13F holders, Q4 2021

Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders: 962; +87 vs. Q3 2021
Shares held: 26.7M; −212.4K (−0.8%) vs. Q3 2021
Total value: $9.71B; +$609.8M (+6.7%) vs. Q3 2021
New holders: 157; 317 more added
Sold out: 70; 235 more reduced

18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2021: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2021: 962 institutions

Value heldQ4 2021: $9.71B

Institutions holding DIA and their total value by quarter
Quarter	Holders	Value
Q2 2026	1,457	$16.1B
Q1 2026	1,373	$16.3B
Q4 2025	1,393	$18.8B
Q3 2025	1,289	$15.0B
Q2 2025	1,280	$14.2B
Q1 2025	1,257	$14.2B
Q4 2024	1,298	$15.2B
Q3 2024	1,189	$12.9B
Q2 2024	1,140	$11.0B
Q1 2024	1,151	$12.3B
Q4 2023	1,139	$11.9B
Q3 2023	1,025	$8.56B
Q2 2023	1,033	$9.86B
Q1 2023	1,000	$8.79B
Q4 2022	1,022	$9.61B
Q3 2022	935	$8.17B
Q2 2022	953	$8.54B
Q1 2022	989	$10.5B
Q4 2021	962	$9.71B
Q3 2021	893	$9.14B
Q2 2021	894	$10.5B
Q1 2021	885	$9.86B

Institutions, Q4 2021

Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q3 2021.

Institutions holding DIA in Q4 2021
Institution	Shares	Value	% of portfolio	Change in shares	Action
Leelyn Smith, LLC	1	$0	0.00%	00.0%	Unchanged
Lake Point Wealth Management	3	$1.00K	0.00%	00.0%	Unchanged
Red Cedar Capital, LLC	5	$2.00K	0.00%	00.0%	Unchanged
Semmax Financial Advisors Inc.	5	$2.00K	0.00%	00.0%	Unchanged
Archer Investment Corp	8	$2.91K	0.00%	00.0%	Unchanged
Gradient Investments LLC	9	$3.00K	0.00%	00.0%	Unchanged
Credit Agricole S A	9	$3.00K	0.00%	+9	New
TSFG, LLC	10	$4.00K	0.00%	−50−83.3%	Reduced
McIlrath & Eck, LLC	11	$4.00K	0.00%	00.0%	Unchanged
Investors Research Corp	12	$4.00K	0.00%	00.0%	Unchanged
Meeder Asset Management Inc	10	$4.00K	0.00%	+10	New
Trust Co of Vermont	10	$4.00K	0.00%	+10	New
Horan Securities, Inc.	12	$4.00K	0.00%	+12	New
Aquire Wealth Advisors, LLC	10	$4.00K	0.00%	+10	New
Parkside Financial Bank & Trust	15	$5.00K	0.00%	00.0%	Unchanged
Wolff Wiese Magana LLC	15	$5.00K	0.00%	00.0%	Unchanged
CNB Bank	15	$5.00K	0.00%	+15	New
Beaird Harris Wealth Management, LLC	13	$5.00K	0.00%	+13	New
TD Capital Management LLC	16	$6.00K	0.00%	00.0%	Unchanged
BerganKDV Wealth Management, LLC	16	$6.00K	0.00%	00.0%	Unchanged
Cranbrook Wealth Management, LLC	20	$7.00K	0.00%	00.0%	Unchanged
Patriot Financial Group Insurance Agency, LLC	20	$7.00K	0.00%	00.0%	Unchanged
Mascoma Wealth Management LLC	20	$7.00K	0.00%	00.0%	Unchanged
Sage Private Wealth Group, LLC	20	$7.00K	0.01%	00.0%	Unchanged
O'Dell Group, LLC	21	$8.00K	0.00%	−20−48.8%	Reduced
Endurance Wealth Management, Inc.	23	$8.00K	0.00%	00.0%	Unchanged
Eukles Asset Management	22	$8.00K	0.00%	00.0%	Unchanged
HM Payson & Co	23	$8.00K	0.00%	+23	New
Tradewinds Capital Management, LLC	24	$9.00K	0.00%	00.0%	Unchanged
Rosenberg Matthew Hamilton	24	$9.00K	0.00%	00.0%	Unchanged
Credential Qtrade Securities Inc.	25	$9.08K	0.00%	00.0%	Unchanged
Lumature Wealth Partners, LLC	30	$11.0K	0.00%	00.0%	Unchanged
CVA Family Office, LLC	29	$11.0K	0.00%	+29	New
BCR Wealth Strategies, LLC	30	$11.0K	0.01%	+30	New
Umb Bank N A	33	$12.0K	0.00%	+33	New
Lowe Wealth Advisors, LLC	36	$13.0K	0.01%	00.0%	Unchanged
First Personal Financial Services	39	$14.0K	0.00%	00.0%	Unchanged
Wagner Wealth Management, LLC	40	$15.0K	0.01%	00.0%	Unchanged
West Branch Capital LLC	50	$18.0K	0.01%	−32−39.0%	Reduced
NewSquare Capital LLC	50	$18.0K	0.00%	00.0%	Unchanged
Mark Sheptoff Financial Planning, LLC	50	$18.0K	0.01%	00.0%	Unchanged
Deane Retirement Strategies, Inc.	50	$18.0K	0.01%	00.0%	Unchanged
Carmichael Hill & Associates, Inc.	49	$18.0K	0.01%	00.0%	Unchanged
Clearview Wealth Advisors LLC	48	$18.0K	0.01%	+6+14.3%	Added
Advanced Research Investment Solutions, LLC	50	$18.0K	0.01%	+50	New
Sound Income Strategies, LLC	54	$19.0K	0.00%	00.0%	Unchanged
Ford Financial Group, LLC	52	$19.0K	0.01%	+52	New
Kistler-Tiffany Companies, LLC	56	$20.0K	0.00%	−7−11.1%	Reduced
Charter Oak Capital Management, LLC	60	$22.0K	0.00%	00.0%	Unchanged
Pflug Koory, LLC	66	$24.0K	0.01%	00.0%	Unchanged
Avion Wealth	73	$27.0K	0.01%	00.0%	Unchanged
Lindbrook Capital, LLC	77	$28.0K	0.00%	+77	New
Edge Wealth Management LLC	80	$29.0K	0.01%	00.0%	Unchanged
Laurel Wealth Advisors LLC	90	$33.0K	0.01%	00.0%	Unchanged
Country Trust Bank	100	$36.0K	0.00%	00.0%	Unchanged
Nelson, Van Denburg & Campbell Wealth Management Group, LLC	100	$36.0K	0.00%	+33+49.3%	Added
Turim 21 Investimentos Ltda.	107	$39.0K	0.02%	00.0%	Unchanged
Brown, Lisle/Cummings, Inc.	108	$39.2K	0.02%	+108	New
Sargent Bickham Lagudis LLC	110	$40.0K	0.00%	+4+3.8%	Added
Northern Oak Wealth Management Inc	114	$41.0K	0.00%	00.0%	Unchanged
Aspire Private Capital, LLC	117	$43.0K	0.01%	00.0%	Unchanged
Atlas Capital Advisors LLC	125	$45.4K	0.01%	−200−61.5%	Reduced
NVWM, LLC	132	$48.0K	0.01%	00.0%	Unchanged
First National Bank of South Miami	131	$48.0K	0.03%	+131	New
Costello Asset Management, INC	136	$49.0K	0.03%	00.0%	Unchanged
Baldrige Asset Management LLC	135	$49.0K	0.02%	00.0%	Unchanged
Missouri Trust & Investment Co	134	$49.0K	0.03%	+134	New
Farmers & Merchants Investments Inc	150	$54.0K	0.00%	00.0%	Unchanged
Bogart Wealth, LLC	150	$54.0K	0.00%	00.0%	Unchanged
Toth Financial Advisory Corp	150	$55.0K	0.01%	−50−25.0%	Reduced
Raffa Wealth Management, LLC	152	$55.1K	0.02%	+1+0.7%	Added
Total Clarity Wealth Management, Inc.	156	$57.0K	0.03%	00.0%	Unchanged
Truvestments Capital LLC	159	$58.0K	0.03%	00.0%	Unchanged
Creative Financial Designs Inc	159	$58.0K	0.01%	+51+47.2%	Added
Key Financial Inc	163	$59.0K	0.03%	00.0%	Unchanged
TCI Wealth Advisors, Inc.	169	$61.0K	0.01%	−97−36.5%	Reduced
Concord Wealth Partners	168	$61.0K	0.01%	+38+29.2%	Added
Raleigh Capital Management Inc.	168	$61.0K	0.06%	+168	New
Capital Analysts, LLC	169	$62.0K	0.00%	00.0%	Unchanged
First Command Bank	200	$68.0K	0.01%	00.0%	Unchanged
Ahrens Investment Partners LLC	187	$68.0K	0.03%	+187	New
Ameritas Investment Partners, Inc.	190	$69.0K	0.00%	+130+216.7%	Added
First Command Financial Services, Inc.	200	$73.0K	0.01%	00.0%	Unchanged
Northwest Investment Counselors, LLC	200	$73.0K	0.02%	+200	New
Bell Investment Advisors, Inc	209	$76.0K	0.02%	+1+0.5%	Added
Barrett Asset Management, LLC	212	$77.0K	0.00%	00.0%	Unchanged
Accel Wealth Management	222	$81.0K	0.04%	00.0%	Unchanged
Larson Financial Group LLC	224	$81.0K	0.01%	+15+7.2%	Added
Brown Brothers Harriman & Co	226	$82.0K	0.00%	00.0%	Unchanged
RWM Asset Management, LLC	233	$85.0K	0.02%	00.0%	Unchanged
Arcadia Investment Advisors LLC	242	$87.9K	0.04%	+1+0.4%	Added
Glen Eagle Advisors, LLC	250	$90.8K	0.02%	00.0%	Unchanged
Pinnacle Bancorp, Inc.	250	$91.0K	0.03%	00.0%	Unchanged
Private Capital Group, LLC	254	$93.0K	0.02%	00.0%	Unchanged
Plante Moran Financial Advisors, LLC	264	$96.0K	0.02%	−110−29.4%	Reduced
Simon Quick Advisors, LLC	268	$97.0K	0.03%	+131+95.6%	Added
Farmers & Merchants Trust Co of Chambersburg PA	270	$98.0K	0.06%	00.0%	Unchanged
American National Bank	275	$100.0K	0.02%	+139+102.2%	Added
Assetmark, Inc	274	$100.0K	0.00%	+274	New
Edmond de Rothschild Holding S.A.	279	$101.0K	0.00%	−10−3.5%	Reduced