Skip to main content
Livermore
Livermore
ZHEN

SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,458 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

Q4 2021 vs. Q3 2021

How the institutions holding SPDR Dow Jones Industrial Average ETF Trust changed between Q3 2021 and Q4 2021.

All holders in Q4 2021All holders in Q3 2021

13F holders of DIA: Q3 2021 compared with Q4 2021
MeasureQ3 2021Of which not filed for Q4 2021Q4 2021Change
Holders89318962+87
Shares27.1M179.2K26.7M−212.4K (−0.8%)
Value$9.14B$40.2M$9.71B+$609.8M (+6.7%)

18 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (157)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q4 2021 but not at the end of Q3 2021.

Showing the largest 100 of 157 by value.

Institutions new to DIA in Q4 2021
InstitutionSharesValue% of portfolio
Oliver Lagore Vanvalin Investment Group280,060$101.8M7.29%
Twin Tree Management, LP230,165$83.6M2.03%
Barings LLC63,267$23.0M0.59%
Qube Research & Technologies Ltd62,314$22.6M0.17%
Marshall Wace, LLP50,195$18.2M0.04%
CTC LLC46,662$17.0M0.39%
American Planning Services, Inc.45,739$16.6M14.71%
MKT Advisors LLC48,380$16.5M12.94%
National Bank of Canada43,934$16.0M0.07%
Pinnacle Family Advisors, LLC31,222$11.3M5.14%
Ameritas Advisory Services, LLC27,198$9.88M0.36%
Skandinaviska Enskilda Banken AB (publ)27,003$9.83M0.05%
TD Waterhouse Canada Inc.25,951$9.55M0.09%
Denver Wealth Management, Inc.24,415$8.87M8.51%
Amplius Wealth Advisors, LLC24,326$8.84M1.22%
Intergy Private Wealth, LLC23,295$8.46M6.61%
Fortune 45 LLC19,827$7.20M6.33%
Equitec Proprietary Markets, LLC18,440$6.70M3.56%
Echo45 Advisors LLC16,553$6.01M4.82%
Bremer Bank National Association14,918$5.42M0.90%
Allie Family Office LLC14,539$5.29M4.19%
Paloma Partners Management Co14,088$5.12M0.16%
Edgestream Partners, L.P.10,677$3.88M0.24%
Linker Capital Management Inc.9,984$3.63M3.49%
HB Wealth Management, LLC9,522$3.46M0.07%
Advisor Resource Council9,296$3.38M0.26%
Arvest Trust Co N A9,252$3.36M0.18%
Western Wealth Management, LLC9,204$3.35M0.33%
Lumina Fund Management LLC8,420$3.06M1.23%
Epic Trust Investment Advisors, LLC8,402$3.05M4.43%
Autumn Glory Partners, LLC7,932$2.88M1.20%
Lowery Thomas, LLC7,734$2.81M1.94%
Melone Private Wealth, LLC7,511$2.73M2.05%
Kellett Schaffner Wealth Advisors LLC7,296$2.65M2.03%
Fingerlakes Wealth Management, Inc.6,755$2.45M2.76%
Foresight Capital Management Advisors, Inc.6,394$2.32M2.26%
Guardian Wealth Advisors, LLC6,368$2.31M0.99%
Objective Capital Management, LLC6,286$2.28M1.62%
Nomura Asset Management Co Ltd6,175$2.24M0.01%
Vontobel Holding Ltd.5,699$2.07M0.02%
Collaborative Wealth Managment Inc.5,229$1.90M1.04%
Goldstream Capital Management Ltd4,880$1.77M0.44%
Monograph Wealth Advisors, LLC4,541$1.65M0.42%
Dixon Hughes Goodman Wealth Advisors LLC3,903$1.42M0.46%
Morton Capital Management LLC3,896$1.42M0.58%
Resurgent Financial Advisors LLC3,830$1.39M1.15%
Vienna Asset Management LLC3,595$1.31M1.19%
Bradley Foster & Sargent Inc3,540$1.29M0.03%
Cowen and Company, LLC3,530$1.28M0.12%
Heritage Investment Group, Inc.3,480$1.26M1.00%
Spring Capital Management, LLC3,126$1.14M0.90%
Keystone Wealth Services, LLC2,880$1.05M0.42%
Etfidea, LLC2,873$1.04M0.42%
Maxele Advisors, LLC2,781$1.01M1.17%
Colonial River Wealth Management, LLC2,548$926.0K0.50%
FDx Advisors, Inc.2,465$896.0K0.02%
Zimmermann Investment Management & Planning LLC2,324$844.0K0.47%
Investment House LLC2,238$813.0K0.05%
CWM, LLC2,179$792.0K0.01%
Wintrust Investments LLC2,109$766.0K0.07%
Point72 Hong Kong Ltd2,068$751.0K0.06%
Widmann Financial Services, Inc.2,049$744.0K0.61%
Strategies Wealth Advisors, LLC1,985$721.2K0.20%
Sterling Investment Counsel, LLC1,923$699.0K0.47%
Axxcess Wealth Management, LLC1,840$669.0K0.05%
Allspring Global Investments Holdings, LLC1,800$653.0K0.00%
Quantum Private Wealth, LLC1,652$600.0K0.23%
Eagle Rock Investment Company, LLC1,627$591.0K0.11%
Altfest L J & Co Inc1,474$535.0K0.10%
EverSource Wealth Advisors, LLC1,350$491.0K0.14%
BNC Wealth Management, LLC1,278$464.0K0.22%
Powers Advisory Group, LLC1,238$450.0K0.32%
Kaydan Wealth Management, Inc.1,234$448.3K0.17%
CoreCap Advisors, LLC1,216$442.0K0.03%
Tyler-Stone Wealth Management1,167$424.0K0.22%
Verition Fund Management LLC1,161$422.0K0.01%
Fortitude Advisory Group L.L.C.1,156$420.0K0.21%
Wealthspan Partners, LLC1,128$410.0K0.36%
Atlantic Private Wealth, LLC1,098$399.0K0.36%
Waddell & Associates, LLC1,078$392.0K0.06%
Pitti Group Wealth Management, LLC1,076$391.0K0.44%
Y-Intercept (Hong Kong) Ltd1,035$376.0K0.09%
High Net Worth Advisory Group LLC1,027$373.0K0.13%
Alterna Wealth Management, Inc1,025$372.0K0.31%
Citizens Financial Group Inc1,000$363.0K0.01%
Retirement Income Solutions, Inc968$352.0K0.09%
PCG Wealth Advisors, LLC959$347.0K0.24%
Greenwich Investment Management, Inc.950$345.0K0.23%
Tiemann Investment Advisors, LLC950$345.0K0.15%
Paragon Capital Management Inc927$336.8K0.29%
W Advisors, LLC925$336.0K0.25%
Householder Group Estate & Retirement Specialist, LLC919$334.0K0.12%
Gray Wealth Management Inc.904$328.0K0.16%
Unionview, LLC899$327.0K0.31%
Soltis Investment Advisors LLC893$324.0K0.05%
Retirement Planning Co of New England, Inc.874$317.0K0.15%
Badgley Phelps Wealth Managers, LLC850$309.0K0.01%
Warner Financial, Inc803$292.0K0.24%
Sassicaia Capital Advisers LLC800$291.0K2.01%
Round Rock Advisors, LLC790$287.0K0.13%

Sold out (70)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q3 2021 and filed for Q4 2021 without it.

Institutions that sold out of DIA in Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Mizuho Bank, Ltd.750,000$253.7M
Sumitomo Mitsui Financial Group, Inc.260,000$88.0M
Forward Management, LLC256,875$86.9M
Broadmark Asset Management LLC95,868$32.4M
HRT Financial LP49,845$16.9M
Cutler Group LP44,278$15.0M
Mizuho Securities USA LLC27,431$9.28M
Mirae Asset Global Investments Co., Ltd.26,400$8.93M
Two Sigma Securities, LLC22,713$7.68M
Strategic Wealth Advisors Group, LLC14,270$4.83M
Outlook Wealth Advisors, LLC14,087$4.77M
Henshaw Capital LLC12,000$4.06M
Exchange Traded Concepts, LLC10,368$3.51M
Simplex Trading, LLC6,579$2.28M
Capital Asset Advisory Services LLC6,242$2.12M
ING Groep NV4,722$1.60M
Bingham Osborn & Scarborough LLC3,952$1.34M
Koss-Olinger Consulting, LLC3,550$1.20M
BEAM Asset Management, LLC3,297$1.11M
Bayesian Capital Management, LP3,110$1.05M
Biltmore Capital Advisors LLC3,000$1.01M
Noesis Capital Mangement Corp2,968$1.00M
Pinz Capital Management, LP2,851$964.0K
Migdal Insurance & Financial Holdings Ltd.2,690$910.0K
King Luther Capital Management Corp–$822.0K
Global Retirement Partners, LLC2,126$719.0K
Segall Bryant & Hamill, LLC1,768$598.0K
Cornerstone Investment Partners, LLC1,627$550.0K
Freestone Capital Holdings, LLC1,415$479.0K
Doliver Advisors, LP1,407$476.0K
FLC Capital Advisors1,390$470.0K
PVG Asset Management Corp1,374$464.8K
WoodTrust Financial Corp1,349$456.0K
Cliftonlarsonallen Wealth Advisors, LLC1,304$441.0K
Avalon Investment & Advisory1,210$409.0K
Cooper Financial Group1,149$389.0K
Coldstream Capital Management Inc1,317$366.0K
Hall Private Wealth Advisors1,071$362.0K
TownSquare Capital, LLC1,065$360.0K
Ground Swell Capital, LLC1,062$359.0K
Madden Securities Corp1,037$351.0K
Diversified Trust Co812$275.0K
Trellis Advisors, LLC733$248.0K
Pallas Capital Advisors LLC663$240.0K
Gerber Kawasaki Wealth & Investment Management709$239.0K
Darwin Advisors, LLC663$224.0K
Nikulski Financial, Inc.645$218.0K
QCM Cayman, Ltd.639$216.0K
Mitchell McLeod Pugh & Williams Inc614$208.0K
Fortem Financial Group, LLC602$204.0K
Prelude Capital Management, LLC600$203.0K
O'Shaughnessy Asset Management, LLC509$172.0K
Evolution Wealth Advisors, LLC461$156.0K
Meridian Wealth Partners, LLC343$116.0K
Arkadios Wealth Advisors300$101.0K
Ironwood Financial, llc270$91.0K
D'Orazio & Associates, Inc.250$85.0K
Guidance Point Advisors, LLC185$62.0K
Capital Directions Investment Advisors, LLC171$58.0K
Cahill Financial Advisors Inc116$39.0K
Better Money Decisions, LLC101$34.0K
Herold Advisors, Inc.60$20.0K
Walled Lake Planning & Wealth Management, LLC52$18.0K
Enterprise Trust & Investment Co43$15.0K
Massmutual Trust Co FSB40$14.0K
Firestone Capital Management41$14.0K
RPG Investment Advisory, LLC30$10.0K
Joseph P. Lucia & Associates, LLC22$7.00K
Cordasco Financial Network15$5.00K
PEAK6 Investments LLC2$1.00K

Not filed for Q4 2021 yet (18)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q3 2021 and haven't filed a 13F for Q4 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding DIA in Q3 2021 that haven't filed for Q4 2021
InstitutionShares, Q3 2021Value, Q3 2021
Ameritas Investment Company, LLC26,473$8.96M
Eudaimonia Partners, LLC23,779$8.04M
Freed Investment Group20,523$6.94M
Arvest Bank Trust Division9,145$3.09M
Homrich & Berg8,758$2.96M
Spring Creek Investment Management, LLC7,800$2.64M
Swaine & Leidel Wealth Services, LLC6,029$2.04M
BFT Financial Group, LLC4,058$1.37M
Mid Atlantic Financial Management Inc2,771$938.0K
Landsberg, Bennett, & Dubbaneh LLC2,450$841.0K
BBVA USA1,942$657.0K
Wealth Quarterback LLC61,762$410.0K
Psagot Investment House Ltd.1,099$372.0K
Hochman Cole Investment Advisors, Inc.904$306.0K
Harbor Financial Services, LLC650$220.0K
Heritage Wealth Management, LLC600$203.0K
Security National Trust Co400$138.0K
Sonora Investment Management, LLC80$27.0K