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Livermore
Livermore
ZHEN

Raymond James & Associates

SEC CIK
0001084208
Latest filing
Oct 18, 2024

The latest 13F from Raymond James & Associates covers Q3 2024 (filed Oct 18, 2024): 3,937 long positions worth $164.0B. The top 10 holdings make up 25.9% of the portfolio, and the largest is Vanguard S&P 500 ETF at 7.5%. Livermore has 15 filings on Form 13F from this institution, going back to Q1 2021.

What changed in Q3 2024

Share counts compared with Q2 2024: how many positions were new, added to, reduced or sold out, and the biggest buys and sells. Dollar amounts are estimated at the quarter-end prices implied by the filing.

Full comparison
New
187
Est. +$185.1M
Added
1912
Est. +$8.18B
Reduced
1673
Est. −$5.79B
Sold out
153
Est. −$192.6M

Top 5 holdings

Share of this quarter's portfolio value

  1. Vanguard S&P 500 ETF922908363
    7.5%$12.3B
  2. iShares Core U.S. Aggregate Bond ETF464287226
    4.4%$7.20B
  3. MSFTMicrosoft Corp
    2.9%$4.83BHistory
  4. AAPLApple Inc.
    2.7%$4.36BHistory
  5. NVDANVIDIA Corp
    1.8%$2.90BHistory

Share of portfolio

Top 5 holdings and the other 3,932 positions, by share of portfolio value

  1. Vanguard S&P 500 ETF7.5%
  2. iShares Core U.S. Aggregate Bond ETF4.4%
  3. MSFT2.9%
  4. AAPL2.7%
  5. NVDA1.8%
  6. Other 3,932 positions80.7%

Biggest buys

New and added positions, by estimated amount bought

  1. iShares Core S&P Mid-Cap ETF464287507
    +$537.7MAdded
  2. UNHUnitedHealth Group Inc
    +$343.3MAddedHistory
  3. ADIAnalog Devices Inc
    +$327.3MAddedHistory
  4. FISFidelity National Information Services, Inc.
    +$281.2MAddedHistory
  5. iShares Core U.S. Aggregate Bond ETF464287226
    +$240.6MAdded

Largest weight increases

New and added positions, by percentage points of the portfolio gained

  1. iShares Core S&P Mid-Cap ETF464287507
    +0.32 pp0.7% → 1.0%
  2. UNHUnitedHealth Group Inc
    +0.25 pp0.6% → 0.8%History
  3. ADIAnalog Devices Inc
    +0.19 pp0.1% → 0.3%History
  4. FISFidelity National Information Services, Inc.
    +0.17 pp<0.1% → 0.2%History
  5. ORealty Income Corp
    +0.13 pp0.1% → 0.3%History

Biggest sells

Reduced and sold-out positions, by estimated amount sold

  1. iShares MSCI USA Min Vol Factor ETF46429B697
    −$534.1MReduced
  2. iShares Tr46435G433
    −$530.5MReduced
  3. CSCOCisco Systems, Inc.
    −$380.4MReducedHistory
  4. AAPLApple Inc.
    −$169.5MReducedHistory
  5. DVNDevon Energy Corp
    −$126.5MReducedHistory

Largest weight decreases

Reduced and sold-out positions, by percentage points of the portfolio lost

  1. iShares Tr46435G433
    −0.32 pp0.3% → <0.1%
  2. iShares MSCI USA Min Vol Factor ETF46429B697
    −0.32 pp0.9% → 0.6%
  3. NVDANVIDIA Corp
    −0.23 pp2.0% → 1.8%History
  4. CSCOCisco Systems, Inc.
    −0.22 pp0.4% → 0.2%History
  5. GOOGLAlphabet Inc.
    −0.19 pp1.1% → 1.0%History

Metrics

13F metrics for Q3 2024, computed only from the numbers in the filings. Definitions below.

Portfolio value
$164.0B
+$11.8B (+7.7%) vs. prior quarter
Positions
3,937
+34 vs. prior quarter
Top 10 concentration
25.9%
Top 10 as share of value
Turnover
3.8%
Q3 2024, one quarter
Average holding period
14.7 quarters
Weighted by value

How these are calculated

  • Portfolio value: the market value of all long positions in the 13F, as reported at quarter end, excluding options.
  • Top 10 concentration: the combined value of the 10 largest positions as a share of portfolio value.
  • Turnover: the smaller of this quarter's estimated purchases and estimated sales, divided by the average of this and last quarter's portfolio value. Estimates multiply the change in shares by the quarter-end price implied by the filing (market value divided by shares); new positions use this quarter's value and sold-out positions last quarter's. Only positions reported in shares count, and it is not calculated when the previous quarter was not filed.
  • Average holding period: how many consecutive quarters each current position has been held (including this one; a quarter without the position or without a filing starts the count over), weighted by this quarter's value. Counting starts with the first 13F in Livermore (Q1 2021), so positions held before then are understated.

13F filings by quarter

15 quarters, going back to Q1 2021. Bars show each quarter's 13F portfolio value; quarters without a filing are left blank.

Peak $164.0B (Q3 2024)

Q1 2021: $99.1BQ2 2021: $109.9BQ3 2021: $111.3BQ4 2021: $124.0BQ1 2022: $118.5BQ2 2022: $102.2BQ3 2022: $98.8BQ4 2022: $108.9BQ1 2023: $115.1BQ2 2023: $121.3BQ3 2023: $118.9BQ4 2023: $133.7BQ1 2024: $147.4BQ2 2024: $152.2BQ3 2024: $164.0B
Q1 2021Q3 2024
13F filings of Raymond James & Associates by quarter
QuarterFiledPositionsValueTop 3 holdingsChangesFiling
Q3 2024Oct 18, 20243,937$164.0BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q2 2024SEC
Q2 2024Jul 19, 20243,903$152.2BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q1 2024SEC
Q1 2024Apr 22, 20243,867$147.4BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q4 2023SEC
Q4 2023Jan 16, 20243,770$133.7BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q3 2023SEC
Q3 2023Oct 24, 20233,747$118.9BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q2 2023SEC
Q2 2023Jul 25, 20233,768$121.3BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFAAPLvs. Q1 2023SEC
Q1 2023Apr 14, 20233,811$115.1BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFAAPLvs. Q4 2022SEC
Q4 2022Feb 8, 20233,776$108.9BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q3 2022SEC
Q3 2022Oct 25, 20223,788$98.8BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFAAPLvs. Q2 2022SEC
Q2 2022Aug 12, 20223,847$102.2BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q1 2022SEC
Q1 2022May 11, 20223,933$118.5BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFAAPLvs. Q4 2021SEC
Q4 2021Feb 8, 20223,962$124.0BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFAAPLvs. Q3 2021SEC
Q3 2021Nov 2, 20213,930$111.3BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q2 2021SEC
Q2 2021Aug 11, 20213,898$109.9BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFMSFTvs. Q1 2021SEC
Q1 2021May 14, 20213,821$99.1BVanguard S&P 500 ETFiShares Core U.S. Aggregate Bond ETFAAPL–SEC

13D and 13G filings

Companies where Raymond James & Associates reports owning 5% or more on Schedule 13D or 13G, and its latest filings.

Current stakes of 5% or more

6 companies, largest stake first.

Companies where Raymond James & Associates owns 5% or more
CompanyLatest formStakeChangeFirst filedLatest filingFiling
HGLBHighland Global Allocation Fund13G/A9.50%2.23M shares−0.60 ppfrom 10.10%Sep 10, 20244 filingsAug 3, 2026SEC
PPIHPerma-Pipe International Holdings, Inc.13G/A6.80%553.2K shares−0.80 ppfrom 7.60%Apr 15, 20253 filingsJan 7, 2026SEC
RCKYRocky Brands, Inc.13G/A6.40%480.6K shares–Feb 8, 20233 filingsJan 7, 2026SEC
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund Inc13G5.60%1.14M sharesNewOct 22, 20251 filingOct 22, 2025SEC
IAEVoya Asia Pacific High Dividend Equity Income Fund13G5.10%598.9K shares+3.60 ppfrom 1.50%Feb 12, 20216 filingsAug 3, 2026SEC
SPPPSprott Physical Platinum & Palladium Trust13G5.10%505.5K sharesNewOct 23, 20251 filingOct 23, 2025SEC

Latest filings

42 filings on file made by Raymond James & Associates or listing it as a reporting person; the latest 20 are shown.

Schedule 13D and 13G filings by Raymond James & Associates
CompanyFiled (ET)FormStakeChangeEvent dateFiling
IAEVoya Asia Pacific High Dividend Equity Income FundAug 3, 20261:52 PM ET13G5.10%598.9K shares+3.60 ppfrom 1.50%Jun 30, 2026SEC
HGLBHighland Global Allocation FundAug 3, 20261:43 PM ET13G/A9.50%2.23M shares−0.60 ppfrom 10.10%Jun 30, 2026SEC
HGLBHighland Global Allocation FundApr 7, 20263:47 PM ET13G/A10.10%2.35M shares+0.40 ppfrom 9.70%Mar 31, 2026SEC
RGTRoyce Global Trust, Inc.Jan 7, 202612:57 PM ET13G/A2.70%166.8K shares−2.70 ppfrom 5.40%Below 5%Dec 31, 2025SEC
RCKYRocky Brands, Inc.Jan 7, 202612:31 PM ET13G/A6.40%480.6K shares–Dec 31, 2025SEC
PPIHPerma-Pipe International Holdings, Inc.Jan 7, 202612:14 PM ET13G/A6.80%553.2K shares−0.80 ppfrom 7.60%Dec 31, 2025SEC
HFROHighland Opportunities & Income FundOct 31, 20254:27 PM ET13G/A4.50%3.21M shares−0.60 ppfrom 5.10%Below 5%Sep 30, 2025SEC
HGLBHighland Global Allocation FundOct 31, 20254:08 PM ET13G/A9.70%2.25M shares–Sep 30, 2025SEC
PPIHPerma-Pipe International Holdings, Inc.Oct 31, 202512:37 PM ET13G/A7.60%611.8K shares−0.60 ppfrom 8.20%Mar 31, 2025SEC
RGTRoyce Global Trust, Inc.Oct 31, 202512:24 PM ET13G/A5.40%336.9K shares−3.10 ppfrom 8.50%Sep 30, 2025SEC
SPPPSprott Physical Platinum & Palladium TrustOct 23, 202511:06 AM ET13G5.10%505.5K sharesNewSep 30, 2025SEC
DFPFlaherty & Crumrine Dynamic Preferred & Income Fund IncOct 22, 20253:56 PM ET13G5.60%1.14M sharesNewSep 30, 2025SEC
PPIHPerma-Pipe International Holdings, Inc.Apr 15, 20252:59 PM ET13G8.20%657.5K sharesNewMar 31, 2025SEC
RGTRoyce Global Trust, Inc.Apr 7, 202511:09 AM ET13G/A8.50%529.6K shares–Mar 31, 2025SEC
IAEVoya Asia Pacific High Dividend Equity Income FundJan 31, 20253:37 PM ET13G/A1.50%171.0K shares–Below 5%Sep 30, 2024SEC
HFROHighland Opportunities & Income FundJan 31, 20253:17 PM ET13G5.10%3.69M sharesNewSep 30, 2024SEC
HGLBHighland Global Allocation FundSep 10, 202413GOld format–New–SEC
RGTRoyce Global Trust, Inc.Sep 10, 202413GOld format–––SEC
NDPTortoise Energy Independence Fund, Inc.Jan 29, 202413G/AOld format–––SEC
NXGNXG NextGen Infrastructure Income FundJan 26, 202413G/AOld format–––SEC