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SPDR Dow Jones Industrial Average ETF Trust

DIA
Exchange
NYSE
SEC CIK
0001041130

No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.

Q3 2021 vs. Q2 2021

How the institutions holding SPDR Dow Jones Industrial Average ETF Trust changed between Q2 2021 and Q3 2021.

All holders in Q3 2021All holders in Q2 2021

13F holders of DIA: Q2 2021 compared with Q3 2021
MeasureQ2 2021Of which not filed for Q3 2021Q3 2021Change
Holders89414893+13
Shares30.4M70.3K27.1M−3.19M (−10.5%)
Value$10.5B$24.3M$9.14B−$1.31B (−12.5%)

14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so the changes leave them out.

New holders (77)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q3 2021 but not at the end of Q2 2021.

Institutions new to DIA in Q3 2021
InstitutionSharesValue% of portfolio
Sumitomo Mitsui Financial Group, Inc.260,000$88.0M2.02%
Forward Management, LLC256,875$86.9M9.28%
Broadmark Asset Management LLC95,868$32.4M17.25%
Squarepoint Ops LLC34,604$11.7M0.08%
Washington Capital Management Inc19,416$6.57M5.81%
WJ Wealth Management, LLC15,393$5.20M3.45%
Transcend Wealth Collective, LLC9,971$3.56M0.32%
Exchange Traded Concepts, LLC10,368$3.51M0.09%
Brighton Jones LLC8,147$2.76M0.14%
Swaine & Leidel Wealth Services, LLC6,029$2.04M1.80%
U.S. Capital Wealth Advisors, LLC5,353$1.81M0.08%
Wolverine Trading, LLC4,675$1.61M0.03%
Perennial Investment Advisors, LLC4,173$1.41M0.50%
J. Goldman & Co LP3,808$1.29M0.11%
Cypress Capital, LLC3,805$1.29M0.16%
Banco Santander, S.A.3,700$1.25M0.01%
Patton Albertson Miller Group, LLC3,265$1.10M0.21%
Biltmore Capital Advisors LLC3,000$1.01M0.19%
Ashton Thomas Private Wealth, LLC3,000$1.01M0.15%
Pinz Capital Management, LP2,851$964.0K0.44%
Chilton Investment Co LLC2,770$937.0K0.02%
Fort Point Capital Partners LLC2,288$774.0K0.12%
Strategic Asset Management, LLC2,115$735.0K1.03%
JFS Wealth Advisors, LLC2,066$699.0K0.07%
Signature Securities Group Corporation1,940$657.0K0.22%
Bluefin Capital Management, LLC1,859$629.0K0.07%
TNF LLC1,634$577.0K0.25%
Goodwin Daniel L1,527$517.0K0.24%
Financial Sense Advisors, Inc.1,424$482.0K0.16%
Doliver Advisors, LP1,407$476.0K0.16%
PVG Asset Management Corp1,374$464.8K1.39%
Farmers National Bank1,376$420.8K0.17%
Mutual Advisors, LLC1,236$418.0K0.02%
Kozak & Associates, Inc.1,118$404.0K0.24%
Tempus Wealth Planning, LLC1,127$381.0K0.22%
Kaizen Financial Strategies1,105$374.0K0.30%
Psagot Value Holdings Ltd. / (Israel)1,099$372.0K0.06%
Sawtooth Solutions, LLC1,096$371.0K0.06%
Coldstream Capital Management Inc1,317$366.0K0.02%
Ground Swell Capital, LLC1,062$359.0K1.55%
Keeley-Teton Advisors, LLC1,055$357.0K0.04%
Verdence Capital Advisors LLC1,008$341.0K0.04%
Laird Norton Trust Company, LLC977$330.0K0.03%
Garde Capital, Inc.971$329.0K0.03%
N.E.W. Advisory Services LLC931$315.0K0.05%
WealthShield Partners, LLC911$308.0K0.08%
Pacific Sun Financial Corp908$307.0K0.18%
Bedell Frazier Investment Counseling, LLC892$302.0K0.08%
First National Corp891$301.0K0.07%
Strategic Wealth Partners Group LLC860$291.0K0.06%
Marcum Wealth, LLC855$289.0K0.05%
Diversified Trust Co812$275.0K0.01%
Tudor Investment Corp Et Al733$248.0K0.01%
Pallas Capital Advisors LLC663$240.0K0.03%
QCM Cayman, Ltd.639$216.0K0.59%
Wesbanco Bank Inc600$203.0K0.01%
Meridian Wealth Partners, LLC343$116.0K0.02%
Atlas Capital Advisors LLC325$109.9K0.02%
Private Ocean, LLC315$107.0K0.01%
Financial Management Professionals, Inc.300$101.0K0.02%
RWM Asset Management, LLC233$79.0K0.02%
Bell Investment Advisors, Inc208$70.0K0.02%
Guidance Point Advisors, LLC185$62.0K0.02%
Total Clarity Wealth Management, Inc.156$53.0K0.03%
NVWM, LLC132$45.0K0.02%
Cahill Financial Advisors Inc116$39.0K0.01%
Selective Wealth Management, Inc.100$34.0K0.02%
Herold Advisors, Inc.60$20.0K0.01%
Enterprise Trust & Investment Co43$15.0K0.01%
Massmutual Trust Co FSB40$14.0K0.00%
O'Dell Group, LLC41$14.0K0.00%
Rosenberg Matthew Hamilton24$8.00K0.00%
Mascoma Wealth Management LLC20$7.00K0.00%
Sage Private Wealth Group, LLC20$7.00K0.01%
BerganKDV Wealth Management, LLC16$5.00K0.00%
Red Cedar Capital, LLC5$2.00K0.00%
Leelyn Smith, LLC1$00.00%

Sold out (64)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q2 2021 and filed for Q3 2021 without it.

Institutions that sold out of DIA in Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
LMR Partners LLP350,000$120.7M
Long Pond Capital, LP146,830$50.6M
Balyasny Asset Management LLC89,685$30.9M
Clarity Financial LLC75,489$26.0M
Manufacturers Life Insurance Company, The72,294$24.9M
Paloma Partners Management Co11,910$4.11M
Capital Fund Management S.A.11,225$3.87M
Walleye Trading LLC10,138$3.50M
Independent Advisor Alliance7,850$2.71M
Close Asset Management Ltd6,989$2.41M
Blue Edge Capital, LLC6,907$2.38M
Advisor Resource Council6,423$2.21M
AXS Investments LLC6,000$2.07M
K.J. Harrison & Partners Inc5,000$1.73M
CPWM, LLC4,383$1.51M
Edgestream Partners, L.P.4,371$1.51M
Colonial River Wealth Management, LLC4,042$1.39M
Point72 Hong Kong Ltd3,373$1.16M
Marshall Wace, LLP3,329$1.15M
Columbus Macro, LLC3,316$1.15M
Wintrust Investments LLC2,717$937.0K
High Pines Wealth Management, LLC2,273$784.0K
Centennial Wealth Advisory LLC1,955$674.0K
Nomura Asset Management Co Ltd1,856$640.2K
Sassicaia Capital Advisers LLC1,610$555.0K
Cobblestone Capital Advisors LLC1,600$552.0K
Grandfield & Dodd, LLC1,509$520.0K
Bickling Financial Services, Inc.1,202$415.0K
Waddell & Associates, LLC1,077$372.0K
Manchester Financial Inc1,000$345.0K
Westwood Holdings Group Inc.914$315.0K
TIAA Kaspick, LLC850$293.0K
Patriot Investment Management Inc.817$281.0K
Charles Schwab Investment Advisory, Inc.801$276.0K
Boothbay Fund Management, LLC800$276.0K
FDx Advisors, Inc.785$271.0K
Hanlon Investment Management, Inc.673$232.0K
Intrua Financial, LLC608$216.0K
Boyd Watterson Asset Management LLC616$212.0K
Texas Yale Capital Corp.613$211.0K
First Foundation Advisors600$207.0K
Wealthsource Partners, LLC594$205.0K
Bremer Bank National Association590$204.0K
Ritholtz Wealth Management582$201.0K
Banco de Sabadell, S.A500$172.0K
Personal Wealth Partners413$142.0K
Financial Insights, Inc.309$106.6K
Schroder Investment Management Group300$103.0K
Sturgeon Ventures LLP298$103.0K
Hantz Financial Services, Inc.174$60.0K
Beck Bode, LLC150$52.0K
Optimum Investment Advisors120$41.0K
Paragon Wealth Strategies, LLC52$18.0K
Ford Financial Group, LLC52$18.0K
Proffitt & Goodson Inc35$12.0K
Strategic Blueprint, LLC36$12.0K
CVA Family Office, LLC29$10.0K
Savior LLC25$9.00K
Tarbox Family Office, Inc.18$6.00K
Anfield Capital Management, LLC12$4.00K
Trust Co of Vermont10$3.00K
Holloway Wealth Management, LLC–$3.00K
Bay Harbor Wealth Management, LLC2$1.00K
Assetmark, Inc1$0

Not filed for Q3 2021 yet (14)

Institutions that held SPDR Dow Jones Industrial Average ETF Trust at the end of Q2 2021 and haven't filed a 13F for Q3 2021. Not filing isn't selling, so they aren't counted as sold out.

Institutions holding DIA in Q2 2021 that haven't filed for Q3 2021
InstitutionShares, Q2 2021Value, Q2 2021
Pinnacle Wealth Advisors40,771$14.1M
Western Wealth Management, LLC7,577$2.61M
Usca Ria LLC5,157$1.78M
San Francisco Sentry Investment Group (Ca)4,401$1.52M
Northstar Investment Advisors LLC3,971$1.39M
20/20 Capital Management, Inc.1,943$670.0K
Epstein & White Financial LLC1,859$641.0K
CWM, LLC1,530$528.0K
Bel Air Investment Advisors LLC1,463$505.0K
Hoover Financial Advisors, Inc.1,111$383.0K
FormulaFolio Investments, LLC221$76.0K
First Horizon Corp140$48.0K
Castleview Partners, LLC110$38.0K
Horan Securities, Inc.12$4.00K