SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| MAI Capital Management | 4,881 | $1.65M | 0.03% | +35+0.7% | Added |
| Huntington National Bank | – | $1.62M | 0.02% | – | – |
| Bessemer Group Inc | 4,787 | $1.62M | 0.00% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 4,787 | $1.62M | 0.04% | +544+12.8% | Added |
| InterOcean Capital Group, LLC | 4,750 | $1.61M | 0.08% | +2,400+102.1% | Added |
| Wolverine Trading, LLC | 4,675 | $1.61M | 0.03% | +4,675 | New |
| ING Groep NV | 4,722 | $1.60M | 0.02% | −758−13.8% | Reduced |
| Tocqueville Asset Management L.P. | 4,663 | $1.58M | 0.02% | +100+2.2% | Added |
| Benjamin F. Edwards & Company, Inc. | 4,647 | $1.57M | 0.08% | +83+1.8% | Added |
| Deutsche Bank AG | 4,622 | $1.56M | 0.00% | −578−11.1% | Reduced |
| Change Path, LLC | 4,613 | $1.56M | 0.09% | −203−4.2% | Reduced |
| Focus Financial Network, Inc. | 4,519 | $1.53M | 0.20% | −94−2.0% | Reduced |
| Raab & Moskowitz Asset Management LLC | 4,478 | $1.51M | 0.55% | −57−1.3% | Reduced |
| Cambridge Advisors Inc. | 4,476 | $1.51M | 0.37% | −69−1.5% | Reduced |
| Lakeview Capital Partners, LLC | 4,459 | $1.51M | 0.70% | +386+9.5% | Added |
| Kelman-Lazarov, Inc. | 4,445 | $1.50M | 0.53% | 00.0% | Unchanged |
| Purus Wealth Management, LLC | 4,302 | $1.46M | 1.01% | +48+1.1% | Added |
| Banta Asset Management LP | 4,212 | $1.45M | 1.40% | 00.0% | Unchanged |
| NBT Bank N A | 4,260 | $1.44M | 0.20% | −184−4.1% | Reduced |
| Perennial Investment Advisors, LLC | 4,173 | $1.41M | 0.50% | +4,173 | New |
| Apriem Advisors | 4,150 | $1.40M | 0.20% | 00.0% | Unchanged |
| Ieq Capital, LLC | 4,133 | $1.40M | 0.04% | 00.0% | Unchanged |
| BFT Financial Group, LLC | 4,058 | $1.37M | 0.25% | +585+16.8% | Added |
| Grandview Asset Management LLC | 4,015 | $1.36M | 1.40% | −67−1.6% | Reduced |
| Csenge Advisory Group | 3,944 | $1.35M | 0.11% | −298−7.0% | Reduced |
| Ashford Advisors, LLC | 4,000 | $1.35M | 0.50% | 00.0% | Unchanged |
| Bingham Osborn & Scarborough LLC | 3,952 | $1.34M | 0.09% | 00.0% | Unchanged |
| Gsa Capital Partners LLP | 3,933 | $1.33M | 0.14% | +686+21.1% | Added |
| Safeguard Investment Advisory Group, LLC | 3,926 | $1.33M | 0.86% | +1,712+77.3% | Added |
| Community Trust & Investment Co | 3,900 | $1.32M | 0.11% | 00.0% | Unchanged |
| Trexquant Investment LP | 3,891 | $1.32M | 0.10% | +884+29.4% | Added |
| Samalin Investment Counsel, LLC | 3,852 | $1.30M | 0.85% | +1,895+96.8% | Added |
| Regentatlantic Capital LLC | 3,848 | $1.30M | 0.04% | +270+7.5% | Added |
| J. Goldman & Co LP | 3,808 | $1.29M | 0.11% | +3,808 | New |
| Cypress Capital, LLC | 3,805 | $1.29M | 0.16% | +3,805 | New |
| Murphy, Middleton, Hinkle & Parker, Inc. | 3,798 | $1.28M | 0.74% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 3,789 | $1.28M | 0.04% | +145+4.0% | Added |
| Roundview Capital LLC | 3,768 | $1.27M | 0.14% | −50−1.3% | Reduced |
| Connecticut Wealth Management, LLC | 3,748 | $1.27M | 0.11% | 00.0% | Unchanged |
| Banco Santander, S.A. | 3,700 | $1.25M | 0.01% | +3,700 | New |
| Evoke Wealth, LLC | 3,668 | $1.24M | 0.05% | −86−2.3% | Reduced |
| KCM Investment Advisors LLC | 3,670 | $1.24M | 0.05% | +50+1.4% | Added |
| Country Club Trust Company, n.a. | 3,590 | $1.23M | 0.11% | 00.0% | Unchanged |
| Davenport & Co LLC | 3,640 | $1.23M | 0.01% | −414−10.2% | Reduced |
| Edge Capital Group, LLC | 3,630 | $1.23M | 0.10% | 00.0% | Unchanged |
| Motco | 3,627 | $1.23M | 0.08% | −46−1.3% | Reduced |
| Essex Financial Services, Inc. | 3,612 | $1.22M | 0.14% | +506+16.3% | Added |
| SOL Capital Management CO | 3,585 | $1.21M | 0.24% | −50−1.4% | Reduced |
| Moody Lynn & Lieberson, LLC | 3,556 | $1.20M | 0.09% | 00.0% | Unchanged |
| Koss-Olinger Consulting, LLC | 3,550 | $1.20M | 0.20% | 00.0% | Unchanged |
| Millennium Management LLC | 3,542 | $1.20M | 0.00% | −10,596−74.9% | Reduced |
| Central Trust Co | 3,520 | $1.19M | 0.04% | 00.0% | Unchanged |
| Aull & Monroe Investment Management Corp | 3,515 | $1.19M | 0.59% | −100−2.8% | Reduced |
| Castle Rock Wealth Management, LLC | 3,219 | $1.17M | 0.40% | +361+12.6% | Added |
| Orion Portfolio Solutions, LLC | 3,443 | $1.17M | 0.04% | +1,180+52.1% | Added |
| Wealth Alliance Advisory Group, LLC | 3,414 | $1.16M | 0.56% | +8+0.2% | Added |
| Financial Architects, Inc | 3,396 | $1.15M | 0.17% | +10.0% | Added |
| Keebeck Alpha, LP | 3,330 | $1.13M | 0.35% | +681+25.7% | Added |
| Resonant Capital Advisors, LLC | 3,300 | $1.12M | 0.20% | 00.0% | Unchanged |
| BEAM Asset Management, LLC | 3,297 | $1.11M | 0.96% | −79−2.3% | Reduced |
| V Wealth Advisors LLC | 3,271 | $1.11M | 0.17% | +50+1.6% | Added |
| Patton Albertson Miller Group, LLC | 3,265 | $1.10M | 0.21% | +3,265 | New |
| Wealth Management Partners, LLC | 3,251 | $1.10M | 0.82% | 00.0% | Unchanged |
| Cutter & CO Brokerage, Inc. | 3,250 | $1.10M | 0.26% | +7+0.2% | Added |
| Investors Financial Group, LLC | 3,181 | $1.08M | 0.57% | −259−7.5% | Reduced |
| Kesler, Norman & Wride, LLC | 3,138 | $1.06M | 0.25% | +5+0.2% | Added |
| Sepio Capital, LP | 3,121 | $1.06M | 0.09% | +2,000+178.4% | Added |
| Flputnam Investment Management Co | 3,116 | $1.05M | 0.04% | 00.0% | Unchanged |
| Bayesian Capital Management, LP | 3,110 | $1.05M | 0.30% | −2,107−40.4% | Reduced |
| Geneos Wealth Management Inc. | 3,061 | $1.05M | 0.04% | +93+3.1% | Added |
| Stelac Advisory Services LLC | 3,036 | $1.03M | 0.28% | +502+19.8% | Added |
| Northern Capital Management, Inc. | 3,014 | $1.02M | 0.87% | 00.0% | Unchanged |
| Commerce Bank | 3,002 | $1.02M | 0.01% | +56+1.9% | Added |
| Biltmore Capital Advisors LLC | 3,000 | $1.01M | 0.19% | +3,000 | New |
| Ashton Thomas Private Wealth, LLC | 3,000 | $1.01M | 0.15% | +3,000 | New |
| Noesis Capital Mangement Corp | 2,968 | $1.00M | 0.20% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 2,883 | $980.0K | 0.09% | 00.0% | Unchanged |
| Mission Wealth Management, LP | 2,872 | $972.0K | 0.05% | +25+0.9% | Added |
| Pinz Capital Management, LP | 2,851 | $964.0K | 0.44% | +2,851 | New |
| Grimes & Company, Inc. | 2,816 | $953.0K | 0.04% | +118+4.4% | Added |
| CRA Financial Services, LLC | 2,817 | $953.0K | 0.32% | +580+25.9% | Added |
| First PREMIER Bank | 2,800 | $948.0K | 0.27% | 00.0% | Unchanged |
| Fifth Third Bancorp | 2,796 | $946.0K | 0.00% | +104+3.9% | Added |
| Mid Atlantic Financial Management Inc | 2,771 | $938.0K | 0.06% | −54−1.9% | Reduced |
| Chilton Investment Co LLC | 2,770 | $937.0K | 0.02% | +2,770 | New |
| Pegasus Asset Management, Inc. | 2,765 | $935.0K | 0.43% | −100−3.5% | Reduced |
| Winthrop Advisory Group LLC | 18,132 | $933.0K | 0.21% | +17,044+1,566.5% | Added |
| Pacific Financial Group Inc | 2,746 | $929.0K | 0.66% | −282−9.3% | Reduced |
| Eaton Vance Management | 2,886 | $925.0K | 0.00% | +3+0.1% | Added |
| HBK Sorce Advisory LLC | 2,730 | $924.0K | 0.05% | −164−5.7% | Reduced |
| GYL Financial Synergies, LLC | 2,717 | $919.0K | 0.47% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 2,692 | $911.0K | 0.09% | −2,221−45.2% | Reduced |
| Migdal Insurance & Financial Holdings Ltd. | 2,690 | $910.0K | 0.01% | −997−27.0% | Reduced |
| Lido Advisors, LLC | 2,692 | $910.0K | 0.02% | +509+23.3% | Added |
| Covington Capital Management | 2,688 | $909.0K | 0.03% | +185+7.4% | Added |
| Trustcore Financial Services, LLC | 2,680 | $907.0K | 0.09% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 2,676 | $905.0K | 0.00% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 2,617 | $885.0K | 0.17% | −664−20.2% | Reduced |
| Lazard Asset Management LLC | 2,585 | $874.0K | 0.00% | 00.0% | Unchanged |
| Smith, Moore & Co. | 2,559 | $866.0K | 0.13% | +10.0% | Added |