SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Citizens & Northern Corp | 2,543 | $860.0K | 0.33% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 2,533 | $857.0K | 0.00% | +158+6.7% | Added |
| Landsberg, Bennett, & Dubbaneh LLC | 2,450 | $841.0K | 0.11% | +57+2.4% | Added |
| Avidian Wealth Solutions, LLC | 2,478 | $838.0K | 0.06% | +3+0.1% | Added |
| Wetherby Asset Management Inc | 2,468 | $834.0K | 0.05% | 00.0% | Unchanged |
| Private Portfolio Partners LLC | 2,448 | $828.5K | 0.24% | +96+4.1% | Added |
| Legacy Advisors, LLC | 2,445 | $827.0K | 0.33% | 00.0% | Unchanged |
| King Luther Capital Management Corp | – | $822.0K | 0.00% | – | – |
| Aurora Private Wealth, Inc. | 2,405 | $814.0K | 0.33% | +25+1.1% | Added |
| MUFG Americas Holdings Corp | 2,345 | $793.0K | 0.02% | −31−1.3% | Reduced |
| Compass Ion Advisors, LLC | 2,334 | $790.0K | 0.28% | +8+0.3% | Added |
| Truehand, Inc | 2,320 | $785.0K | 0.46% | 00.0% | Unchanged |
| Emery Howard Portfolio Management, Inc. | 2,321 | $785.0K | 0.11% | +6+0.3% | Added |
| WESCAP Management Group, Inc. | 2,316 | $784.0K | 0.23% | +9+0.4% | Added |
| Howe & Rusling Inc | 2,288 | $774.0K | 0.10% | −6−0.3% | Reduced |
| Fort Point Capital Partners LLC | 2,288 | $774.0K | 0.12% | +2,288 | New |
| LexAurum Advisors, LLC | 2,273 | $769.0K | 0.23% | +57+2.6% | Added |
| First Financial Corp | 2,214 | $749.0K | 0.50% | −100−4.3% | Reduced |
| TD Asset Management Inc | 2,200 | $744.0K | 0.00% | −3,700−62.7% | Reduced |
| Hancock Whitney Corp | 2,200 | $744.0K | 0.03% | 00.0% | Unchanged |
| Quadrant Capital Group LLC | 2,197 | $743.0K | 0.10% | 00.0% | Unchanged |
| Beaumont Financial Partners, LLC | 2,186 | $740.0K | 0.06% | +200+10.1% | Added |
| Strategic Asset Management, LLC | 2,115 | $735.0K | 1.03% | +2,115 | New |
| First City Capital Management, Inc. | 2,165 | $732.0K | 0.41% | +10.0% | Added |
| Garrison Point Advisors, LLC | 2,160 | $731.0K | 0.53% | 00.0% | Unchanged |
| Verity Asset Management, Inc. | 2,159 | $730.0K | 0.47% | −22−1.0% | Reduced |
| Fieldpoint Private Securities, LLC | 2,155 | $729.0K | 0.16% | 00.0% | Unchanged |
| Fagan Associates, Inc. | 2,155 | $729.0K | 0.16% | −30−1.4% | Reduced |
| Cozad Asset Management Inc | 2,142 | $725.0K | 0.11% | 00.0% | Unchanged |
| Clarity Wealth Advisors, LLC | 2,145 | $725.0K | 0.36% | +329+18.1% | Added |
| Global Retirement Partners, LLC | 2,126 | $719.0K | 0.07% | +10.0% | Added |
| Dowling & Yahnke LLC | 2,122 | $718.0K | 0.04% | −126−5.6% | Reduced |
| Institute for Wealth Management, LLC. | 2,109 | $714.0K | 0.13% | +466+28.4% | Added |
| Cim, LLC | 1,940 | $705.0K | 0.11% | 00.0% | Unchanged |
| American Investment Services, Inc. | 2,081 | $704.0K | 0.16% | +7+0.3% | Added |
| JFS Wealth Advisors, LLC | 2,066 | $699.0K | 0.07% | +2,066 | New |
| Stevard, LLC | 2,049 | $693.0K | 0.55% | 00.0% | Unchanged |
| Proequities, Inc. | 2,026 | $687.0K | 0.04% | −20−1.0% | Reduced |
| Peapack Gladstone Financial Corp | 2,031 | $687.0K | 0.01% | 00.0% | Unchanged |
| Intercontinental Wealth Advisors, LLC | 2,027 | $686.0K | 0.16% | −76,686−97.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 2,004 | $678.0K | 0.01% | 00.0% | Unchanged |
| Lincoln National Corp | 1,997 | $676.0K | 0.01% | −322−13.9% | Reduced |
| Fiduciary Group LLC | 1,876 | $671.0K | 0.08% | 00.0% | Unchanged |
| True North Advisors, LLC | 1,966 | $665.0K | 0.13% | +7+0.4% | Added |
| Glenmede Trust Co NA | 1,968 | $665.0K | 0.00% | +200+11.3% | Added |
| 180 Wealth Advisors, LLC | 1,883 | $664.0K | 0.15% | 00.0% | Unchanged |
| Parsec Financial Management, Inc. | 1,826 | $663.0K | 0.03% | −251−12.1% | Reduced |
| Evercore Wealth Management, LLC | 1,957 | $662.0K | 0.01% | 00.0% | Unchanged |
| Carnegie Capital Asset Management, LLC | 1,950 | $660.0K | 0.02% | −66−3.3% | Reduced |
| United Bank | 1,944 | $658.0K | 0.09% | 00.0% | Unchanged |
| BBVA USA | 1,942 | $657.0K | 0.04% | −62−3.1% | Reduced |
| Signature Securities Group Corporation | 1,940 | $657.0K | 0.22% | +1,940 | New |
| Meritage Portfolio Management | 1,935 | $655.0K | 0.04% | 00.0% | Unchanged |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 1,932 | $654.0K | 0.04% | −25−1.3% | Reduced |
| Vishria Bird Financial Group, LLC | 1,929 | $653.0K | 0.34% | −88−4.4% | Reduced |
| Intersect Capital LLC | 1,917 | $648.0K | 0.11% | −227−10.6% | Reduced |
| Advanced Asset Management Advisors Inc | 1,908 | $645.0K | 0.14% | −726−27.6% | Reduced |
| Robertson Stephens Wealth Management, LLC | 1,900 | $645.0K | 0.08% | −100−5.0% | Reduced |
| WBH Advisory Inc | 1,907 | $645.0K | 0.09% | +1+0.1% | Added |
| Mattern Wealth Management LLC | 1,905 | $644.0K | 0.22% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 1,891 | $640.0K | 0.01% | 00.0% | Unchanged |
| Lehman & Derafelo Financial Resources LLC | 1,890 | $639.0K | 0.21% | 00.0% | Unchanged |
| Archetype Wealth Partners | 1,890 | $639.0K | 0.21% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 1,877 | $635.0K | 0.02% | 00.0% | Unchanged |
| Sax Wealth Advisors, LLC | 1,862 | $630.0K | 0.15% | −159−7.9% | Reduced |
| Cornerstone Advisory, LLC | 1,860 | $630.0K | 0.10% | +300+19.2% | Added |
| Bluefin Capital Management, LLC | 1,859 | $629.0K | 0.07% | +1,859 | New |
| Consolidated Capital Management, LLC | 1,848 | $625.0K | 0.29% | +16+0.9% | Added |
| Doyle Wealth Management | 1,848 | $625.0K | 0.05% | +110+6.3% | Added |
| Vigilant Capital Management, LLC | 1,835 | $621.0K | 0.05% | −160−8.0% | Reduced |
| Claro Advisors LLC | 1,834 | $620.0K | 0.26% | +166+10.0% | Added |
| Telemus Capital, LLC | 1,830 | $619.0K | 0.05% | 00.0% | Unchanged |
| Pensionmark Financial Group, LLC | 1,827 | $619.0K | 0.14% | +328+21.9% | Added |
| Global Financial Private Client, LLC | 1,796 | $616.5K | 0.32% | 00.0% | Unchanged |
| Oxford Financial Group Ltd | 1,819 | $615.0K | 0.08% | +15+0.8% | Added |
| LeJeune Puetz Investment Counsel LLC | 1,790 | $606.0K | 0.22% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 1,786 | $604.0K | 0.15% | +3+0.2% | Added |
| Laidlaw Wealth Management LLC | 1,778 | $602.0K | 0.15% | +641+56.4% | Added |
| Kanawha Capital Management LLC | 1,772 | $599.0K | 0.06% | 00.0% | Unchanged |
| Segall Bryant & Hamill, LLC | 1,768 | $598.0K | 0.01% | 00.0% | Unchanged |
| First Hawaiian Bank | 1,762 | $596.0K | 0.02% | 00.0% | Unchanged |
| Diversified, LLC | 1,752 | $593.0K | 0.32% | −488−21.8% | Reduced |
| Albion Financial Group | 1,753 | $593.0K | 0.05% | +75+4.5% | Added |
| Pacific Center for Financial Services | 1,729 | $585.0K | 0.26% | 00.0% | Unchanged |
| Moors & Cabot, Inc. | 1,718 | $581.0K | 0.04% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 1,712 | $580.0K | 0.27% | +218+14.6% | Added |
| Camden Capital, LLC | 1,709 | $578.0K | 0.12% | +45+2.7% | Added |
| TNF LLC | 1,634 | $577.0K | 0.25% | +1,634 | New |
| Newbridge Financial Services Group, Inc. | 1,693 | $573.0K | 0.36% | +234+16.0% | Added |
| Capital Investment Advisors, LLC | 1,680 | $568.0K | 0.02% | 00.0% | Unchanged |
| Cornerstone Investment Partners, LLC | 1,627 | $550.0K | 0.03% | 00.0% | Unchanged |
| Salem Investment Counselors Inc | 1,617 | $547.0K | 0.03% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 1,609 | $544.0K | 0.07% | −382−19.2% | Reduced |
| Sheets Smith Wealth Management | 1,600 | $541.0K | 0.07% | 00.0% | Unchanged |
| Rodgers & Associates, LTD | 1,583 | $536.0K | 0.09% | 00.0% | Unchanged |
| Howard Wealth Management, LLC | 1,585 | $536.0K | 0.30% | +15+1.0% | Added |
| Court Place Advisors, LLC | 1,576 | $533.0K | 0.16% | 00.0% | Unchanged |
| Versant Capital Management, Inc | 1,563 | $529.0K | 0.19% | −100−6.0% | Reduced |
| Orrstown Financial Services Inc | 1,558 | $527.0K | 0.83% | 00.0% | Unchanged |
| Paulson Wealth Management Inc. | 1,559 | $527.0K | 0.25% | 00.0% | Unchanged |