SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Busey Wealth Management | 1,542 | $522.0K | 0.02% | +390+33.9% | Added |
| Financial Engines Advisors L.L.C. | 1,535 | $520.0K | 0.00% | +473+44.5% | Added |
| Dumont & Blake Investment Advisors LLC | 1,534 | $519.0K | 0.15% | 00.0% | Unchanged |
| Goodwin Daniel L | 1,527 | $517.0K | 0.24% | +1,527 | New |
| Maryland Capital Management | 1,507 | $510.0K | 0.03% | 00.0% | Unchanged |
| We Are One Seven, LLC | 1,423 | $510.0K | 0.06% | −10−0.7% | Reduced |
| GWM Advisors LLC | 1,508 | $510.0K | 0.01% | +698+86.2% | Added |
| Weaver Consulting Group | 1,484 | $502.0K | 0.27% | −35−2.3% | Reduced |
| Lineweaver Wealth Advisors, LLC | 1,484 | $502.0K | 0.15% | +328+28.4% | Added |
| PFG Advisors | 1,482 | $501.0K | 0.06% | +48+3.3% | Added |
| D.B. Root & Company, LLC | 1,480 | $500.0K | 0.19% | +280+23.3% | Added |
| McAdam, LLC | 1,471 | $498.0K | 0.06% | +1+0.1% | Added |
| Burney Co | 1,468 | $497.0K | 0.02% | −199−11.9% | Reduced |
| Executive Wealth Management, LLC | 1,470 | $497.0K | 0.05% | +58+4.1% | Added |
| Capital Wealth Alliance, LLC | 1,406 | $496.0K | 0.30% | +99+7.6% | Added |
| Sage Capital Advisors,llc | 1,462 | $495.0K | 0.21% | +3+0.2% | Added |
| Savant Capital, LLC | 1,465 | $495.0K | 0.02% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 1,450 | $491.0K | 0.03% | 00.0% | Unchanged |
| Rothschild Investment Corp | 1,452 | $491.0K | 0.04% | +50+3.6% | Added |
| TCTC Holdings, LLC | 1,440 | $487.0K | 0.02% | 00.0% | Unchanged |
| Comerica Securities,inc. | 1,430 | $485.0K | 0.03% | +10+0.7% | Added |
| Financial Sense Advisors, Inc. | 1,424 | $482.0K | 0.16% | +1,424 | New |
| AllSquare Wealth Management LLC | 1,423 | $481.0K | 0.29% | −45−3.1% | Reduced |
| 55I, LLC | 1,421 | $480.0K | 0.01% | −95−6.3% | Reduced |
| Freestone Capital Holdings, LLC | 1,415 | $479.0K | 0.02% | +104+7.9% | Added |
| Donald L. Hagan, LLC | 1,407 | $476.0K | 0.28% | 00.0% | Unchanged |
| Doliver Advisors, LP | 1,407 | $476.0K | 0.16% | +1,407 | New |
| Peak Asset Management, LLC | 1,399 | $473.0K | 0.12% | 00.0% | Unchanged |
| FLC Capital Advisors | 1,390 | $470.0K | 0.14% | −132−8.7% | Reduced |
| Grassi Investment Management | 1,380 | $467.0K | 0.05% | −45−3.2% | Reduced |
| Valmark Advisers, Inc. | 1,377 | $466.0K | 0.01% | −3,041−68.8% | Reduced |
| PVG Asset Management Corp | 1,374 | $464.8K | 1.39% | +1,374 | New |
| Old Second National Bank of Aurora | 1,370 | $463.0K | 0.12% | −179−11.6% | Reduced |
| Laurel Wealth Advisors, Inc. | 1,359 | $460.0K | 0.08% | −16,276−92.3% | Reduced |
| Nottingham Advisors, Inc. | 1,361 | $460.0K | 0.05% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 1,355 | $458.0K | 0.16% | +15+1.1% | Added |
| Stonebridge Capital Advisors LLC | 1,355 | $458.0K | 0.06% | +321+31.0% | Added |
| Activest Wealth Management | 1,353 | $458.0K | 0.30% | +729+116.8% | Added |
| WoodTrust Financial Corp | 1,349 | $456.0K | 0.11% | 00.0% | Unchanged |
| Perigon Wealth Management, LLC | 1,344 | $455.0K | 0.04% | 00.0% | Unchanged |
| Regal Investment Advisors LLC | 1,341 | $454.0K | 0.04% | −93−6.5% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 1,336 | $452.0K | 0.00% | −1,192−47.2% | Reduced |
| Cypress Wealth Services, LLC | 1,335 | $452.0K | 0.14% | 00.0% | Unchanged |
| Dixon Hubard Feinour & Brown Inc | 1,324 | $448.0K | 0.09% | 00.0% | Unchanged |
| Gyon Technologies Capital Management, LP | 1,321 | $447.0K | 0.12% | +253+23.7% | Added |
| Resources Investment Advisors, LLC. | 1,318 | $446.0K | 0.02% | +431+48.6% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 1,315 | $445.0K | 0.00% | −285−17.8% | Reduced |
| Paradigm, Strategies in Wealth Management, LLC | 1,315 | $445.0K | 0.42% | −5−0.4% | Reduced |
| Schneider Downs Wealth Management Advisors, LP | 1,310 | $443.0K | 0.11% | 00.0% | Unchanged |
| Cliftonlarsonallen Wealth Advisors, LLC | 1,304 | $441.0K | 0.02% | −25−1.9% | Reduced |
| Global Trust Asset Management, LLC | 1,287 | $435.0K | 0.19% | +107+9.1% | Added |
| Burns J W & Co Inc | 1,274 | $431.0K | 0.07% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 1,260 | $426.0K | 0.04% | 00.0% | Unchanged |
| Sandy Spring Bank | 1,257 | $426.0K | 0.02% | 00.0% | Unchanged |
| Tiedemann Advisors, LLC | 1,251 | $424.0K | 0.02% | +1+0.1% | Added |
| Warren Averett Asset Management, LLC | 1,177 | $423.0K | 0.04% | 00.0% | Unchanged |
| Farmers National Bank | 1,376 | $420.8K | 0.17% | +1,376 | New |
| JT Stratford LLC | 1,240 | $419.0K | 0.13% | +242+24.2% | Added |
| Mutual Advisors, LLC | 1,236 | $418.0K | 0.02% | +1,236 | New |
| Gratus Capital LLC | 1,230 | $416.0K | 0.04% | 00.0% | Unchanged |
| Parsons Capital Management Inc | 1,227 | $415.0K | 0.03% | 00.0% | Unchanged |
| Koshinski Asset Management, Inc. | 1,217 | $411.9K | 0.04% | +419+52.5% | Added |
| Patten & Patten Inc | 1,214 | $411.0K | 0.03% | 00.0% | Unchanged |
| NFP Retirement, Inc. | 1,212 | $410.4K | 0.17% | −30−2.4% | Reduced |
| Wealth Quarterback LLC | 61,762 | $410.0K | 0.27% | +53,200+621.4% | Added |
| Avalon Investment & Advisory | 1,210 | $409.0K | 0.01% | 00.0% | Unchanged |
| WealthPLAN Partners, LLC | 1,141 | $408.0K | 0.03% | −60−5.0% | Reduced |
| Donaldson Capital Management, LLC | 1,202 | $407.0K | 0.02% | −33−2.7% | Reduced |
| Clark Financial Advisors | 1,200 | $406.0K | 0.37% | −100−7.7% | Reduced |
| Acas, LLC | 1,195 | $404.0K | 0.56% | 00.0% | Unchanged |
| Gables Capital Management Inc. | 1,195 | $404.0K | 0.26% | +150+14.4% | Added |
| Kozak & Associates, Inc. | 1,118 | $404.0K | 0.24% | +1,118 | New |
| Franklin Resources Inc | 1,186 | $401.0K | 0.00% | 00.0% | Unchanged |
| 9258 Wealth Management, LLC | 1,185 | $401.0K | 0.11% | +51+4.5% | Added |
| XR Securities LLC | 1,180 | $399.0K | 0.37% | −3,860−76.6% | Reduced |
| Wilbanks Smith & Thomas Asset Management LLC | 1,174 | $397.0K | 0.02% | −299−20.3% | Reduced |
| Well Done, LLC | 1,173 | $397.0K | 0.09% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 1,170 | $396.0K | 0.06% | 00.0% | Unchanged |
| Clifford Swan Investment Counsel LLC | 1,100 | $395.0K | 0.01% | +300+37.5% | Added |
| USA Financial Portformulas Corp | 1,162 | $393.0K | 0.35% | +267+29.8% | Added |
| Domani Wealth, LLC | 1,158 | $392.0K | 0.08% | 00.0% | Unchanged |
| Annapolis Financial Services, LLC | 1,150 | $389.0K | 0.13% | 00.0% | Unchanged |
| Cooper Financial Group | 1,149 | $389.0K | 0.08% | +10+0.9% | Added |
| Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet LTD | 1,147 | $388.0K | 0.07% | 00.0% | Unchanged |
| Element Wealth, LLC | 1,131 | $383.0K | 0.31% | 00.0% | Unchanged |
| Soundwatch Capital LLC | 1,126 | $381.0K | 0.10% | 00.0% | Unchanged |
| Tempus Wealth Planning, LLC | 1,127 | $381.0K | 0.22% | +1,127 | New |
| Zhang Financial LLC | 1,123 | $380.0K | 0.09% | 00.0% | Unchanged |
| Plancorp, LLC | 1,123 | $380.0K | 0.03% | +3+0.3% | Added |
| SkyOak Wealth, LLC | 1,118 | $378.0K | 0.10% | 00.0% | Unchanged |
| Calton & Associates, Inc. | 1,115 | $377.0K | 0.08% | −1,073−49.0% | Reduced |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,110 | $376.0K | 0.15% | −4,138−78.8% | Reduced |
| Hengehold Capital Management LLC | 1,107 | $374.0K | 0.05% | 00.0% | Unchanged |
| Kaizen Financial Strategies | 1,105 | $374.0K | 0.30% | +1,105 | New |
| Psagot Investment House Ltd. | 1,099 | $372.0K | 0.06% | −51,066−97.9% | Reduced |
| Lebenthal Global Advisors, LLC | 1,100 | $372.0K | 0.23% | −4,640−80.8% | Reduced |
| Jacobi Capital Management LLC | 1,099 | $372.0K | 0.05% | +98+9.8% | Added |
| Psagot Value Holdings Ltd. / (Israel) | 1,099 | $372.0K | 0.06% | +1,099 | New |
| Sawtooth Solutions, LLC | 1,096 | $371.0K | 0.06% | +1,096 | New |
| Lionsbridge Wealth Management LLC | 1,085 | $367.0K | 0.40% | −130−10.7% | Reduced |