SPDR Dow Jones Industrial Average ETF Trust
DIA- Exchange
- NYSE
- SEC CIK
- 0001041130
No open-market purchases or sales by SPDR Dow Jones Industrial Average ETF Trust insiders were filed in the last 90 days; 1,457 institutions reported holding it in 13F filings for Q2 2026, worth $16.1B in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in SPDR Dow Jones Industrial Average ETF Trust as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 893
- +13 vs. Q2 2021
- Shares held
- 27.1M
- −3.19M (−10.5%) vs. Q2 2021
- Total value
- $9.14B
- −$1.31B (−12.5%) vs. Q2 2021
- New holders
- 77
- 302 more added
- Sold out
- 64
- 239 more reduced
14 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting DIA on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 1,457 | $16.1B |
| Q1 2026 | 1,373 | $16.3B |
| Q4 2025 | 1,393 | $18.8B |
| Q3 2025 | 1,289 | $15.0B |
| Q2 2025 | 1,280 | $14.2B |
| Q1 2025 | 1,257 | $14.2B |
| Q4 2024 | 1,298 | $15.2B |
| Q3 2024 | 1,189 | $12.9B |
| Q2 2024 | 1,140 | $11.0B |
| Q1 2024 | 1,151 | $12.3B |
| Q4 2023 | 1,139 | $11.9B |
| Q3 2023 | 1,025 | $8.56B |
| Q2 2023 | 1,033 | $9.86B |
| Q1 2023 | 1,000 | $8.79B |
| Q4 2022 | 1,022 | $9.61B |
| Q3 2022 | 935 | $8.17B |
| Q2 2022 | 953 | $8.54B |
| Q1 2022 | 989 | $10.5B |
| Q4 2021 | 962 | $9.71B |
| Q3 2021 | 893 | $9.14B |
| Q2 2021 | 894 | $10.5B |
| Q1 2021 | 885 | $9.86B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding SPDR Dow Jones Industrial Average ETF Trust; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Welch & Forbes LLC | 1,080 | $366.0K | 0.01% | +40+3.8% | Added |
| Coldstream Capital Management Inc | 1,317 | $366.0K | 0.02% | +1,317 | New |
| Rosenblum Silverman Sutton S F Inc | 1,080 | $365.0K | 0.08% | −38−3.4% | Reduced |
| Gofen & Glossberg LLC | 1,073 | $363.0K | 0.01% | +2+0.2% | Added |
| Hall Private Wealth Advisors | 1,071 | $362.0K | 0.23% | −2,371−68.9% | Reduced |
| TownSquare Capital, LLC | 1,065 | $360.0K | 0.01% | −26−2.4% | Reduced |
| Ground Swell Capital, LLC | 1,062 | $359.0K | 1.55% | +1,062 | New |
| Keeley-Teton Advisors, LLC | 1,055 | $357.0K | 0.04% | +1,055 | New |
| Fayez Sarofim & Co | 1,050 | $355.0K | 0.00% | 00.0% | Unchanged |
| Traverso Chambers Private Wealth Management, LLC | 1,051 | $355.0K | 0.11% | +3+0.3% | Added |
| Alesco Advisors LLC | 1,045 | $354.0K | 0.01% | −18−1.7% | Reduced |
| Personal Capital Advisors Corp | 1,045 | $354.0K | 0.00% | −7−0.7% | Reduced |
| HCR Wealth Advisors | 1,041 | $352.0K | 0.06% | 00.0% | Unchanged |
| Ridgecrest Wealth Partners, LLC | 1,040 | $352.0K | 0.19% | 00.0% | Unchanged |
| Successful Portfolios LLC | 1,039 | $351.0K | 0.21% | 00.0% | Unchanged |
| Madden Securities Corp | 1,037 | $351.0K | 0.19% | 00.0% | Unchanged |
| Carroll Financial Associates, Inc. | 1,033 | $349.0K | 0.02% | +46+4.7% | Added |
| Carret Asset Management, LLC | 1,022 | $346.0K | 0.04% | −9−0.9% | Reduced |
| Sierra Capital LLC | 955 | $342.0K | 0.06% | −138−12.6% | Reduced |
| Verdence Capital Advisors LLC | 1,008 | $341.0K | 0.04% | +1,008 | New |
| Sunflower Bank, N.A. | 1,005 | $340.0K | 0.05% | −165−14.1% | Reduced |
| First United Bank Trust | 1,001 | $339.0K | 0.14% | −165−14.2% | Reduced |
| Institutional & Family Asset Management, LLC | 1,002 | $339.0K | 0.05% | −160−13.8% | Reduced |
| Signaturefd, LLC | 1,003 | $339.0K | 0.01% | +1+0.1% | Added |
| Marks Group Wealth Management, Inc | 1,001 | $339.0K | 0.05% | +32+3.3% | Added |
| Red Door Wealth Management, LLC | 1,002 | $339.0K | 0.13% | +143+16.6% | Added |
| Drexel Morgan & Co. | 1,000 | $338.0K | 0.11% | −1,000−50.0% | Reduced |
| Ipswich Investment Management Co., Inc. | 1,000 | $338.0K | 0.09% | 00.0% | Unchanged |
| Windham Capital Management, LLC | 999 | $338.0K | 0.07% | 00.0% | Unchanged |
| Fort Pitt Capital Group, LLC | 1,000 | $338.0K | 0.01% | 00.0% | Unchanged |
| Clear Perspective Advisors, LLC | 1,000 | $338.0K | 0.12% | 00.0% | Unchanged |
| Abbrea Capital, LLC | 991 | $336.0K | 0.05% | −72−6.8% | Reduced |
| Aspiriant, LLC | 988 | $334.0K | 0.02% | −60−5.7% | Reduced |
| Tradition Wealth Management, LLC | 989 | $334.0K | 0.05% | +233+30.8% | Added |
| Greenleaf Trust | 983 | $333.0K | 0.00% | 00.0% | Unchanged |
| Financial Counselors Inc | 975 | $330.0K | 0.01% | 00.0% | Unchanged |
| Laird Norton Trust Company, LLC | 977 | $330.0K | 0.03% | +977 | New |
| Garde Capital, Inc. | 971 | $329.0K | 0.03% | +971 | New |
| EPG Wealth Management LLC | 970 | $328.0K | 0.13% | −249−20.4% | Reduced |
| Prio Wealth Limited Partnership | 970 | $328.0K | 0.01% | 00.0% | Unchanged |
| Founders Capital Management | 961 | $325.0K | 0.22% | −271−22.0% | Reduced |
| Continuum Advisory, LLC | 958 | $324.0K | 0.09% | +168+21.3% | Added |
| CBIZ Investment Advisory Services, LLC | – | $319.0K | 0.03% | – | – |
| Titus Wealth Management | 934 | $316.0K | 0.17% | −25−2.6% | Reduced |
| N.E.W. Advisory Services LLC | 931 | $315.0K | 0.05% | +931 | New |
| LBMC Investment Advisors, LLC | 44,298 | $314.0K | 0.03% | +43,371+4,678.6% | Added |
| IHT Wealth Management, LLC | 917 | $310.0K | 0.03% | −832−47.6% | Reduced |
| Private Asset Management Inc | 909 | $308.0K | 0.04% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 911 | $308.0K | 0.08% | +911 | New |
| Pacific Sun Financial Corp | 908 | $307.0K | 0.18% | +908 | New |
| Hochman Cole Investment Advisors, Inc. | 904 | $306.0K | 0.12% | −41−4.3% | Reduced |
| Evermay Wealth Management LLC | 900 | $304.0K | 0.06% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 898 | $304.0K | 0.06% | 00.0% | Unchanged |
| First Citizens Bank & Trust Co | 896 | $303.0K | 0.01% | −12−1.3% | Reduced |
| Bedell Frazier Investment Counseling, LLC | 892 | $302.0K | 0.08% | +892 | New |
| First National Corp | 891 | $301.0K | 0.07% | +891 | New |
| MidWestOne Financial Group, Inc. | 886 | $300.0K | 0.07% | 00.0% | Unchanged |
| F3Logic, LLC | 882 | $299.0K | 0.04% | −200−18.5% | Reduced |
| Bluesphere Advisors, LLC | 885 | $299.0K | 0.29% | 00.0% | Unchanged |
| Inverness Counsel LLC | – | $295.0K | 0.01% | – | – |
| Liberty Wealth Management LLC | 865 | $293.0K | 0.10% | −95−9.9% | Reduced |
| John W. Brooker & Co., CPAs | 860 | $291.0K | 0.16% | −8−0.9% | Reduced |
| Diversified Portfolios, Inc. | 859 | $291.0K | 0.08% | 00.0% | Unchanged |
| Strategic Wealth Partners Group LLC | 860 | $291.0K | 0.06% | +860 | New |
| Focused Wealth Management, Inc | 855 | $289.0K | 0.05% | −31−3.5% | Reduced |
| Innova Wealth Partners | 853 | $289.0K | 0.23% | −10−1.2% | Reduced |
| Bridgecreek Investment Management, LLC | 855 | $289.0K | 0.04% | 00.0% | Unchanged |
| Marcum Wealth, LLC | 855 | $289.0K | 0.05% | +855 | New |
| Boston Private Wealth LLC | 852 | $288.0K | 0.00% | +11+1.3% | Added |
| Norris Financial Group, LLC | 840 | $284.2K | 0.19% | −173−17.1% | Reduced |
| Financial Management Network Inc | 835 | $284.0K | 0.14% | +1+0.1% | Added |
| Neumann Capital Management, LLC | 832 | $282.0K | 0.13% | 00.0% | Unchanged |
| First National Bank of Omaha | 834 | $282.0K | 0.01% | 00.0% | Unchanged |
| EP Wealth Advisors, LLC | 831 | $281.0K | 0.01% | +85+11.4% | Added |
| Blue Fin Capital, Inc. | 830 | $280.0K | 0.09% | 00.0% | Unchanged |
| Colony Group LLC | 821 | $278.0K | 0.01% | −63−7.1% | Reduced |
| Kings Point Capital Management | 822 | $278.0K | 0.02% | 00.0% | Unchanged |
| RDA Financial Network | 822 | $278.0K | 0.12% | 00.0% | Unchanged |
| Hall Capital Management Co Inc | 812 | $275.0K | 0.18% | 00.0% | Unchanged |
| Diversified Trust Co | 812 | $275.0K | 0.01% | +812 | New |
| Valley National Advisers Inc | 805 | $272.0K | 0.05% | 00.0% | Unchanged |
| Tandem Capital Management Corp | 805 | $272.0K | 0.17% | 00.0% | Unchanged |
| Smithfield Trust Co | 805 | $272.0K | 0.02% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 800 | $271.0K | 0.03% | −1,790−69.1% | Reduced |
| High Falls Advisors, Inc | 800 | $271.0K | 0.07% | 00.0% | Unchanged |
| Orgel Wealth Management, LLC | 800 | $271.0K | 0.03% | 00.0% | Unchanged |
| Sovereign Financial Group, Inc. | 802 | $271.0K | 0.16% | +30+3.9% | Added |
| First Manhattan Co | 800 | $270.0K | 0.00% | 00.0% | Unchanged |
| Holderness Investments Co | 795 | $269.0K | 0.09% | +115+16.9% | Added |
| Zions Bancorporation, N.A. | 796 | $269.0K | 0.03% | +174+28.0% | Added |
| Evensky & Katz LLC | 789 | $267.0K | 0.03% | 00.0% | Unchanged |
| Heritage Wealth Advisors | 789 | $266.9K | 0.02% | −30−3.7% | Reduced |
| Crewe Advisors LLC | 786 | $266.0K | 0.06% | 00.0% | Unchanged |
| First Citizens Financial Corp | 787 | $266.0K | 0.21% | +12+1.5% | Added |
| Fermata Advisors, LLC | 781 | $264.0K | 0.12% | +40+5.4% | Added |
| Pacitti Group Inc. | 774 | $262.0K | 0.16% | −25−3.1% | Reduced |
| First Interstate Bank | 775 | $262.0K | 0.03% | 00.0% | Unchanged |
| Clare Market Investments LLC | 773 | $261.5K | 0.08% | +2+0.3% | Added |
| Prosperity Planning, Inc. | 770 | $260.0K | 0.14% | 00.0% | Unchanged |
| Marshall Financial Group LLC | 767 | $259.0K | 0.13% | 00.0% | Unchanged |